| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
65,160,000 |
| Market
Cap: |
1.63(B) |
| Last
Volume: |
5,534,095 |
Avg
Vol: |
1,199,906 |
| 52
Week Range: |
$24.98 - $24.98 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 400 MIDCAP |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Strohm Michael D |
SVP & Chief Operations Officer |
• – – |
2009-12-29 |
4 |
D |
$30.63 |
$95,872 |
D/D |
(3,130) |
180,631 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2009-12-29 |
4 |
D |
$30.63 |
$105,796 |
D/D |
(3,454) |
246,514 |
|
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2009-12-29 |
4 |
D |
$30.63 |
$236,984 |
I/I |
(7,737) |
983,644 |
|
- |
|
| Avery Michael L |
SVP & Chief Investment Officer |
• – – |
2009-12-29 |
4 |
D |
$30.63 |
$173,335 |
D/D |
(5,659) |
185,403 |
|
- |
|
| Butch Thomas W |
SVP & Chief Marketing Officer |
• – – |
2009-12-29 |
4 |
D |
$30.63 |
$169,261 |
I/I |
(5,526) |
239,526 |
|
- |
|
| Schulte Daniel C |
SVP & General Counsel |
• – – |
2009-12-29 |
4 |
D |
$30.63 |
$94,616 |
D/D |
(3,089) |
107,860 |
|
- |
|
| Schieber Mark A |
SVP & Controller |
• – – |
2009-12-15 |
4 |
S |
$29.88 |
$119,510 |
D/D |
(4,000) |
16,837 |
|
- |
|
| Avery Michael L |
SVP & Chief Investment Officer |
• – – |
2009-11-16 |
4 |
S |
$31.00 |
$310,000 |
D/D |
(10,000) |
191,062 |
|
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2009-11-03 |
4 |
S |
$28.50 |
$542,423 |
I/I |
(19,032) |
991,381 |
|
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2009-11-03 |
4 |
OE |
$18.00 |
$342,576 |
I/I |
19,032 |
1,010,413 |
|
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2009-11-02 |
4 |
S |
$28.50 |
$1,339,500 |
I/I |
(47,000) |
991,381 |
|
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2009-11-02 |
4 |
OE |
$18.00 |
$846,000 |
I/I |
47,000 |
1,038,381 |
|
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2009-10-30 |
4 |
S |
$29.09 |
$340,309 |
I/I |
(11,700) |
991,381 |
|
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2009-10-30 |
4 |
OE |
$18.00 |
$210,600 |
I/I |
11,700 |
1,003,081 |
|
- |
|
| Strohm Michael D |
SVP & Chief Operations Officer |
• – – |
2009-08-13 |
5 |
GA |
$0.00 |
$0 |
I/I |
36,000 |
36,000 |
|
- |
|
| Strohm Michael D |
SVP & Chief Operations Officer |
• – – |
2009-08-13 |
5 |
GD |
$0.00 |
$0 |
D/D |
36,000 |
143,205 |
|
- |
|
| Rogers William L |
Director |
– • – |
2009-08-05 |
4 |
S |
$28.10 |
$54,206 |
D/D |
(1,929) |
68,266 |
|
- |
|
| Rogers William L |
Director |
– • – |
2009-08-05 |
4 |
OE |
$17.67 |
$34,079 |
D/D |
1,929 |
70,195 |
|
- |
|
| Butch Thomas W |
EVP & Chief Marketing Officer |
• – – |
2009-07-15 |
4 |
GA |
$0.00 |
$0 |
I/I |
25,000 |
36,063 |
|
- |
|
| Butch Thomas W |
EVP & Chief Marketing Officer |
• – – |
2009-07-15 |
4 |
GD |
$0.00 |
$0 |
I/I |
25,000 |
272,942 |
|
- |
|
| Butch Thomas W |
SVP & Chief Marketing Officer |
• – – |
2009-06-10 |
4 |
S |
$27.00 |
$676,670 |
I/I |
(25,000) |
11,063 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2009-06-08 |
4 |
S |
$27.00 |
$270,001 |
D/D |
(10,000) |
249,968 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2009-06-08 |
4 |
OE |
$16.83 |
$168,333 |
D/D |
10,000 |
259,968 |
|
- |
|
| Connealy Daniel P |
SVP and CFO |
• – – |
2009-05-29 |
4 |
B |
$24.19 |
$726 |
D/D |
30 |
171,740 |
2.66 |
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2009-05-29 |
4 |
S |
$24.01 |
$945,298 |
I/I |
(39,156) |
1,005,087 |
|
- |
|
903 Records found
|
|
Page 23 of 37 |
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