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Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
33,210,000 |
Market
Cap: |
465.94(M) |
Last
Volume: |
117,368 |
Avg
Vol: |
153,607 |
52
Week Range: |
$12.25 - $14.96 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Gladstone Investment operates as an externally managed, closed-end, non-diversified management investment company. Co.'s investment objectives are to: achieve and grow income by investing in debt securities of established businesses and provides its stockholders with long-term capital appreciation in the value of its assets by investing in equity securities of established businesses, generally in combination with the aforementioned debt securities.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
5,650 |
16,786 |
Total Buy Value |
$0 |
$0 |
$76,502 |
$224,268 |
Total People Bought |
0 |
0 |
2 |
4 |
Total Buy Transactions |
0 |
0 |
2 |
7 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Watson David Hibbert |
CFO and Treasurer |
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2014-12-09 |
4 |
B |
$6.98 |
$3,490 |
D/D |
500 |
11,580 |
2.66 |
- |
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Dullum David A R |
President |
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2014-12-09 |
4 |
B |
$7.00 |
$35,000 |
D/D |
5,000 |
64,565 |
2.81 |
- |
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Dullum David A R |
President |
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2014-12-08 |
4 |
B |
$7.09 |
$4,963 |
D/D |
700 |
59,565 |
2.73 |
- |
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Gladstone David |
Chief Executive Officer |
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2014-11-13 |
4 |
B |
$7.35 |
$367,445 |
D/D |
50,000 |
368,384 |
2.81 |
- |
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Brubaker Terry Lee |
Chief Operating Officer |
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2014-08-08 |
4 |
B |
$7.33 |
$293,200 |
D/D |
40,000 |
202,453 |
2.81 |
- |
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Licalsi Michael |
Internal Counsel and Secretary |
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2014-03-14 |
4 |
B |
$8.20 |
$820 |
D/D |
100 |
3,452 |
2.66 |
- |
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Dullum David A R |
President |
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2014-03-14 |
4 |
B |
$8.30 |
$124,500 |
D/D |
15,000 |
58,865 |
2.81 |
- |
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Watson David Hibbert |
CFO and Treasurer |
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2014-02-10 |
4 |
B |
$7.43 |
$7,425 |
D/D |
1,000 |
11,080 |
2.74 |
- |
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Gladstone David |
Chief Executive Officer |
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2014-02-10 |
4 |
B |
$7.43 |
$14,860 |
D/D |
2,000 |
317,495 |
2.81 |
- |
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Brubaker Terry Lee |
Chief Operating Officer |
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2014-02-07 |
4 |
B |
$7.41 |
$592,800 |
D/D |
80,000 |
157,434 |
2.81 |
- |
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Brubaker Terry Lee |
Chief Operating Officer |
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2013-12-12 |
4 |
B |
$7.59 |
$220,869 |
D/D |
29,100 |
76,759 |
2.81 |
- |
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Brubaker Terry Lee |
Chief Operating Officer |
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2013-12-11 |
4 |
B |
$7.55 |
$22,647 |
D/D |
3,000 |
47,659 |
2.81 |
- |
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Gladstone David |
Chief Executive Officer |
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2013-12-10 |
4 |
B |
$7.55 |
$181,102 |
D/D |
24,000 |
315,495 |
2.81 |
- |
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Brubaker Terry Lee |
Chief Operating Officer |
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2013-12-09 |
4 |
B |
$7.51 |
$7,510 |
D/D |
1,000 |
44,659 |
2.81 |
- |
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Brubaker Terry Lee |
Chief Operating Officer |
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2013-11-27 |
4 |
B |
$7.56 |
$22,680 |
D/D |
3,000 |
43,659 |
2.81 |
- |
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Brubaker Terry Lee |
Chief Operating Officer |
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2013-11-26 |
4 |
B |
$7.54 |
$59,565 |
D/D |
7,900 |
40,659 |
2.81 |
- |
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Brubaker Terry Lee |
Chief Operating Officer |
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2013-11-26 |
4 |
B |
$7.54 |
$45,240 |
I/I |
6,000 |
10,281 |
2.66 |
- |
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Gladstone David |
Chief Executive Officer |
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2013-11-18 |
4 |
B |
$7.38 |
$147,598 |
D/D |
20,000 |
291,494 |
2.81 |
- |
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Dullum David A R |
President |
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2013-11-14 |
4 |
B |
$7.31 |
$7,310 |
D/D |
1,000 |
42,516 |
2.81 |
- |
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Dullum David A R |
President |
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2013-11-13 |
4 |
B |
$7.30 |
$49,838 |
D/D |
6,800 |
41,516 |
2.81 |
- |
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Watson David Hibbert |
CFO and Treasurer |
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2013-11-11 |
4 |
B |
$7.35 |
$26,443 |
D/D |
3,600 |
10,080 |
2.74 |
- |
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Adelgren Paul W |
Director |
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2012-03-14 |
4 |
B |
$7.96 |
$6,965 |
D/D |
875 |
3,715 |
2.39 |
- |
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Mead Gerard |
Director |
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2011-09-12 |
4 |
B |
$6.33 |
$633 |
D/D |
100 |
12,466 |
2.31 |
- |
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Gladstone David |
CEO |
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2011-09-09 |
4 |
B |
$6.33 |
$37,980 |
D/D |
6,000 |
250,254 |
2.81 |
- |
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Brubaker Terry Lee |
COO |
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2011-09-06 |
4 |
B |
$6.58 |
$65,800 |
D/D |
10,000 |
30,018 |
2.81 |
- |
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161 Records found
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Page 3 of 7 |
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