| |
| |
| Exchange: |
N/A |
| Security
Type: |
N/A |
| Shares
Out: |
25,430,000 |
| Market
Cap: |
523.86(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$15.2 - $59.13 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile B. Riley Financial and its subsidiaries provide investment banking and financial services to corporate, institutional and high net worth clients, and asset disposition, valuation and appraisal and capital advisory services to a range of retail, wholesale and industrial clients, as well as lenders, capital providers, private equity investors and professional services firms throughout the United States, Australia, Canada, and Europe. Co. also provides consumer Internet access and related subscription services. Co.'s operating segments are Capital Markets, Auction and Liquidation, Valuation and Appraisal, Principal Investments - United Online and magicJack, and Brands.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
302,059 |
1,140,383 |
| Total Buy Value |
$0 |
$0 |
$13,059,838 |
$47,050,439 |
| Total People Bought |
0 |
0 |
8 |
10 |
| Total Buy Transactions |
0 |
0 |
17 |
61 |
| Total Shares Sold |
0 |
0 |
61,609 |
61,609 |
| Total Sell Value |
$0 |
$0 |
$1,253,632 |
$1,253,632 |
| Total People Sold |
0 |
0 |
1 |
1 |
| Total Sell Transactions |
0 |
0 |
1 |
1 |
| End Date |
2024-03-17 |
2023-12-15 |
2023-06-16 |
2022-06-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Carpenter Scott K |
EVP, Retail Services |
• – – |
2011-05-02 |
4 |
A |
$0.00 |
$0 |
D/D |
11,086 |
144,136 |
|
- |
|
| Carpenter Scott K |
EVP, Retail Services |
• – – |
2011-01-31 |
4 |
A |
$0.00 |
$0 |
D/D |
33,863 |
133,050 |
|
- |
|
| Elliott International L P |
10% Owner |
– – • |
2010-09-20 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,120,280 |
|
- |
|
| Elliott Associates Lp |
10% Owner |
– – • |
2010-09-20 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,413,520 |
|
- |
|
| Riley Bryant R |
Director |
– • – |
2010-09-20 |
4 |
OE |
$0.00 |
$0 |
D/D |
18,255 |
18,255 |
|
- |
|
| Pabst Thomas E |
Chief Operating Officer |
• – – |
2010-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
48,835 |
109,195 |
|
- |
|
| Weitz Mark |
Pres. Whlse. & Industrial Svcs |
• – – |
2010-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
46,877 |
104,715 |
|
- |
|
| Carpenter Scott K |
EVP Retail Services |
• – – |
2010-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
44,344 |
99,187 |
|
- |
|
| Erickson Paul |
EVP and CFO |
• – – |
2010-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
43,869 |
98,705 |
|
- |
|
| Friedman Lester M |
Managing Director, GAAV, LLC |
• – – |
2010-08-02 |
4 |
A |
$0.00 |
$0 |
D/D |
40,068 |
89,021 |
|
- |
|
| Hilton Hugh G |
Director |
– • – |
2010-08-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
18,255 |
58,255 |
|
- |
|
| Hart Matthew J |
Director |
– • – |
2010-08-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
18,255 |
68,255 |
|
- |
|
| Klein Mark D |
Director |
– • – |
2010-08-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
18,255 |
292,630 |
|
- |
|
| Levitt Michael J |
Director |
– • – |
2010-08-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
18,255 |
58,255 |
|
- |
|
| Klein Mark D |
Director |
– • – |
2010-07-15 |
4 |
A |
$0.00 |
$0 |
D/D |
40,000 |
274,375 |
|
- |
|
| Hart Matthew J |
Director |
– • – |
2010-07-15 |
4 |
A |
$0.00 |
$0 |
D/D |
40,000 |
50,000 |
|
- |
|
| Levitt Michael J |
Director |
– • – |
2010-07-15 |
4 |
A |
$0.00 |
$0 |
D/D |
40,000 |
40,000 |
|
- |
|
| Hilton Hugh G |
Director |
– • – |
2010-07-15 |
4 |
A |
$0.00 |
$0 |
D/D |
40,000 |
40,000 |
|
- |
|
| Riley Bryant R |
Director |
– • – |
2010-07-15 |
4 |
A |
$0.00 |
$0 |
D/D |
40,000 |
40,000 |
|
- |
|
| Riley Bryant R |
Director |
– • – |
2010-06-16 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
18,255 |
|
- |
|
| Riley Bryant R |
Director |
– • – |
2010-06-16 |
3/A |
IO |
$0.00 |
$0 |
I/I |
0 |
48,166 |
|
- |
|
| Weitz Mark |
Pres., W/S & Indus. ServicesO |
• – – |
2010-06-16 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
57,838 |
|
- |
|
| Erickson Paul |
Exec. VP, Chief Financial Off. |
• – – |
2010-06-16 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
54,836 |
|
- |
|
| Pabst Thomas E |
Chief Operating OfficerOfficer |
• – – |
2010-06-16 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
60,360 |
|
- |
|
| Yellen Harvey M |
Vice Chairman and PresidentOff |
• • • |
2010-06-16 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
5,280,000 |
|
- |
|
559 Records found
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Page 22 of 23 |
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