| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
65,160,000 |
| Market
Cap: |
1.63(B) |
| Last
Volume: |
5,534,095 |
Avg
Vol: |
1,205,365 |
| 52
Week Range: |
$24.98 - $24.98 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 400 MIDCAP |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Reimer Ronald C |
Director |
– • – |
2007-11-28 |
4 |
GA |
$0.00 |
$0 |
I/I |
1,012 |
2,092 |
|
- |
|
| Reimer Ronald C |
Director |
– • – |
2007-11-28 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,012 |
19,613 |
|
- |
|
| Raines James M |
Director |
– • – |
2007-11-20 |
4 |
S |
$32.38 |
$391,363 |
D/D |
(12,072) |
26,629 |
|
- |
|
| Raines James M |
Director |
– • – |
2007-11-20 |
4 |
OE |
$17.67 |
$213,272 |
D/D |
12,072 |
38,701 |
|
- |
|
| Butch Thomas W |
SVP & Chief Marketing Officer |
• – – |
2007-11-14 |
4 |
GA |
$0.00 |
$0 |
I/I |
24,146 |
36,063 |
|
- |
|
| Butch Thomas W |
SVP & Chief Marketing Officer |
• – – |
2007-11-14 |
4 |
GD |
$0.00 |
$0 |
D/D |
24,146 |
248 |
|
- |
|
| Strohm Michael D |
SVP & Chief Operations Officer |
• – – |
2007-11-09 |
4 |
S |
$32.78 |
$655,666 |
D/D |
(20,000) |
112,300 |
|
- |
|
| Strohm Michael D |
SVP & Chief Operations Officer |
• – – |
2007-11-08 |
4 |
D |
$33.76 |
$99,240 |
D/D |
(2,940) |
112,300 |
|
- |
|
| Strohm Michael D |
SVP & Chief Operations Officer |
• – – |
2007-11-08 |
4 |
S |
$32.93 |
$576,828 |
D/D |
(17,494) |
132,300 |
|
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2007-11-07 |
4 |
S |
$33.00 |
$5,125,329 |
I/I |
(155,313) |
1,002,583 |
|
- |
|
| Herrmann Henry J |
Chief Executive Officer |
• • – |
2007-11-07 |
4 |
OE |
$18.00 |
$2,795,634 |
I/I |
155,313 |
1,157,896 |
|
- |
|
| Butch Thomas W |
SVP & Chief Marketing Officer |
• – – |
2007-11-06 |
4 |
GA |
$0.00 |
$0 |
I/I |
103,014 |
113,861 |
|
- |
|
| Butch Thomas W |
SVP & Chief Marketing Officer |
• – – |
2007-11-06 |
4 |
GD |
$0.00 |
$0 |
D/D |
103,014 |
24,394 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2007-11-06 |
4 |
S |
$34.75 |
$1,014,994 |
D/D |
(29,050) |
182,130 |
|
- |
|
| Sundeen John E Jr |
SVP & CAO - Investments |
• – – |
2007-11-06 |
4 |
OE |
$15.33 |
$445,432 |
D/D |
29,050 |
211,180 |
|
- |
|
| Schulte Daniel C |
SVP & General Counsel |
• – – |
2007-10-30 |
4 |
S |
$32.16 |
$622,401 |
D/D |
(19,238) |
80,468 |
|
- |
|
| Schulte Daniel C |
SVP & General Counsel |
• – – |
2007-10-30 |
4 |
OE |
$16.83 |
$16,833 |
D/D |
1,000 |
99,706 |
|
- |
|
| Schulte Daniel C |
SVP & General Counsel |
• – – |
2007-10-05 |
4 |
AS |
$28.20 |
$49,427 |
D/D |
(1,750) |
98,706 |
|
- |
|
| Reimer Ronald C |
Director |
– • – |
2007-09-13 |
4 |
GA |
$0.00 |
$0 |
I/I |
1,080 |
1,080 |
|
- |
|
| Reimer Ronald C |
Director |
– • – |
2007-09-13 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,080 |
20,625 |
|
- |
|
| Schulte Daniel C |
SVP & General Counsel |
• – – |
2007-09-10 |
4 |
AS |
$23.75 |
$41,568 |
D/D |
(1,750) |
100,456 |
|
- |
|
| Schulte Daniel C |
SVP & General Counsel |
• – – |
2007-08-07 |
4 |
AS |
$24.52 |
$42,910 |
D/D |
(1,750) |
102,206 |
|
- |
|
| Schulte Daniel C |
SVP & General Counsel |
• – – |
2007-07-09 |
4 |
AS |
$26.74 |
$46,823 |
D/D |
(1,750) |
103,956 |
|
- |
|
| Schulte Daniel C |
SVP & General Counsel |
• – – |
2007-06-07 |
4 |
AS |
$25.25 |
$44,188 |
D/D |
(1,750) |
105,706 |
|
- |
|
| Schulte Daniel C |
SVP & General Counsel |
• – – |
2007-05-07 |
4 |
AS |
$24.59 |
$43,078 |
D/D |
(1,750) |
107,456 |
|
- |
|
903 Records found
|
|
Page 29 of 37 |
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