|
|
Exchange: |
New York Stock Exchange |
Security
Type: |
Mutual Fund |
Shares
Out: |
9,740,000 |
Market
Cap: |
N/A |
Last
Volume: |
45,432 |
Avg
Vol: |
20,711 |
52
Week Range: |
$7.04 - $7.04 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Foreign |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
|
|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Samuels Steven |
10% Owner |
|
2017-02-16 |
4 |
B |
$8.21 |
$317,283 |
I/I |
38,646 |
932,772 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2017-02-14 |
4 |
B |
$8.20 |
$60,675 |
I/I |
7,400 |
894,126 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2017-02-09 |
4 |
B |
$8.18 |
$400,002 |
I/I |
48,900 |
886,726 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2017-02-08 |
4 |
B |
$8.14 |
$407,000 |
I/I |
50,000 |
837,826 |
1.5 |
- |
|
Samuels Steven |
10% Owner |
|
2017-02-07 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
787,826 |
|
- |
|
Macharg Marcia L |
Director |
|
2015-07-27 |
4 |
B |
$7.70 |
$10,146 |
D/D |
1,318 |
1,318 |
2.39 |
- |
|
Kim E. Han |
Director |
|
2013-05-31 |
4 |
B |
$8.55 |
$42,750 |
D/D |
5,000 |
5,000 |
2.39 |
- |
|
Buck Rodney A |
Director |
|
2013-04-29 |
4 |
B |
$8.56 |
$17,120 |
D/D |
2,000 |
9,997 |
2.39 |
- |
|
Chemidlin David B |
Director |
|
2013-01-09 |
4 |
B |
$9.25 |
$925 |
D/D |
100 |
100 |
2.31 |
- |
|
Buck Rodney A |
Director |
|
2011-08-08 |
4 |
B |
$12.44 |
$24,880 |
D/D |
2,000 |
6,000 |
2.39 |
- |
|
Goldstein Phillip |
Director |
|
2010-12-27 |
4 |
D |
$12.79 |
$18,392 |
D/D |
(1,438) |
3,562 |
|
- |
|
Goldstein Phillip |
Director |
|
2010-09-21 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
732,551 |
|
- |
|
Goldstein Phillip |
Director |
|
2010-09-21 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
5,000 |
|
- |
|
Buck Rodney A |
Director |
|
2008-03-05 |
4 |
B |
$11.37 |
$22,740 |
D/D |
2,000 |
4,000 |
2.39 |
- |
|
Tan Chor Weng |
Director |
|
2007-03-01 |
4 |
OE |
$9.76 |
$17,090 |
D/D |
1,751 |
5,251 |
|
- |
|
Wallace John F |
Director |
|
2007-02-28 |
4 |
OE |
$9.76 |
$9,740 |
D/D |
998 |
2,998 |
|
- |
|
Buck Rodney A |
Director |
|
2007-02-23 |
4 |
B |
$11.31 |
$22,620 |
D/D |
2,000 |
2,000 |
2.39 |
- |
|
Wallace John F |
Director |
|
2005-09-13 |
4 |
B |
$7.98 |
$7,984 |
D/D |
1,000 |
2,000 |
2.39 |
- |
|
President & Fellows Of Harvard College |
10% Owner |
|
2005-08-31 |
4 |
S |
$7.02 |
$17,137,224 |
D/D |
(2,441,200) |
0 |
|
- |
|
Sowood Capital Management Lp |
10% Owner |
|
2005-08-31 |
4 |
S |
$7.02 |
$17,137,224 |
D/D |
(2,441,200) |
0 |
|
- |
|
President & Fellows Of Harvard College |
10% Owner |
|
2003-07-10 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,441,200 |
|
- |
|
71 Records found
|
|
Page 3 of 3 |
|
|