| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
29,800,000 |
| Market
Cap: |
239.89(M) |
| Last
Volume: |
21,654 |
Avg
Vol: |
21,515 |
| 52
Week Range: |
$7.12 - $8.56 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Foreign |
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Member Indexes:
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile The Swiss Helvetia Fund is registered as a non-diversified, closed-end management investment company. The Fund seeks long-term growth of capital through investment in equity and equity-linked securities of Swiss companies.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Berris Brian A |
Director |
– • – |
2015-11-18 |
4 |
B |
$10.88 |
$54,412 |
D/D |
5,000 |
10,000 |
2.39 |
- |
|
| Mandel Alan M. |
Treas. & Princ. Fin. Officer |
• – – |
2014-09-04 |
4 |
B |
$14.21 |
$14,213 |
D/D |
1,000 |
1,000 |
2.74 |
- |
|
| Hottinger Capital Corp |
Investment Advisor |
– – – |
2014-02-14 |
4 |
S |
$14.93 |
$333,656 |
D/D |
(22,348) |
98,699 |
|
- |
|
| Hottinger Capital Corp |
Investment Advisor |
– – – |
2013-07-03 |
4 |
S |
$12.22 |
$106,522 |
D/D |
(8,715) |
119,222 |
|
- |
|
| Hottinger Capital Corp |
Investment Advisor |
– – – |
2013-07-02 |
4 |
S |
$12.31 |
$1,394,266 |
D/D |
(113,285) |
127,937 |
|
- |
|
| Berris Brian A |
Director |
– • – |
2012-09-12 |
4 |
B |
$10.81 |
$54,050 |
D/D |
5,000 |
5,000 |
2.39 |
- |
|
| Boillat Jean-Marc |
Director |
– • – |
2012-03-06 |
4 |
S |
$11.10 |
$1,043 |
D/D |
(94) |
3,000 |
|
- |
|
| West Stephen K |
Director |
– • – |
2011-12-14 |
4 |
S |
$10.89 |
$76,318 |
D/D |
(7,000) |
1,071 |
|
- |
|
| West Stephen K |
Director |
– • – |
2011-12-13 |
4 |
S |
$11.00 |
$128,713 |
D/D |
(11,700) |
8,071 |
|
- |
|
| Brealey Richard |
Director |
– • – |
2011-08-30 |
4 |
B |
$12.47 |
$9,602 |
D/D |
770 |
13,788 |
2.39 |
- |
|
| Boillat Jean-Marc |
Director |
– • – |
2011-07-29 |
4 |
S |
$14.01 |
$22,416 |
D/D |
(1,600) |
3,000 |
|
- |
|
| Bock David |
Director |
– • – |
2011-03-17 |
4 |
B |
$13.31 |
$56,568 |
D/D |
4,250 |
4,250 |
2.39 |
- |
|
| Hottinger Millisits Rudolf |
CEO |
• – – |
2011-02-18 |
4 |
S |
$13.74 |
$36,409 |
D/D |
(2,650) |
10,513 |
|
- |
|
| Brealey Richard |
Director |
– • – |
2009-12-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
13,018 |
|
- |
|
| Hottinger Bank Trust Ltd |
Affiliated to Hottinger & Cie. |
– – – |
2009-09-29 |
4 |
B |
$12.04 |
$180,536 |
D/D |
15,000 |
97,355 |
2.44 |
- |
|
| Helbig Claus |
Director |
– • – |
2008-12-15 |
4 |
B |
$9.99 |
$9,990 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| Claude Frey |
Director |
– • – |
2008-10-13 |
4 |
B |
$10.44 |
$20,883 |
D/D |
2,000 |
5,086 |
2.39 |
- |
|
| Hottinger Capital Corp |
Investment Advisor |
– – – |
2008-10-06 |
4 |
B |
$11.09 |
$12,200 |
D/D |
1,100 |
191,987 |
2.44 |
- |
|
| Hottinger Bank Trust Ltd |
Affiliated to Hottinger & Cie |
– – – |
2008-06-26 |
4 |
B |
$15.20 |
$53,200 |
D/D |
3,500 |
99,009 |
2.44 |
- |
|
| Hottinger Bank Trust Ltd |
Affiliated to Hottinger & Cie |
– – – |
2008-06-25 |
4 |
B |
$15.20 |
$98,800 |
D/D |
6,500 |
95,509 |
2.44 |
- |
|
| Hottinger Bank Trust Ltd |
Affiliated to Hottinger & Cie |
– – – |
2008-06-16 |
4 |
B |
$14.81 |
$148,100 |
D/D |
10,000 |
109,009 |
2.44 |
- |
|
| Hottinger Bank Trust Ltd |
Affiliated to Hottinger & Cie |
– – – |
2008-03-17 |
4 |
B |
$15.75 |
$157,544 |
D/D |
10,000 |
87,009 |
2.44 |
- |
|
| Hottinger Millisits Rudolf |
SVP |
• – – |
2008-03-11 |
4 |
B |
$15.94 |
$17,535 |
D/D |
1,100 |
12,740 |
2.74 |
- |
|
| Hottinger Rodolphe |
President |
• – – |
2008-03-11 |
4 |
B |
$15.94 |
$5,579 |
D/D |
350 |
23,580 |
2.74 |
- |
|
| Hottinger Capital Corp |
Investment Adviser |
– – – |
2008-03-11 |
4 |
B |
$15.94 |
$27,100 |
D/D |
1,700 |
190,887 |
2.44 |
- |
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131 Records found
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Page 4 of 6 |
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