| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
65,160,000 |
| Market
Cap: |
1.63(B) |
| Last
Volume: |
5,534,095 |
Avg
Vol: |
1,199,906 |
| 52
Week Range: |
$24.98 - $24.98 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 400 MIDCAP |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Herrmann Henry J |
Chief Executive Officer |
• • – |
2008-02-19 |
4 |
S |
$31.76 |
$986,465 |
I/I |
(30,900) |
1,079,404 |
|
- |
|
| Avery Michael L |
SVP & Chief Investment Officer |
• – – |
2008-02-01 |
4 |
S |
$34.12 |
$1,129,684 |
D/D |
(33,100) |
166,188 |
|
- |
|
| Avery Michael L |
SVP & Chief Investment Officer |
• – – |
2008-02-01 |
4 |
S |
$33.92 |
$915,141 |
D/D |
(26,900) |
199,288 |
|
- |
|
| Avery Michael L |
SVP & Chief Investment Officer |
• – – |
2008-02-01 |
4 |
OE |
$16.83 |
$589,166 |
D/D |
35,000 |
226,188 |
|
- |
|
| Reimer Ronald C |
Director |
– • – |
2008-01-24 |
4 |
GA |
$0.00 |
$0 |
I/I |
5,063 |
7,155 |
|
- |
|
| Reimer Ronald C |
Director |
– • – |
2008-01-24 |
4 |
GD |
$0.00 |
$0 |
D/D |
5,063 |
19,050 |
|
- |
|
| Williams Robert J Jr |
SVP - Public AffairsOfficer |
• – – |
2008-01-23 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
105,374 |
|
- |
|
| Raines James M |
Director |
– • – |
2008-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
4,500 |
31,129 |
|
- |
|
| Reimer Ronald C |
Director |
– • – |
2008-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
4,500 |
24,113 |
|
- |
|
| Walton Jerry W |
Director |
– • – |
2008-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
4,500 |
41,564 |
|
- |
|
| Rogers William L |
Director |
– • – |
2008-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
6,647 |
50,892 |
|
- |
|
| Logue Dennis E |
Director |
– • – |
2008-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
4,500 |
38,098 |
|
- |
|
| Kosloff Alan W |
Chairman of the Board |
– • – |
2008-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
7,500 |
42,824 |
|
- |
|
| Schulte Daniel C |
SVP & General Counsel |
• – – |
2007-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
25,000 |
105,468 |
|
- |
|
| Avery Michael L |
SVP & Chief Investment Officer |
• – – |
2007-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
60,000 |
191,188 |
|
- |
|
| Butch Thomas W |
SVP & Chief Marketing Officer |
• – – |
2007-12-31 |
4 |
GA |
$0.00 |
$0 |
I/I |
50,000 |
175,934 |
|
- |
|
| Butch Thomas W |
SVP & Chief Marketing Officer |
• – – |
2007-12-31 |
4 |
GD |
$0.00 |
$0 |
D/D |
50,000 |
248 |
|
- |
|
| Butch Thomas W |
SVP & Chief Marketing Officer |
• – – |
2007-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
50,000 |
50,248 |
|
- |
|
| Connealy Daniel P |
SVP and CFO |
• – – |
2007-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
30,000 |
100,810 |
|
- |
|
| Strohm Michael D |
SVP & Chief Operations Officer |
• – – |
2007-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
25,000 |
137,300 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2007-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
25,000 |
206,550 |
|
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2007-12-31 |
4 |
GA |
$0.00 |
$0 |
I/I |
50,000 |
1,052,583 |
|
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2007-12-31 |
4 |
GD |
$0.00 |
$0 |
D/D |
50,000 |
0 |
|
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2007-12-31 |
4 |
A |
$0.00 |
$0 |
D/D |
50,000 |
50,000 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2007-12-19 |
4 |
GD |
$0.00 |
$0 |
D/D |
580 |
181,550 |
|
- |
|
903 Records found
|
|
Page 28 of 37 |
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