PACW : Insider Transactions for Pacwest Bancorp

Company Profile PacWest Bancorp is a bank holding company. Through its subsidiary, Pacific Western Bank (the Bank), Co. is focused on relationship-based business banking to small, middle-market, and venture-backed businesses nationwide. The Bank provides community banking products including lending and deposit and treasury management services. The Bank provides national lending products including asset-based, equipment, and real estate loans and treasury management services. The Bank also provides venture banking products including a suite of financial services focused on entrepreneurial and venture-backed businesses and their venture capital and private equity investors.

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	0	0	168,743
Total Buy Value	$0	$0	$0	$3,660,502
Total People Bought	0	0	0	14
Total Buy Transactions	0	0	0	21
Total Shares Sold	0	0	0	84,384
Total Sell Value	$0	$0	$0	$2,177,510
Total People Sold	0	0	0	1
Total Sell Transactions	0	0	0	2
End Date	2024-03-03	2023-12-01	2023-06-02	2022-06-02

Adjust Filter Settings

Records found: 1403

Page 30 of 57

Filer's Name

Relation Title

Off-Dir-10%

Tran. Date

Form

Action

Price

Mkt Value

D/I

Shares

Holdings

Rank

3m +/-

Form

Carlson Craig A

Director

– • –

2011-03-15

$20.25

$2,025

I/I

100

1,700

2.02

Brennan Suzanne R

Executive Vice President

• – –

2011-02-16

$0.00

D/D

25,000

55,389

Carlson Craig A

Director

– • –

2011-02-11

$20.94

$4,188

I/I

200

1,600

2.1

Carlson Craig A

Director

– • –

2011-02-10

$20.70

$10,350

I/I

500

2.1

Carlson Craig A

Director

– • –

2011-02-08

$20.70

$20,822

I/I

1,000

1,500

2.1

Santoro Victor R

Exec Vice President and CFO

• – –

2011-02-04

$17.96

$164,693

D/D

(9,170)

131,847

Thompson Michael L

Executive Vice President

• – –

2011-02-04

$20.36

$6,760

D/D

(332)

42,917

Dyck Robert G

EVP and Chief Credit Officer

• – –

2011-02-04

$20.36

$7,940

D/D

(390)

39,097

Blake Christopher D

Subsid Pres, E. Region, PWB

• – –

2011-02-04

$20.36

$6,943

D/D

(341)

56,945

Hopkins Lynn M

Executive Vice President

• – –

2011-02-04

$20.36

$7,452

D/D

(366)

31,484

Christian Mark A

Executive Vice President

• – –

2011-02-04

$20.36

$7,167

D/D

(352)

30,666

Perdue Michael J

President

• – –

2011-02-04

$20.36

$12,297

D/D

(604)

46,201

Wagner Matthew P

CEO

• • –

2011-02-04

$20.36

$28,219

D/D

(1,386)

397,487

Wolff Jared M

EVP, GC & Reg. Pres.

• – –

2011-02-04

$20.36

$10,913

D/D

(536)

75,135

Santoro Victor R

Exec Vice President and CFO

• – –

2011-02-04

$20.36

$14,496

D/D

(712)

141,017

Langley George E

Director

– • –

2011-01-28

$0.00

I/I

2,450

105,344

Dyck Robert G

EVP and Chief Credit Officer

• – –

2011-01-25

$20.29

$40,596

D/D

(2,000)

39,487

Brennan Suzanne R

Executive Vice PresidentOffice

• – –

2011-01-18

$0.00

I/I

705

Brennan Suzanne R

Executive Vice PresidentOffice

• – –

2011-01-18

$0.00

D/D

30,389

Platt Daniel B

EVP, Special Assets

• • –

2010-11-16

4/A

$18.41

$306,786

D/D

(16,667)

33,333

Platt Daniel B

EVP, Special Assets

• • –

2010-11-16

$18.41

$306,786

D/D

(16,667)

33,333

Wagner Matthew P

CEO

• • –

2010-11-12

$0.00

I/I

5,333

13,133

Wagner Matthew P

CEO

• • –

2010-11-12

$0.00

D/D

5,333

398,873

Carlson Craig A

Director

– • –

2010-11-10

$18.75

$9,375

D/D

500

2.39

Santoro Victor R

Exec Vice President and CFO

• – –

2010-11-05

$18.75

$171,938

D/D

(9,170)

141,729

1403 Records found	Previous 30 31 32 33 34 35 36 37 38 39 Next	Page 30 of 57

Transaction Code Key:				Ownership Code Key
B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
OE	- Options Exercised	A	- Acquired
IO	- Initital Ownership	D	- Disposed

Summary:

Chart:

3m +/-: