| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
22.11(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$208.24 - $286.21 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
0 |
101,656 |
131,167 |
374,538 |
| Total Sell Value |
$0 |
$26,463,831 |
$33,334,367 |
$90,708,391 |
| Total People Sold |
0 |
5 |
8 |
9 |
| Total Sell Transactions |
0 |
9 |
15 |
32 |
| End Date |
2024-03-17 |
2023-12-15 |
2023-06-16 |
2022-06-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Larsen Sallie R. |
Managing Director |
• – – |
2019-02-25 |
4 |
D |
$77.53 |
$110,790 |
D/D |
(1,429) |
16,148 |
|
- |
|
| Seese Scott |
Managing Director |
• – – |
2019-02-23 |
4 |
D |
$77.04 |
$35,901 |
D/D |
(466) |
20,702 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2019-02-23 |
4 |
D |
$77.04 |
$36,363 |
D/D |
(472) |
29,217 |
|
- |
|
| Gooley Thomas |
Managing Director |
• – – |
2019-02-23 |
4 |
D |
$77.04 |
$43,605 |
D/D |
(566) |
20,726 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2019-02-23 |
4 |
D |
$77.04 |
$47,457 |
D/D |
(616) |
32,358 |
|
- |
|
| Calder Tracy |
Managing Director |
• – – |
2019-02-23 |
4 |
D |
$77.04 |
$14,715 |
D/D |
(191) |
20,065 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2019-02-23 |
4 |
D |
$77.04 |
$31,972 |
D/D |
(415) |
22,276 |
|
- |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2019-02-23 |
4 |
D |
$77.04 |
$19,645 |
D/D |
(255) |
17,577 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2019-02-11 |
4 |
AS |
$76.94 |
$3,077,600 |
D/D |
(40,000) |
22,691 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2019-02-11 |
4 |
OE |
$22.08 |
$883,200 |
D/D |
40,000 |
62,691 |
|
- |
|
| Gooley Thomas |
Managing Director |
• – – |
2019-02-04 |
4 |
S |
$74.81 |
$3,250,521 |
D/D |
(43,440) |
21,292 |
|
- |
|
| Gooley Thomas |
Managing Director |
• – – |
2019-02-04 |
4 |
OE |
$24.38 |
$1,562,001 |
D/D |
43,440 |
64,732 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2019-01-16 |
4 |
AS |
$70.00 |
$2,574,180 |
D/D |
(36,774) |
232,987 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2019-01-16 |
4 |
OE |
$34.61 |
$1,272,748 |
D/D |
36,774 |
269,761 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2019-01-10 |
4 |
OE |
$22.08 |
$597,765 |
D/D |
26,892 |
29,689 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2019-01-10 |
4 |
AS |
$66.00 |
$1,576,872 |
D/D |
(23,892) |
26,689 |
|
- |
|
| Riepe James S |
Director |
– • – |
2018-12-12 |
4 |
S |
$60.69 |
$274,137 |
D/D |
(4,517) |
91,925 |
|
- |
|
| Riepe James S |
Director |
– • – |
2018-12-12 |
4 |
OE |
$18.04 |
$273,600 |
D/D |
13,500 |
96,442 |
|
- |
|
| Gooley Thomas |
Managing Director |
• – – |
2018-12-12 |
4 |
S |
$60.72 |
$1,814,071 |
D/D |
(29,876) |
21,292 |
|
- |
|
| Gooley Thomas |
Managing Director |
• – – |
2018-12-12 |
4 |
OE |
$19.85 |
$593,039 |
D/D |
29,876 |
51,168 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2018-11-27 |
4 |
AS |
$63.00 |
$378,000 |
D/D |
(6,000) |
13,811 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2018-11-27 |
4 |
OE |
$36.88 |
$221,280 |
D/D |
6,000 |
19,811 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2018-11-26 |
4 |
A |
$0.00 |
$0 |
D/D |
33 |
9,069 |
|
- |
|
| Putnam James S |
Director |
– • – |
2018-11-26 |
4 |
A |
$0.00 |
$0 |
D/D |
40 |
124,858 |
|
- |
|
| Riepe James S |
Director |
– • – |
2018-11-26 |
4 |
A |
$0.00 |
$0 |
D/D |
35 |
82,942 |
|
- |
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1244 Records found
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