| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
65,160,000 |
| Market
Cap: |
1.63(B) |
| Last
Volume: |
5,534,095 |
Avg
Vol: |
1,199,906 |
| 52
Week Range: |
$24.98 - $24.98 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 400 MIDCAP |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Schulte Daniel C |
SVP & General Counsel |
• – – |
2010-04-29 |
4 |
S |
$38.05 |
$217,356 |
D/D |
(5,713) |
122,121 |
|
- |
|
| Avery Michael L |
SVP & Chief Investment Officer |
• – – |
2010-04-29 |
4 |
S |
$37.96 |
$303,680 |
D/D |
(8,000) |
242,262 |
|
- |
|
| Schieber Mark A |
SVP & Controller |
• – – |
2010-04-02 |
4/A |
A |
$0.00 |
$0 |
D/D |
2,800 |
18,444 |
|
- |
|
| Bloss Brent K |
SVP-Finance & Treasurer |
• – – |
2010-04-02 |
4/A |
A |
$0.00 |
$0 |
D/D |
13,000 |
37,934 |
|
- |
|
| Schieber Mark A |
SVP & Controller |
• – – |
2010-04-02 |
4 |
D |
$36.89 |
$44,010 |
D/D |
(1,193) |
15,644 |
|
- |
|
| Strohm Michael D |
SVP & Chief Operations Officer |
• – – |
2010-04-02 |
4 |
D |
$36.89 |
$106,649 |
D/D |
(2,891) |
128,138 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2010-04-02 |
4 |
D |
$36.89 |
$98,791 |
D/D |
(2,678) |
192,222 |
|
- |
|
| Schulte Daniel C |
SVP & General Counsel |
• – – |
2010-04-02 |
4 |
D |
$36.89 |
$96,652 |
D/D |
(2,620) |
127,834 |
|
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2010-04-02 |
4 |
D |
$36.89 |
$412,873 |
I/I |
(11,192) |
1,049,544 |
|
- |
|
| Bloss Brent K |
SVP-Finance & Treasurer |
• – – |
2010-04-02 |
4 |
D |
$36.89 |
$60,795 |
D/D |
(1,648) |
24,934 |
|
- |
|
| Avery Michael L |
SVP & Chief Investment Officer |
• – – |
2010-04-02 |
4 |
D |
$36.89 |
$119,708 |
D/D |
(3,245) |
250,262 |
|
- |
|
| Butch Thomas W |
SVP & Chief Marketing Officer |
• – – |
2010-04-02 |
4 |
D |
$36.89 |
$122,696 |
I/I |
(3,326) |
297,942 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2010-03-19 |
4 |
S |
$34.55 |
$245,073 |
D/D |
(7,094) |
194,900 |
|
- |
|
| Schieber Mark A |
SVP & Controller |
• – – |
2010-03-17 |
4 |
D |
$35.10 |
$109,508 |
D/D |
(3,120) |
16,837 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2010-03-17 |
4 |
S |
$34.98 |
$298,230 |
D/D |
(8,526) |
201,994 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2010-03-15 |
4 |
S |
$34.24 |
$658,744 |
D/D |
(19,241) |
210,520 |
|
- |
|
| Strohm Michael D |
SVP & Chief Operations Officer |
• – – |
2010-03-12 |
4 |
S |
$34.38 |
$1,031,469 |
I/I |
(30,002) |
21,283 |
|
- |
|
| Strohm Michael D |
SVP & Chief Operations Officer |
• – – |
2010-03-11 |
4 |
S |
$34.04 |
$414,471 |
D/D |
(12,176) |
131,029 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2010-03-10 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,500 |
229,761 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2010-03-10 |
4 |
S |
$34.45 |
$554,374 |
D/D |
(16,092) |
231,261 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2010-03-09 |
4 |
GD |
$0.00 |
$0 |
D/D |
781 |
247,353 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2010-03-05 |
4 |
S |
$34.71 |
$637,276 |
D/D |
(18,360) |
248,134 |
|
- |
|
| Schulte Daniel C |
SVP & General Counsel |
• – – |
2010-03-02 |
4 |
S |
$33.75 |
$418,028 |
D/D |
(12,386) |
130,454 |
|
- |
|
| Walton Jerry W |
Director |
– • – |
2010-01-04 |
4/A |
A |
$0.00 |
$0 |
D/D |
3,997 |
54,363 |
|
- |
|
| Kosloff Alan W |
Chairman of the Board |
– • – |
2010-01-04 |
4 |
A |
$0.00 |
$0 |
D/D |
6,635 |
61,700 |
|
- |
|
903 Records found
|
|
Page 21 of 37 |
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