|
|
Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
6,143,000 |
Market
Cap: |
N/A |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$2.8 - $2.8 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
|
|
|
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-07 |
2023-12-05 |
2023-06-06 |
2022-06-06 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Romersa Michael |
10% Owner |
|
2015-01-09 |
4 |
S |
$17.01 |
$179,456 |
D/D |
(10,550) |
363,807 |
|
- |
|
Romersa Michael |
10% Owner |
|
2015-01-08 |
4 |
S |
$17.11 |
$470,525 |
D/D |
(27,500) |
374,357 |
|
- |
|
Romersa Michael |
10% Owner |
|
2015-01-07 |
4 |
S |
$17.09 |
$449,604 |
D/D |
(26,308) |
401,857 |
|
- |
|
Romersa Michael |
10% Owner |
|
2015-01-05 |
4 |
S |
$17.08 |
$132,746 |
D/D |
(7,772) |
428,165 |
|
- |
|
Romersa Michael |
10% Owner |
|
2014-12-22 |
4 |
S |
$17.06 |
$535,155 |
D/D |
(31,369) |
435,937 |
|
- |
|
Romersa Michael |
10% Owner |
|
2014-12-19 |
4 |
S |
$17.03 |
$1,198,793 |
D/D |
(70,393) |
467,306 |
|
- |
|
Romersa Michael |
10% Owner |
|
2014-12-19 |
4 |
S |
$16.96 |
$1,056,625 |
D/D |
(62,301) |
537,699 |
|
- |
|
Lande Robert |
Chief Financial Officer |
|
2014-12-16 |
4 |
A |
$0.00 |
$0 |
D/D |
8,500 |
40,300 |
|
- |
|
Sassoon David S. |
General Counsel & Secretary |
|
2014-12-16 |
4 |
A |
$0.00 |
$0 |
D/D |
1,500 |
1,500 |
|
- |
|
Santoro Nicola Jr |
Chief Accounting Officer |
|
2014-12-16 |
4 |
A |
$0.00 |
$0 |
D/D |
3,000 |
3,000 |
|
- |
|
Callan Brendan |
President - Europe |
|
2014-12-16 |
4 |
A |
$0.00 |
$0 |
D/D |
5,000 |
5,000 |
|
- |
|
Ahdout William |
Managing Director |
|
2014-12-16 |
4 |
S |
$16.53 |
$1,756,941 |
D/D |
(106,288) |
0 |
|
- |
|
Ahdout William |
Managing Director |
|
2014-12-16 |
4 |
A |
$0.00 |
$0 |
D/D |
106,288 |
106,288 |
|
- |
|
Sassoon David S. |
General Counsel & Secretary |
|
2014-12-15 |
4 |
S |
$16.64 |
$58,240 |
D/D |
(3,500) |
0 |
|
- |
|
Sassoon David S. |
General Counsel & Secretary |
|
2014-12-15 |
4 |
OE |
$10.73 |
$37,555 |
D/D |
3,500 |
3,500 |
|
- |
|
Santoro Nicola Jr |
Chief Accounting Officer |
|
2014-12-15 |
4 |
S |
$16.50 |
$165,000 |
D/D |
(10,000) |
0 |
|
- |
|
Santoro Nicola Jr |
Chief Accounting Officer |
|
2014-12-15 |
4 |
OE |
$13.55 |
$135,500 |
D/D |
10,000 |
10,000 |
|
- |
|
Ahdout William |
Managing Director |
|
2014-12-09 |
4 |
S |
$16.77 |
$1,257,750 |
D/D |
(75,000) |
0 |
|
- |
|
Ahdout William |
Managing Director |
|
2014-12-09 |
4 |
A |
$0.00 |
$0 |
D/D |
75,000 |
75,000 |
|
- |
|
Sassoon David S. |
General Counsel & Secretary |
|
2014-12-09 |
4 |
S |
$16.76 |
$29,330 |
D/D |
(1,750) |
0 |
|
- |
|
Sassoon David S. |
General Counsel & Secretary |
|
2014-12-09 |
4 |
OE |
$10.73 |
$18,778 |
D/D |
1,750 |
1,750 |
|
- |
|
Legoff Eric |
Director |
|
2014-12-03 |
4 |
S |
$16.65 |
$159,307 |
D/D |
(9,568) |
0 |
|
- |
|
Legoff Eric |
Director |
|
2014-12-02 |
4 |
S |
$16.65 |
$7,193 |
D/D |
(432) |
9,568 |
|
- |
|
Legoff Eric |
Director |
|
2014-12-02 |
4 |
A |
$0.00 |
$0 |
D/D |
10,000 |
10,000 |
|
- |
|
Yusupov Eduard |
See Remarks |
|
2014-11-26 |
4 |
S |
$16.28 |
$405,877 |
D/D |
(24,931) |
0 |
|
- |
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344 Records found
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Page 4 of 14 |
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