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Exchange: |
Nasdaq Small Cap |
Security
Type: |
Common |
Shares
Out: |
79,770,000 |
Market
Cap: |
22.34(B) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$196.73 - $286.21 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : 339 |
Guru Rank Value : 3.6 |
Guru Occurances : 2 |
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Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
1,935 |
Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
Total People Bought |
0 |
0 |
0 |
2 |
Total Buy Transactions |
0 |
0 |
0 |
3 |
Total Shares Sold |
0 |
101,656 |
131,167 |
374,538 |
Total Sell Value |
$0 |
$26,463,831 |
$33,334,367 |
$90,708,391 |
Total People Sold |
0 |
5 |
8 |
9 |
Total Sell Transactions |
0 |
9 |
15 |
32 |
End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Eberhart Paulett |
Director |
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2019-06-03 |
4 |
A |
$0.00 |
$0 |
D/D |
7 |
15,840 |
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- |
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Oroschakoff Michelle |
Managing Director |
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2019-05-28 |
4 |
AS |
$84.51 |
$507,060 |
D/D |
(6,000) |
9,563 |
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- |
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Oroschakoff Michelle |
Managing Director |
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2019-05-28 |
4 |
OE |
$36.88 |
$221,280 |
D/D |
6,000 |
15,563 |
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- |
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Audette Matthew J |
Chief Financial Officer |
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2019-05-17 |
4 |
GD |
$0.00 |
$0 |
D/D |
2,000 |
30,943 |
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- |
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Putnam James S |
Director |
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2019-05-09 |
4 |
A |
$0.00 |
$0 |
D/D |
2,074 |
126,968 |
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- |
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Mnookin Allison |
Director |
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2019-05-09 |
4 |
A |
$0.00 |
$0 |
D/D |
2,074 |
4,205 |
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- |
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Eberhart Paulett |
Director |
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2019-05-09 |
4 |
A |
$0.00 |
$0 |
D/D |
2,074 |
15,833 |
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- |
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Riepe James S |
Director |
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2019-05-09 |
4 |
A |
$0.00 |
$0 |
D/D |
3,144 |
95,099 |
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- |
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Glavin William Francis Jr |
Director |
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2019-05-09 |
4 |
A |
$0.00 |
$0 |
D/D |
3,144 |
12,243 |
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- |
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Thomas Corey E. |
Director |
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2019-05-09 |
4 |
A |
$0.00 |
$0 |
D/D |
3,144 |
3,144 |
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- |
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Schifter Richard P |
Director |
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2019-05-09 |
4 |
A |
$0.00 |
$0 |
D/D |
3,144 |
44,573 |
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- |
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Mulcahy Anne M |
Director |
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2019-05-09 |
4 |
A |
$0.00 |
$0 |
D/D |
3,144 |
25,947 |
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- |
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Calder Tracy |
Managing Director |
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2019-05-08 |
4 |
S |
$84.25 |
$42,125 |
D/D |
(500) |
9,589 |
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- |
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Arnold Dan H. |
President & CEO |
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2019-05-03 |
4 |
AS |
$85.00 |
$103,870 |
D/D |
(1,222) |
228,846 |
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- |
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Arnold Dan H. |
President & CEO |
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2019-05-03 |
4 |
OE |
$32.26 |
$39,422 |
D/D |
1,222 |
230,068 |
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- |
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Putnam James S |
Director |
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2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
36 |
124,894 |
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- |
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Glavin William Francis Jr |
Director |
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2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
30 |
9,099 |
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- |
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Eberhart Paulett |
Director |
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2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
8 |
13,759 |
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- |
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Riepe James S |
Director |
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2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
30 |
91,955 |
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- |
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Schifter Richard P |
Director |
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2019-03-29 |
4 |
A |
$0.00 |
$0 |
D/D |
48 |
41,429 |
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- |
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Oroschakoff Michelle |
Managing Director |
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2019-03-14 |
4 |
AS |
$73.81 |
$89,605 |
D/D |
(1,214) |
9,563 |
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- |
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Gooley Thomas |
Managing Director |
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2019-03-14 |
4 |
S |
$74.06 |
$1,880,532 |
D/D |
(25,392) |
17,293 |
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- |
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Gooley Thomas |
Managing Director |
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2019-03-14 |
4 |
OE |
$19.85 |
$801,042 |
D/D |
25,392 |
42,685 |
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- |
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White George Burton |
Managing Director |
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2019-03-13 |
4 |
D |
$74.22 |
$52,251 |
D/D |
(704) |
28,809 |
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- |
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Calder Tracy |
Managing Director |
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2019-03-13 |
4 |
D |
$74.22 |
$27,684 |
D/D |
(373) |
10,089 |
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- |
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1243 Records found
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Page 22 of 50 |
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