| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
65,160,000 |
| Market
Cap: |
1.63(B) |
| Last
Volume: |
5,534,095 |
Avg
Vol: |
1,205,365 |
| 52
Week Range: |
$24.98 - $24.98 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 400 MIDCAP |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Strohm Michael D |
SVP & Chief Operations Officer |
• – – |
2008-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
60,900 |
189,602 |
|
- |
|
| Butch Thomas W |
SVP & Chief Marketing Officer |
• – – |
2008-12-31 |
4 |
GA |
$0.00 |
$0 |
I/I |
91,350 |
251,761 |
|
- |
|
| Butch Thomas W |
SVP & Chief Marketing Officer |
• – – |
2008-12-31 |
4 |
GD |
$0.00 |
$0 |
D/D |
91,350 |
248 |
|
- |
|
| Butch Thomas W |
SVP & Chief Marketing Officer |
• – – |
2008-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
91,350 |
91,598 |
|
- |
|
| Avery Michael L |
SVP & Chief Investment Officer |
• – – |
2008-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
91,350 |
224,718 |
|
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2008-12-29 |
4 |
D |
$13.64 |
$105,533 |
I/I |
(7,737) |
1,010,507 |
|
- |
|
| Schulte Daniel C |
SVP & General Counsel |
• – – |
2008-12-29 |
4 |
D |
$13.64 |
$47,113 |
D/D |
(3,454) |
73,214 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2008-12-29 |
4 |
D |
$13.64 |
$47,113 |
D/D |
(3,454) |
194,677 |
|
- |
|
| Butch Thomas W |
SVP & Chief Marketing Officer |
• – – |
2008-12-29 |
4 |
D |
$13.64 |
$75,375 |
I/I |
(5,526) |
160,411 |
|
- |
|
| Avery Michael L |
SVP & Chief Investment Officer |
• – – |
2008-12-29 |
4 |
D |
$13.64 |
$77,202 |
D/D |
(5,660) |
133,368 |
|
- |
|
| Williams Robert J Jr |
SVP - Public Affairs |
• – – |
2008-12-23 |
4 |
D |
$13.18 |
$226,538 |
D/D |
(17,188) |
94,973 |
|
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2008-12-05 |
4 |
GA |
$0.00 |
$0 |
I/I |
180 |
1,018,223 |
|
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2008-12-05 |
4 |
GD |
$0.00 |
$0 |
D/D |
180 |
0 |
|
- |
|
| Connealy Daniel P |
SVP and CFO |
• – – |
2008-11-11 |
4 |
B |
$11.14 |
$111,425 |
D/D |
10,000 |
110,810 |
2.74 |
- |
|
| Avery Michael L |
SVP & Chief Investment Officer |
• – – |
2008-09-09 |
4 |
S |
$25.83 |
$206,640 |
D/D |
(8,000) |
139,028 |
|
- |
|
| Reimer Ronald C |
Director |
– • – |
2008-08-11 |
4 |
GA |
$0.00 |
$0 |
I/I |
1,079 |
8,234 |
|
- |
|
| Reimer Ronald C |
Director |
– • – |
2008-08-11 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,079 |
17,971 |
|
- |
|
| Raines James M |
Director |
– • – |
2008-07-14 |
4 |
D |
$0.00 |
$0 |
D/D |
(8,008) |
23,121 |
|
- |
|
| Avery Michael L |
SVP & Chief Investment Officer |
• – – |
2008-06-05 |
4 |
S |
$37.16 |
$371,600 |
D/D |
(10,000) |
147,028 |
|
- |
|
| Strohm Michael D |
SVP & Chief Operations Officer |
• – – |
2008-06-04 |
4 |
B |
$35.54 |
$5,011 |
D/D |
141 |
128,702 |
2.74 |
- |
|
| Butch Thomas W |
SVP & Chief Marketing Officer |
• – – |
2008-06-03 |
4 |
S |
$35.89 |
$531,818 |
D/D |
(14,785) |
248 |
|
- |
|
| Butch Thomas W |
SVP & Chief Marketing Officer |
• – – |
2008-06-03 |
4 |
OE |
$16.83 |
$254,463 |
D/D |
14,785 |
15,033 |
|
- |
|
| Schulte Daniel C |
SVP & General Counsel |
• – – |
2008-06-03 |
4 |
S |
$36.00 |
$350,952 |
D/D |
(9,743) |
76,668 |
|
- |
|
| Schulte Daniel C |
SVP & General Counsel |
• – – |
2008-06-02 |
4 |
S |
$35.00 |
$350,898 |
D/D |
(10,000) |
86,411 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2008-05-30 |
4 |
S |
$35.61 |
$356,333 |
D/D |
(10,000) |
198,131 |
|
- |
|
903 Records found
|
|
Page 26 of 37 |
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