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Exchange: |
New York Stock Exchange |
Security
Type: |
N/A |
Shares
Out: |
90,000,000 |
Market
Cap: |
1.34(B) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$11.16 - $16.28 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Guggenheim Strategic Opportunities is a closed-end management investment company. The Fund's investment objective is to maximize total return through a combination of current income and capital appreciation.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
100 |
345 |
Total Buy Value |
$0 |
$0 |
$1,480 |
$4,905 |
Total People Bought |
0 |
0 |
1 |
2 |
Total Buy Transactions |
0 |
0 |
1 |
2 |
Total Shares Sold |
0 |
36,000 |
113,237 |
139,594 |
Total Sell Value |
$0 |
$493,520 |
$1,536,460 |
$1,629,861 |
Total People Sold |
0 |
1 |
2 |
3 |
Total Sell Transactions |
0 |
3 |
14 |
20 |
End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Barnes Randall C |
Trustee |
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2018-06-18 |
4 |
B |
$21.47 |
$16,961 |
D/D |
790 |
33,396 |
2.39 |
- |
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Friedrich Roman III |
Trustee |
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2018-03-29 |
4 |
B |
$20.20 |
$14,948 |
D/D |
740 |
2,434 |
2.39 |
- |
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Barnes Randall C |
Trustee |
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2018-02-06 |
4 |
B |
$19.71 |
$54,597 |
D/D |
2,770 |
31,427 |
2.39 |
- |
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Barnes Randall C |
Trustee |
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2018-02-05 |
4 |
B |
$20.23 |
$52,585 |
D/D |
2,600 |
28,419 |
2.39 |
- |
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Bloch Adam |
portfolio manager |
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2018-01-30 |
4 |
B |
$20.86 |
$6,675 |
D/D |
320 |
320 |
2.44 |
- |
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Barnes Randall C |
Trustee |
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2018-01-30 |
4 |
B |
$20.82 |
$62,398 |
I/I |
2,997 |
21,739 |
2.1 |
- |
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Minerd B. Scott |
Chief Investment Officer |
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2017-12-28 |
4 |
S |
$21.65 |
$695,896 |
D/D |
(32,143) |
2,000 |
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- |
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Friedrich Roman III |
Trustee |
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2017-11-28 |
4 |
B |
$21.64 |
$2,921 |
D/D |
135 |
1,640 |
2.31 |
- |
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Friedrich Roman III |
Trustee |
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2017-07-20 |
4 |
B |
$21.07 |
$10,535 |
D/D |
500 |
1,461 |
2.39 |
- |
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Toupin Ronald E Jr |
Trustee |
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2017-06-29 |
4 |
B |
$21.03 |
$3,155 |
D/D |
150 |
1,666 |
2.31 |
- |
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Toupin Ronald E Jr |
Trustee |
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2017-04-20 |
4 |
B |
$20.59 |
$5,971 |
D/D |
290 |
1,420 |
2.39 |
- |
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Toupin Ronald E Jr |
Trustee |
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2016-07-05 |
4 |
B |
$18.28 |
$3,565 |
D/D |
195 |
1,093 |
2.31 |
- |
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Michal James W. |
Portfolio Manager |
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2016-04-12 |
4 |
B |
$16.96 |
$10,973 |
D/D |
647 |
647 |
2.44 |
- |
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Bloch Adam |
portfolio manager |
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2016-04-05 |
4 |
S |
$17.20 |
$11,744 |
D/D |
(683) |
0 |
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- |
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Toupin Ronald E Jr |
Trustee |
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2016-03-31 |
4 |
B |
$17.09 |
$1,709 |
D/D |
100 |
872 |
2.31 |
- |
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Barnes Randall C |
Trustee |
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2016-03-14 |
4 |
B |
$16.13 |
$96,860 |
I/I |
6,000 |
15,395 |
2.1 |
- |
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Minerd B. Scott |
Chief Investment Officer |
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2016-03-11 |
4 |
B |
$16.09 |
$193,642 |
D/D |
12,000 |
34,143 |
2.44 |
- |
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Barnes Randall C |
Trustee |
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2016-02-10 |
4 |
B |
$15.50 |
$46,500 |
D/D |
3,000 |
20,756 |
2.39 |
- |
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Oliverius Maynard F. |
Trustee |
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2015-12-04 |
4 |
B |
$17.75 |
$17,755 |
D/D |
1,000 |
11,150 |
2.39 |
- |
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Toupin Ronald E Jr |
Trustee |
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2015-11-18 |
4 |
B |
$18.00 |
$1,800 |
D/D |
100 |
740 |
2.31 |
- |
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Minerd B. Scott |
Chief Investment Officer |
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2015-08-11 |
4 |
B |
$18.83 |
$131,831 |
D/D |
7,000 |
12,143 |
2.44 |
- |
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Minerd B. Scott |
Chief Investment Officer |
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2015-06-30 |
4/A |
B |
$0.00 |
$0 |
D/D |
0 |
5,143 |
2.36 |
- |
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Minerd B. Scott |
Chief Investment Officer |
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2015-06-30 |
4 |
B |
$21.73 |
$28,244 |
D/D |
1,300 |
11,196 |
2.44 |
- |
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Minerd B. Scott |
Chief Investment Officer |
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2015-06-29 |
4 |
B |
$19.23 |
$98,890 |
D/D |
5,143 |
5,143 |
2.44 |
- |
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Bloch Adam |
portfolio manager |
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2015-06-26 |
4 |
B |
$19.59 |
$2,939 |
D/D |
150 |
658 |
2.36 |
- |
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155 Records found
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Page 3 of 7 |
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