| |
| |
| Exchange: |
N/A |
| Security
Type: |
N/A |
| Shares
Out: |
9,680,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$2.24 - $2.24 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-22 |
2023-11-21 |
2023-05-23 |
2022-05-23 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Berger Laurence Wakefield |
Director |
– • – |
2014-04-14 |
4 |
A |
$6.01 |
$2,693 |
D/D |
448 |
27,401 |
|
- |
|
| Keating Timothy J |
CEO and President |
• • – |
2014-04-14 |
4 |
A |
$6.01 |
$66 |
D/D |
11 |
98,011 |
|
- |
|
| Rogers Kyle L |
Chief Investment Officer |
• – – |
2013-12-17 |
4 |
B |
$6.00 |
$18,432 |
D/D |
3,072 |
8,096 |
2.74 |
- |
|
| Schweiger Frederic |
CFO,COO,CCO Treasurer |
• • – |
2013-12-17 |
4 |
B |
$6.00 |
$48,000 |
D/D |
8,000 |
26,700 |
2.81 |
- |
|
| Simonton Taylor |
Director |
– • – |
2013-12-17 |
4 |
B |
$6.00 |
$18,000 |
D/D |
3,000 |
13,000 |
2.39 |
- |
|
| Keating Timothy J |
CEO and President |
• • – |
2013-12-17 |
4 |
B |
$6.00 |
$48,000 |
D/D |
8,000 |
98,000 |
2.81 |
- |
|
| Simonton Taylor |
Director |
– • – |
2013-08-01 |
4 |
B |
$6.02 |
$36,120 |
D/D |
6,000 |
10,000 |
2.39 |
- |
|
| Simonton Taylor |
Director |
– • – |
2012-11-06 |
4 |
B |
$7.05 |
$14,100 |
D/D |
2,000 |
4,000 |
2.39 |
- |
|
| Schweiger Frederic |
COO, CCO & Secretary |
• – – |
2012-11-06 |
4 |
B |
$7.13 |
$21,390 |
D/D |
3,000 |
18,700 |
2.74 |
- |
|
| Schweiger Frederic |
COO, CCO & Secretary |
• – – |
2012-11-05 |
4 |
B |
$7.04 |
$3,520 |
D/D |
500 |
15,700 |
2.66 |
- |
|
| Schweiger Frederic |
COO, CCO & Secretary |
• • – |
2012-08-21 |
4 |
B |
$7.30 |
$51,100 |
D/D |
7,000 |
15,200 |
2.81 |
- |
|
| Schweiger Frederic |
COO, CCO & Secretary |
• • – |
2012-08-20 |
4 |
B |
$6.85 |
$20,550 |
D/D |
3,000 |
8,200 |
2.81 |
- |
|
| Schweiger Frederic |
COO, CCO & Secretary |
• • – |
2012-08-17 |
4 |
B |
$6.37 |
$31,850 |
D/D |
5,000 |
5,200 |
2.81 |
- |
|
| Simonton Taylor |
Director |
– • – |
2012-08-17 |
4 |
B |
$6.48 |
$12,960 |
D/D |
2,000 |
2,000 |
2.39 |
- |
|
| Keating Timothy J |
CEO and President |
• • – |
2011-09-21 |
5 |
S |
$0.00 |
$0 |
D/D |
(664) |
90,000 |
|
- |
|
| Berger Laurence Wakefield |
Director |
– • – |
2011-08-10 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
25,000 |
|
- |
|
| Keating Timothy J |
CEO and President |
• • – |
2011-06-30 |
5 |
B |
$10.00 |
$5,640 |
D/D |
564 |
90,000 |
|
- |
|
| Schweiger Frederic |
COO, CCO & SecretaryOfficer |
• – – |
2010-09-07 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
200 |
|
- |
|
| Ungar Jonathan |
10% Owner |
– – • |
2009-01-20 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100,000 |
|
- |
|
| Miller Andrew S |
Director |
– • – |
2009-01-20 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
25,000 |
|
- |
|
| Rogers Kyle L |
C.O.O. and SecretaryOfficer |
• – – |
2009-01-20 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
5,000 |
|
- |
|
| Keating Timothy J |
CEO and PresidentOfficer |
• • • |
2009-01-20 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
100 |
|
- |
|
| Keating Timothy J |
CEO and PresidentOfficer |
• • • |
2009-01-20 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
10,000 |
|
- |
|
| Keating Timothy J |
CEO and PresidentOfficer |
• • • |
2009-01-20 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
80,000 |
|
- |
|
74 Records found
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Page 3 of 3 |
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