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| |
| Exchange: |
N/A |
| Security
Type: |
Common |
| Shares
Out: |
7,250,000 |
| Market
Cap: |
51.69(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$6.48 - $7.73 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
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Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : 7.8 |
| Insider 6 Months : 8.4 |
| Insider 3/6 Months : 16.4 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile XAI Octagon Floating Rate & Alternative Income Term Trust is a newly-organized, diversified, closed-end management investment company. The Trust seeks to achieve its investment objective by investing in a dynamically managed portfolio of opportunities primarily within the private credit markets. As of Sept 30 2017, the Trust had total assets of $71,158,579.
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
13,734 |
15,384 |
27,962 |
78,562 |
| Total Buy Value |
$97,924 |
$109,556 |
$196,328 |
$528,181 |
| Total People Bought |
2 |
2 |
2 |
2 |
| Total Buy Transactions |
4 |
6 |
10 |
32 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Gordon Andrew David |
Sub-Adviser Inv Comm Member |
– – – |
2020-03-19 |
4 |
B |
$4.47 |
$9,932 |
D/D |
2,222 |
2,222 |
2.44 |
36% |
|
| Brombach Theodore J |
President & CEO |
• – – |
2020-03-18 |
4 |
B |
$4.48 |
$9,000 |
D/D |
2,000 |
421,376 |
2.74 |
45% |
|
| Mcgarrity John P |
Chief Legal & Secretary |
• – – |
2020-03-16 |
4 |
B |
$5.54 |
$13,954 |
D/D |
2,520 |
53,951 |
2.74 |
10% |
|
| Spence John Yogi |
Adviser Personnel |
– – – |
2020-03-16 |
4 |
B |
$5.69 |
$17,070 |
D/D |
3,000 |
443,210 |
2.44 |
10% |
|
| Spence John Yogi |
Advisor Personnel |
– – – |
2020-03-12 |
4 |
B |
$5.80 |
$10,640 |
D/D |
1,800 |
440,210 |
2.44 |
2% |
|
| Jones Scott C |
Trustee |
– – – |
2020-03-10 |
4 |
S |
$6.82 |
$1,530 |
D/D |
(225) |
6,451 |
|
14% |
|
| Spence John Yogi |
Advisor Personnel |
– – – |
2020-03-06 |
4 |
B |
$7.38 |
$36,900 |
D/D |
5,000 |
438,410 |
2.44 |
-22% |
|
| Mcculloch Benjamin |
Secretary & CLO |
• – – |
2020-01-21 |
4 |
B |
$8.24 |
$2,472 |
D/D |
300 |
300 |
2.66 |
-40% |
|
| Brombach Theodore J |
President&CEO |
• – – |
2020-01-10 |
4 |
B |
$8.17 |
$5,000 |
D/D |
612 |
419,376 |
2.74 |
-41% |
|
| Brombach Theodore J |
President&CEO |
• – – |
2020-01-09 |
4 |
B |
$8.20 |
$4,994 |
D/D |
609 |
418,764 |
2.66 |
-41% |
|
| Dingens Gregory |
Trustee |
– – – |
2019-04-03 |
4 |
B |
$8.72 |
$10,466 |
D/D |
1,200 |
28,200 |
2.44 |
- |
|
| Jones Scott C |
Trustee |
– – – |
2019-01-18 |
4 |
B |
$8.31 |
$24,996 |
D/D |
3,008 |
5,971 |
2.44 |
- |
|
| Basmadjian Lauren Michelle |
Portfolio Manager |
• • – |
2019-01-14 |
4 |
B |
$7.99 |
$64,447 |
D/D |
8,066 |
17,500 |
0.01 |
- |
|
| Basmadjian Lauren Michelle |
Portfolio Manager |
• • – |
2019-01-11 |
4 |
B |
$8.08 |
$35,827 |
D/D |
4,434 |
9,434 |
0.01 |
- |
|
| Jones Scott C |
Trustee |
– – – |
2018-12-26 |
4 |
B |
$7.37 |
$2,211 |
D/D |
300 |
2,938 |
2.36 |
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-12-21 |
4 |
B |
$7.37 |
$18,425 |
D/D |
2,500 |
424,889 |
2.74 |
- |
|
| Franklin Philip G |
Trustee |
– – – |
2018-10-29 |
4 |
B |
$9.21 |
$29,521 |
D/D |
3,206 |
43,206 |
2.44 |
- |
|
| Dingens Gregory |
Trustee |
– – – |
2018-10-25 |
4 |
B |
$9.45 |
$18,898 |
D/D |
2,000 |
27,000 |
2.44 |
- |
|
| Brombach Theodore J |
President & CEOInterested Trus |
• – – |
2018-10-11 |
4 |
S |
$9.88 |
$988 |
D/D |
(100) |
418,155 |
|
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-10-11 |
4 |
S |
$9.88 |
$988 |
D/D |
(100) |
422,389 |
|
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-10-10 |
4 |
S |
$9.88 |
$3,950 |
D/D |
(400) |
422,489 |
|
- |
|
| Brombach Theodore J |
President & CEOInterested Trus |
• – – |
2018-10-10 |
4 |
S |
$9.88 |
$3,950 |
D/D |
(400) |
418,255 |
|
- |
|
| Brombach Theodore J |
President & CEOInterested Trus |
• – – |
2018-10-08 |
4 |
S |
$9.80 |
$980 |
D/D |
(100) |
418,655 |
|
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-10-08 |
4 |
S |
$9.80 |
$69 |
D/D |
(7) |
422,889 |
|
- |
|
| Spence John Yogi |
CFO & Treasurer |
• – – |
2018-10-05 |
4 |
S |
$9.80 |
$980 |
D/D |
(100) |
422,896 |
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- |
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141 Records found
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Page 3 of 6 |
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