| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
457,400,000 |
| Market
Cap: |
62.95(B) |
| Last
Volume: |
4,432,565 |
Avg
Vol: |
3,078,445 |
| 52
Week Range: |
$88.97 - $148.89 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Credit Services |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 93 |
| Guru Rank Value : 9.1 |
| Guru Occurances : 2 |
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| |
|
Company Profile Capital One Financial is a financial services holding company. Through its subsidiaries, Co. provides an array of financial products and services. Co.'s business segments are: Credit Card, which consists of Co.'s domestic consumer and small business card lending, and international card businesses in Canada and the U.K.; Consumer Banking, which consists of Co.'s deposit gathering and lending activities for consumers and small businesses, and national auto lending; and Commercial Banking, which consists of Co.'s lending, deposit gathering, capital markets and treasury management services to commercial real estate and commercial and industrial customers.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
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|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
42,266 |
133,244 |
259,714 |
606,802 |
| Total Sell Value |
$6,049,605 |
$17,631,043 |
$31,638,329 |
$69,231,942 |
| Total People Sold |
4 |
7 |
10 |
11 |
| Total Sell Transactions |
4 |
13 |
45 |
78 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Fairbank Richard D |
Chairman, CEO and President |
• • – |
2019-02-15 |
4 |
D |
$79.85 |
$2,173,757 |
D/D |
(27,223) |
2,769,151 |
|
- |
|
| Fairbank Richard D |
Chairman, CEO and President |
• • – |
2019-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
27,223 |
2,796,374 |
|
- |
|
| Blackley Richard Scott |
Chief Financial Officer |
• – – |
2019-02-15 |
4 |
D |
$81.57 |
$470,659 |
D/D |
(5,770) |
46,658 |
|
- |
|
| Blackley Richard Scott |
Chief Financial Officer |
• – – |
2019-02-15 |
4 |
D |
$79.85 |
$452,430 |
D/D |
(5,666) |
52,428 |
|
- |
|
| Blackley Richard Scott |
Chief Financial Officer |
• – – |
2019-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,666 |
58,094 |
|
- |
|
| Finneran John G Jr |
Senior Advisor and Corp Secy |
• – – |
2019-02-15 |
4 |
D |
$81.57 |
$613,162 |
D/D |
(7,517) |
118,088 |
|
- |
|
| Finneran John G Jr |
Senior Advisor and Corp Secy |
• – – |
2019-02-15 |
4 |
D |
$79.85 |
$719,049 |
D/D |
(9,005) |
125,605 |
|
- |
|
| Finneran John G Jr |
Senior Advisor and Corp Secy |
• – – |
2019-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
9,005 |
134,610 |
|
- |
|
| Newkirk Christopher T |
Pres., Intl and Small Business |
• – – |
2019-02-15 |
4 |
D |
$81.57 |
$310,129 |
D/D |
(3,802) |
38,286 |
|
- |
|
| Newkirk Christopher T |
Pres., Intl and Small Business |
• – – |
2019-02-15 |
4 |
D |
$79.85 |
$323,393 |
D/D |
(4,050) |
42,088 |
|
- |
|
| Newkirk Christopher T |
Pres., Intl and Small Business |
• – – |
2019-02-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
4,050 |
46,138 |
|
- |
|
| Berson Jory A |
Chief Human Resources Officer |
• – – |
2019-01-31 |
4 |
A |
$0.00 |
$0 |
D/D |
13,560 |
79,134 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2019-01-31 |
4 |
A |
$0.00 |
$0 |
I/I |
379 |
3,530 |
|
- |
|
| Hall Sheldon |
Chief Risk Officer |
• – – |
2019-01-31 |
4 |
A |
$0.00 |
$0 |
D/D |
8,726 |
53,465 |
|
- |
|
| Borgmann Kevin S. |
Senior Advisor to the CEO |
• – – |
2019-01-31 |
4 |
A |
$0.00 |
$0 |
D/D |
12,071 |
55,521 |
|
- |
|
| Santos Kleber |
Pres., Retail & Direct Banking |
• – – |
2019-01-31 |
4 |
A |
$0.00 |
$0 |
D/D |
11,261 |
27,155 |
|
- |
|
| Cooper Matthew W |
General Counsel |
• – – |
2019-01-31 |
4 |
A |
$0.00 |
$0 |
D/D |
9,307 |
36,602 |
|
- |
|
| Newkirk Christopher T |
Pres., Intl and Small Business |
• – – |
2019-01-31 |
4 |
A |
$0.00 |
$0 |
D/D |
11,261 |
42,088 |
|
- |
|
| Finneran John G Jr |
Senior Advisor and Corp Secy |
• – – |
2019-01-31 |
4 |
A |
$0.00 |
$0 |
D/D |
16,780 |
125,605 |
|
- |
|
| Karam Celia |
Chief Audit Officer |
• – – |
2019-01-31 |
4 |
A |
$0.00 |
$0 |
D/D |
5,811 |
11,348 |
|
- |
|
| Fairbank Richard D |
Chairman, CEO and President |
• • – |
2019-01-31 |
4 |
D |
$80.59 |
$47,790 |
D/D |
(593) |
2,769,151 |
|
- |
|
| Fairbank Richard D |
Chairman, CEO and President |
• • – |
2019-01-31 |
4 |
OE |
$80.59 |
$47,790 |
D/D |
593 |
2,769,744 |
|
- |
|
| Blackley Richard Scott |
Chief Financial Officer |
• – – |
2019-01-31 |
4 |
A |
$0.00 |
$0 |
D/D |
15,511 |
52,428 |
|
- |
|
| Alexander Robert M. |
Chief Information Officer |
• – – |
2019-01-31 |
4 |
A |
$0.00 |
$0 |
D/D |
13,853 |
96,252 |
|
- |
|
| Golden Timothy P |
Controller |
• – – |
2019-01-31 |
4 |
A |
$0.00 |
$0 |
D/D |
4,141 |
18,951 |
|
- |
|
3532 Records found
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Page 32 of 142 |
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1.45 (1.06%) 
