| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
22.34(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$196.73 - $286.21 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
0 |
101,656 |
131,167 |
374,538 |
| Total Sell Value |
$0 |
$26,463,831 |
$33,334,367 |
$90,708,391 |
| Total People Sold |
0 |
5 |
8 |
9 |
| Total Sell Transactions |
0 |
9 |
15 |
32 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Calder Tracy |
Managing Director |
• – – |
2018-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
1,563 |
31,675 |
|
- |
|
| Gooley Thomas |
Managing Director |
• – – |
2018-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
3,420 |
24,524 |
|
- |
|
| Seese Scott |
Managing Director |
• – – |
2018-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
4,153 |
26,301 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2018-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
5,131 |
38,545 |
|
- |
|
| Morrissey William P. Jr. |
Managing Director |
• – – |
2018-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
1,954 |
19,495 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2018-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
3,054 |
26,790 |
|
- |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2018-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
2,296 |
19,453 |
|
- |
|
| Hellman Marco |
Director |
– • – |
2018-02-22 |
4 |
S |
$62.12 |
$71,438,000 |
I/I |
(1,150,000) |
740,310 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2018-02-05 |
4 |
AS |
$61.16 |
$626,068 |
D/D |
(10,000) |
28,050 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2018-02-05 |
4 |
OE |
$27.17 |
$271,700 |
D/D |
10,000 |
38,050 |
|
- |
|
| Morrissey William P. Jr. |
Managing Director |
• – – |
2018-02-05 |
4 |
AS |
$60.57 |
$1,254,823 |
D/D |
(20,000) |
17,541 |
|
- |
|
| Morrissey William P. Jr. |
Managing Director |
• – – |
2018-02-05 |
4 |
OE |
$27.80 |
$556,000 |
D/D |
20,000 |
37,541 |
|
- |
|
| Riepe James S |
Director |
– • – |
2018-01-08 |
4 |
OE |
$27.80 |
$125,100 |
D/D |
4,500 |
71,221 |
|
- |
|
| Dinh Viet D |
Director |
– • – |
2017-11-27 |
4 |
A |
$0.00 |
$0 |
D/D |
50 |
13,488 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2017-11-27 |
4 |
A |
$0.00 |
$0 |
D/D |
25 |
5,219 |
|
- |
|
| Riepe James S |
Director |
– • – |
2017-11-27 |
4 |
A |
$0.00 |
$0 |
D/D |
25 |
66,721 |
|
- |
|
| Putnam James S |
Director |
– • – |
2017-11-27 |
4 |
A |
$0.00 |
$0 |
D/D |
50 |
122,238 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2017-11-27 |
4 |
A |
$0.00 |
$0 |
D/D |
50 |
37,451 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2017-11-15 |
4 |
AS |
$48.54 |
$181,637 |
D/D |
(3,742) |
234,971 |
|
- |
|
| Arnold Dan H. |
President & CEO |
• • – |
2017-11-15 |
4 |
OE |
$27.80 |
$104,028 |
D/D |
3,742 |
238,713 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2017-11-01 |
4 |
D |
$49.39 |
$10,372 |
D/D |
(210) |
18,426 |
|
- |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2017-10-30 |
4 |
D |
$49.44 |
$151,435 |
D/D |
(3,063) |
33,414 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2017-09-03 |
4 |
D |
$47.35 |
$31,014 |
D/D |
(655) |
18,526 |
|
- |
|
| Schifter Richard P |
Director |
– • – |
2017-08-24 |
4 |
A |
$0.00 |
$0 |
D/D |
55 |
37,204 |
|
- |
|
| Glavin William Francis Jr |
Director |
– • – |
2017-08-24 |
4 |
A |
$0.00 |
$0 |
D/D |
27 |
5,194 |
|
- |
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1243 Records found
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Page 28 of 50 |
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