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Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
122,818,000 |
Market
Cap: |
N/A |
Last
Volume: |
41,936 |
Avg
Vol: |
19,031 |
52
Week Range: |
$6.15 - $6.15 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
|
NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Levi Ronald Daniel |
Chief Operating Officer |
|
2006-09-13 |
4 |
OE |
$9.50 |
$95,000 |
D/D |
10,000 |
10,000 |
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- |
|
Levi Ronald Daniel |
Chief Operating Officer |
|
2006-09-12 |
4 |
S |
$53.01 |
$530,100 |
D/D |
(10,000) |
0 |
|
- |
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Levi Ronald Daniel |
Chief Operating Officer |
|
2006-09-12 |
4 |
OE |
$9.50 |
$95,000 |
D/D |
10,000 |
10,000 |
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- |
|
Giancarlo J Christopher |
Executive Vice President |
|
2006-09-12 |
4 |
S |
$52.45 |
$136,685 |
D/D |
(2,606) |
546 |
|
- |
|
Giancarlo J Christopher |
Executive Vice President |
|
2006-09-12 |
4 |
OE |
$9.50 |
$29,517 |
D/D |
2,606 |
2,546 |
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- |
|
Fewer Donald |
Senior Managing Director |
|
2006-09-11 |
4 |
S |
$51.26 |
$1,281,500 |
D/D |
(25,000) |
0 |
|
- |
|
Fewer Donald |
Senior Managing Director |
|
2006-09-11 |
4 |
OE |
$11.88 |
$297,000 |
D/D |
25,000 |
25,000 |
|
- |
|
Heffron Colin |
President |
|
2006-08-15 |
4 |
AS |
$45.84 |
$1,146,000 |
D/D |
(25,000) |
5,263 |
|
- |
|
Heffron Colin |
President |
|
2006-08-15 |
4 |
OE |
$11.88 |
$297,000 |
D/D |
25,000 |
17,105 |
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- |
|
Kalish Geoffery |
Director |
|
2006-06-30 |
4 |
OE |
$0.00 |
$0 |
I/I |
311 |
482,915 |
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- |
|
Cassoni Marisa |
Director |
|
2006-06-30 |
4 |
D |
$54.07 |
$6,272 |
D/D |
(116) |
6,705 |
|
- |
|
Cassoni Marisa |
Director |
|
2006-06-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
385 |
6,821 |
|
- |
|
Fewer Donald |
Senior Managing Director |
|
2006-05-26 |
4 |
AS |
$55.44 |
$685,571 |
D/D |
(12,366) |
0 |
|
- |
|
Fewer Donald |
Senior Managing Director |
|
2006-05-26 |
4 |
OE |
$9.50 |
$117,477 |
D/D |
12,366 |
12,366 |
|
- |
|
Fewer Donald |
Senior Managing Director |
|
2006-05-25 |
4 |
AS |
$55.00 |
$144,870 |
D/D |
(2,634) |
0 |
|
- |
|
Fewer Donald |
Senior Managing Director |
|
2006-05-25 |
4 |
OE |
$9.50 |
$25,023 |
D/D |
2,634 |
2,634 |
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- |
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Jersey Partners Inc. |
10% Owner |
|
2006-05-23 |
4 |
S |
$54.25 |
$61,114,607 |
D/D |
(1,126,495) |
12,581,390 |
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- |
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Jersey Partners Inc. |
10% Owner |
|
2006-05-23 |
4 |
S |
$54.25 |
$3,038,166 |
I/I |
(56,001) |
1,316 |
|
- |
|
Gooch Michael |
Chairman and CEO |
|
2006-05-23 |
4 |
S |
$54.25 |
$64,152,773 |
I/I |
(1,182,496) |
12,581,390 |
|
- |
|
Fewer Donald |
Senior Managing Director |
|
2006-05-22 |
4 |
AS |
$52.28 |
$784,200 |
D/D |
(15,000) |
0 |
|
- |
|
Fewer Donald |
Senior Managing Director |
|
2006-05-22 |
4 |
OE |
$9.50 |
$142,500 |
D/D |
15,000 |
15,000 |
|
- |
|
Heffron Colin |
President |
|
2006-05-22 |
4 |
AS |
$51.90 |
$1,297,500 |
D/D |
(25,000) |
5,263 |
|
- |
|
Heffron Colin |
President |
|
2006-05-22 |
4 |
OE |
$11.88 |
$297,000 |
D/D |
25,000 |
25,000 |
|
- |
|
Pike Christopher |
Director |
|
2006-05-17 |
4 |
S |
$54.25 |
$100,692 |
I/I |
(1,856) |
287 |
|
- |
|
Jersey Partners Inc. |
10% Owner |
|
2006-05-16 |
4 |
S |
$19.00 |
$399,988 |
D/D |
(21,052) |
13,707,885 |
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- |
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680 Records found
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Page 20 of 28 |
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