| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
24,738,000 |
| Market
Cap: |
241.63(M) |
| Last
Volume: |
32,520 |
Avg
Vol: |
68,542 |
| 52
Week Range: |
$8.47 - $9.92 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile Pioneer Floating Rate Fund is a closed-end management investment company. The investment objective of the Trust is to provide a high level of current income and the Trust may, as a secondary objective, also seek preservation of capital to the extent consistent with its investment objective of high current income.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-21 |
2023-12-19 |
2023-06-20 |
2022-06-20 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Weinstein Boaz |
10% Owner |
– – • |
2019-12-17 |
4 |
B |
$10.68 |
$49,587 |
I/I |
4,643 |
2,809,097 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2019-12-13 |
4 |
B |
$10.65 |
$146,331 |
I/I |
13,740 |
2,804,454 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2019-12-12 |
4 |
B |
$10.64 |
$144,534 |
I/I |
13,584 |
2,790,714 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2019-12-09 |
4 |
B |
$10.62 |
$12,054 |
I/I |
1,135 |
2,777,130 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2019-12-06 |
4 |
B |
$10.63 |
$275,317 |
I/I |
25,900 |
2,775,995 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2019-12-05 |
4 |
B |
$10.61 |
$123,150 |
I/I |
11,607 |
2,750,095 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2019-12-04 |
4 |
B |
$10.54 |
$66,644 |
I/I |
6,323 |
2,738,488 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2019-12-03 |
4 |
B |
$10.49 |
$36,138 |
I/I |
3,445 |
2,732,165 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2019-11-04 |
4 |
B |
$10.49 |
$298,252 |
I/I |
28,432 |
2,728,715 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2019-10-28 |
4 |
B |
$10.47 |
$59,250 |
I/I |
5,659 |
2,700,283 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2019-10-25 |
4 |
B |
$10.39 |
$570,297 |
I/I |
54,889 |
2,694,624 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2019-10-24 |
4 |
B |
$10.37 |
$535,890 |
I/I |
51,677 |
2,639,735 |
1.5 |
- |
|
| Weinstein Boaz |
10% Owner |
– – • |
2019-10-21 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,694,624 |
|
- |
|
| Blue Ridge Investments, L.l.c. |
10% Owner |
– – • |
2013-12-06 |
4 |
D |
$0.00 |
$0 |
I/I |
(1,236) |
0 |
|
- |
|
| Ubs Ag |
Former 10% Owner |
– – – |
2013-12-06 |
4 |
D |
$0.00 |
$0 |
I/I |
(397) |
0 |
|
- |
|
| Blue Ridge Investments, L.l.c. |
10% Owner |
– – • |
2013-12-05 |
4 |
D |
$0.00 |
$0 |
I/I |
(1,299) |
1,236 |
|
- |
|
| Ubs Ag |
Former 10% Owner |
– – – |
2013-12-05 |
4 |
D |
$0.00 |
$0 |
I/I |
(739) |
397 |
|
- |
|
| Blue Ridge Investments, L.l.c. |
10% Owner |
– – • |
2013-12-03 |
4 |
D |
$0.00 |
$0 |
I/I |
(1,476) |
2,535 |
|
- |
|
| Ubs Ag |
10% Owner |
– – • |
2013-12-03 |
4 |
D |
$0.00 |
$0 |
I/I |
(458) |
1,136 |
|
- |
|
| West Steven |
Trustee |
– – – |
2013-10-09 |
4 |
B |
$12.19 |
$79,295 |
D/D |
6,500 |
18,500 |
2.44 |
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2011-09-12 |
4 |
S |
$12.00 |
$6,000 |
I/I |
(500) |
0 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2011-09-12 |
4 |
B |
$12.07 |
$6,035 |
I/I |
500 |
500 |
1.5 |
- |
|
| West Steven |
Trustee |
– – – |
2011-07-08 |
4/A |
B |
$14.00 |
$70,000 |
D/D |
5,000 |
12,000 |
2.44 |
- |
|
| West Steven |
Trustee |
– – – |
2011-07-08 |
4 |
B |
$14.00 |
$129,179 |
D/D |
9,215 |
16,215 |
2.44 |
- |
|
| West Steven |
Trustee |
– – – |
2011-07-06 |
4 |
B |
$13.93 |
$69,650 |
D/D |
5,000 |
7,000 |
2.44 |
- |
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129 Records found
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Page 4 of 6 |
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