| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
22.83(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$195.79 - $284.4 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
0 |
101,656 |
131,167 |
374,538 |
| Total Sell Value |
$0 |
$26,463,831 |
$33,334,367 |
$90,708,391 |
| Total People Sold |
0 |
5 |
8 |
9 |
| Total Sell Transactions |
0 |
9 |
15 |
32 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Oroschakoff Michelle |
Managing Director |
• – – |
2018-08-27 |
4 |
OE |
$36.88 |
$221,280 |
D/D |
6,000 |
19,811 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2018-08-23 |
4 |
A |
$0.00 |
$0 |
D/D |
32 |
9,036 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2018-08-23 |
4 |
A |
$0.00 |
$0 |
D/D |
51 |
41,327 |
|
- |
|
| Riepe James S |
Director |
– • – |
2018-08-23 |
4 |
A |
$0.00 |
$0 |
D/D |
32 |
82,907 |
|
- |
|
| Putnam James S |
Director |
– • – |
2018-08-23 |
4 |
A |
$0.00 |
$0 |
D/D |
38 |
124,818 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2018-08-23 |
4 |
A |
$0.00 |
$0 |
D/D |
9 |
13,742 |
|
- |
|
| Dinh Viet D |
Director |
– • – |
2018-08-23 |
4 |
A |
$0.00 |
$0 |
D/D |
51 |
17,364 |
|
- |
|
| Seese Scott |
Managing Director |
• – – |
2018-08-21 |
4 |
D |
$66.38 |
$340,729 |
D/D |
(5,133) |
21,168 |
|
- |
|
| Gooley Thomas |
Managing Director |
• – – |
2018-08-06 |
4 |
D |
$67.22 |
$76,227 |
D/D |
(1,134) |
21,292 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2018-08-01 |
4 |
OE |
$22.08 |
$332,452 |
D/D |
13,226 |
236,987 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2018-08-01 |
4 |
AS |
$66.90 |
$401,400 |
D/D |
(6,000) |
233,761 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2018-06-14 |
4 |
AS |
$70.20 |
$114,215 |
D/D |
(1,627) |
22,691 |
|
- |
|
| Gooley Thomas |
Managing Director |
• – – |
2018-06-13 |
4 |
D |
$70.49 |
$34,117 |
D/D |
(484) |
22,426 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2018-06-10 |
4 |
D |
$71.05 |
$23,233 |
D/D |
(327) |
24,474 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2018-06-01 |
4 |
A |
$0.00 |
$0 |
D/D |
30 |
9,004 |
|
- |
|
| Dinh Viet D |
Director |
– • – |
2018-06-01 |
4 |
A |
$0.00 |
$0 |
D/D |
48 |
17,313 |
|
- |
|
| Eberhart Paulett |
Director |
– • – |
2018-06-01 |
4 |
A |
$0.00 |
$0 |
D/D |
8 |
13,733 |
|
- |
|
| Mnookin Allison |
Director |
– • – |
2018-06-01 |
4 |
A |
$0.00 |
$0 |
D/D |
2,131 |
2,131 |
|
- |
|
| Putnam James S |
Director |
– • – |
2018-06-01 |
4 |
A |
$0.00 |
$0 |
D/D |
36 |
124,780 |
|
- |
|
| Riepe James S |
Director |
– • – |
2018-06-01 |
4 |
A |
$0.00 |
$0 |
D/D |
30 |
82,875 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2018-06-01 |
4 |
A |
$0.00 |
$0 |
D/D |
48 |
41,276 |
|
- |
|
| Dinh Viet D |
Director |
– • – |
2018-05-18 |
4 |
A |
$0.00 |
$0 |
D/D |
3,734 |
17,265 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2018-05-18 |
4 |
A |
$0.00 |
$0 |
D/D |
3,734 |
41,228 |
|
- |
|
| Riepe James S |
Director |
– • – |
2018-05-18 |
4 |
A |
$0.00 |
$0 |
D/D |
3,734 |
82,845 |
|
- |
|
| Putnam James S |
Director |
– • – |
2018-05-18 |
4 |
A |
$0.00 |
$0 |
D/D |
2,463 |
124,744 |
|
- |
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1235 Records found
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Page 25 of 50 |
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6.83 (2.44%) 
