| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
65,160,000 |
| Market
Cap: |
1.63(B) |
| Last
Volume: |
5,534,095 |
Avg
Vol: |
1,199,906 |
| 52
Week Range: |
$24.98 - $24.98 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 400 MIDCAP |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Avery Michael L |
SVP & Chief Investment Officer |
• – – |
2009-05-01 |
4 |
S |
$22.99 |
$459,800 |
D/D |
(20,000) |
201,062 |
|
- |
|
| Strohm Michael D |
SVP & Chief Operations Officer |
• – – |
2009-04-02 |
4 |
D |
$19.12 |
$111,680 |
D/D |
(5,841) |
183,761 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2009-04-02 |
4 |
D |
$19.12 |
$107,244 |
D/D |
(5,609) |
249,968 |
|
- |
|
| Schulte Daniel C |
SVP & General Counsel |
• – – |
2009-04-02 |
4 |
D |
$19.12 |
$110,227 |
D/D |
(5,765) |
128,349 |
|
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2009-04-02 |
4 |
D |
$19.12 |
$365,689 |
I/I |
(19,126) |
991,381 |
|
- |
|
| Schieber Mark A |
SVP & Controller |
• – – |
2009-04-02 |
4 |
D |
$19.12 |
$23,518 |
D/D |
(1,230) |
20,837 |
|
- |
|
| Schieber Mark A |
SVP & Controller |
• – – |
2009-04-02 |
4 |
A |
$0.00 |
$0 |
D/D |
5,500 |
22,067 |
|
- |
|
| Bloss Brent K |
SVP-Finance & Treasurer |
• – – |
2009-04-02 |
4 |
D |
$19.12 |
$26,366 |
D/D |
(1,379) |
30,582 |
|
- |
|
| Bloss Brent K |
SVP-Finance & Treasurer |
• – – |
2009-04-02 |
4 |
A |
$0.00 |
$0 |
D/D |
13,000 |
31,961 |
|
- |
|
| Butch Thomas W |
SVP & Chief Marketing Officer |
• – – |
2009-04-02 |
4 |
D |
$19.12 |
$128,276 |
I/I |
(6,709) |
245,052 |
|
- |
|
| Avery Michael L |
SVP & Chief Investment Officer |
• – – |
2009-04-02 |
4 |
D |
$19.12 |
$103,401 |
D/D |
(5,408) |
219,310 |
|
- |
|
| Kosloff Alan W |
Director |
– • – |
2009-03-10 |
4 |
B |
$13.19 |
$791 |
D/D |
60 |
75,092 |
2.31 |
- |
|
| Reimer Ronald C |
Director |
– • – |
2009-02-12 |
4 |
GA |
$0.00 |
$0 |
I/I |
6,644 |
14,878 |
|
- |
|
| Reimer Ronald C |
Director |
– • – |
2009-02-12 |
4 |
GD |
$0.00 |
$0 |
D/D |
6,644 |
18,701 |
|
- |
|
| Raines James M |
Director |
– • – |
2009-01-03 |
4 |
D |
$0.00 |
$0 |
D/D |
(2,333) |
28,162 |
|
- |
|
| Raines James M |
Director |
– • – |
2009-01-03 |
4/A |
D |
$0.00 |
$0 |
D/D |
(1,750) |
28,745 |
|
- |
|
| Reimer Ronald C |
Director |
– • – |
2009-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
7,374 |
25,345 |
|
- |
|
| Raines James M |
Director |
– • – |
2009-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
7,374 |
30,495 |
|
- |
|
| Logue Dennis E |
Director |
– • – |
2009-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
7,374 |
45,472 |
|
- |
|
| Walton Jerry W |
Director |
– • – |
2009-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
7,374 |
48,938 |
|
- |
|
| Rogers William L |
Director |
– • – |
2009-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
7,374 |
68,266 |
|
- |
|
| Kosloff Alan W |
Chairman of the Board |
– • – |
2009-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
12,241 |
55,065 |
|
- |
|
| Connealy Daniel P |
SVP and CFO |
• – – |
2008-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
60,900 |
171,710 |
|
- |
|
| Schulte Daniel C |
SVP & General Counsel |
• – – |
2008-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
60,900 |
134,114 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2008-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
60,900 |
255,577 |
|
- |
|
903 Records found
|
|
Page 25 of 37 |
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