PACW : Insider Transactions for Pacwest Bancorp

Company Profile PacWest Bancorp is a bank holding company. Through its subsidiary, Pacific Western Bank (the Bank), Co. is focused on relationship-based business banking to small, middle-market, and venture-backed businesses nationwide. The Bank provides community banking products including lending and deposit and treasury management services. The Bank provides national lending products including asset-based, equipment, and real estate loans and treasury management services. The Bank also provides venture banking products including a suite of financial services focused on entrepreneurial and venture-backed businesses and their venture capital and private equity investors.

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	0	0	98,743
Total Buy Value	$0	$0	$0	$1,910,502
Total People Bought	0	0	0	11
Total Buy Transactions	0	0	0	14
Total Shares Sold	0	0	0	84,384
Total Sell Value	$0	$0	$0	$2,177,510
Total People Sold	0	0	0	1
Total Sell Transactions	0	0	0	2
End Date	2024-03-10	2023-12-08	2023-06-09	2022-06-09

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Records found: 1403

Page 25 of 57

Filer's Name

Relation Title

Off-Dir-10%

Tran. Date

Form

Action

Price

Mkt Value

D/I

Shares

Holdings

Rank

3m +/-

Form

Christian Mark A

Executive Vice President

• – –

2014-01-27

$42.00

$564,186

D/D

(13,433)

724

Lester Susan E

Director

– • –

2014-01-27

$42.60

$340,832

D/D

8,000

19,620

2.39

Christian Mark A

Executive Vice President

• – –

2013-12-27

$42.01

$199,085

D/D

(4,739)

14,157

Santoro Victor R

Exec Vice President and CFO

• – –

2013-12-27

$42.01

$1,902,129

D/D

(45,278)

151,222

Santoro Victor R

Exec Vice President and CFO

• – –

2013-12-27

$0.00

D/D

38,494

169,537

Thompson Michael L

Executive Vice President

• – –

2013-12-27

$42.01

$1,213,417

D/D

(28,884)

55,211

Thompson Michael L

Executive Vice President

• – –

2013-12-27

$0.00

D/D

30,815

69,846

Hopkins Lynn M

Executive Vice President

• – –

2013-12-27

$42.01

$47,849

D/D

(1,139)

12,194

Wolff Jared M

EVP, GC & Reg. Pres.

• – –

2013-12-27

$42.01

$2,089,829

D/D

(49,746)

77,107

Wolff Jared M

EVP, GC & Reg. Pres.

• – –

2013-12-27

$0.00

D/D

62,886

107,028

Wagner Matthew P

CEO

• • –

2013-12-27

$42.01

$4,908,826

D/D

(116,849)

432,194

Wagner Matthew P

CEO

• • –

2013-12-27

$0.00

D/D

112,251

485,603

Platt Daniel B

EVP, Special Assets

• • –

2013-12-27

$42.01

$364,773

D/D

(8,683)

41,640

Platt Daniel B

EVP, Special Assets

• • –

2013-12-27

$0.00

D/D

23,104

50,323

Hopkins Lynn M

Executive Vice President

• – –

2013-12-13

$41.24

$412,414

I/I

(10,000)

33,303

Thompson Michael L

Executive Vice President

• – –

2013-12-12

$41.96

$419,600

D/D

(10,000)

53,280

Christian Mark A

Executive Vice President

• – –

2013-12-09

$42.46

$408,672

D/D

(9,626)

18,896

Dyck Robert G

EVP and Chief Credit Officer

• – –

2013-12-09

$42.00

$420,020

D/D

(10,000)

35,706

Carlson Craig A

Director

– • –

2013-12-05

$41.70

$12,509

I/I

300

1,750

2.1

Wagner Matthew P

CEO

• • –

2013-12-02

$41.30

$99,740

I/I

2,415

39,378

2.66

Baker Mark N

Director

– • –

2013-11-25

$0.00

I/I

500

22,742

Langley George E

Director

– • –

2013-11-21

$0.00

I/I

2,320

98,524

Dyck Robert G

EVP and Chief Credit Officer

• – –

2013-11-20

$39.35

$393,526

D/D

(10,000)

45,706

Lester Susan E

Director

– • –

2013-11-04

$38.03

$76,056

D/D

2,000

11,620

2.39

Fitzpatrick Barry C

Director

– • –

2013-09-16

$33.41

$100,238

I/I

3,000

2.1

1403 Records found	Previous 20 21 22 23 24 25 26 27 28 29 Next	Page 25 of 57

Transaction Code Key:				Ownership Code Key
B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
OE	- Options Exercised	A	- Acquired
IO	- Initital Ownership	D	- Disposed

Summary:

Chart:

3m +/-: