| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
543,260,000 |
| Market
Cap: |
174.64(B) |
| Last
Volume: |
4,193,475 |
Avg
Vol: |
3,302,965 |
| 52
Week Range: |
$226.05 - $379.3 |
|
| Level
I Sector: |
Industrials |
| Level
II Sector: |
Manufacturing |
| Level
III Sector: |
Farm & Construction Machinery |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
DOW JONES COMPOSITE |
| |
DOW JONES INDUSTRIAL AVERAGE |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : 8.7 |
| Insider 6 Months : 9.7 |
| Insider 3/6 Months : 18.6 |
|
| Guru Rank Number : 320 |
| Guru Rank Value : 4 |
| Guru Occurances : 2 |
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| |
|
Company Profile Caterpillar is a manufacturer of construction and mining equipment, diesel and natural gas engines, industrial gas turbines and diesel-electric locomotives. Co.'s segments include: Construction Industries, which supports customers using machinery in infrastructure, forestry and building construction; Resource Industries, which supports customers using machinery in mining, heavy construction, and quarry and aggregates; Energy and Transportation, which supports customers in oil and gas, power generation, marine, rail and industrial applications, including Cat® machines; and Financial Products, which provides financing and related services.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
600 |
950 |
950 |
1,350 |
| Total Buy Value |
$204,335 |
$317,515 |
$317,515 |
$417,231 |
| Total People Bought |
2 |
2 |
2 |
2 |
| Total Buy Transactions |
2 |
3 |
3 |
4 |
| Total Shares Sold |
23,355 |
91,087 |
190,493 |
296,062 |
| Total Sell Value |
$8,309,914 |
$29,999,260 |
$46,073,409 |
$72,109,218 |
| Total People Sold |
2 |
4 |
6 |
8 |
| Total Sell Transactions |
2 |
9 |
16 |
25 |
| End Date |
2024-03-17 |
2023-12-15 |
2023-06-16 |
2022-06-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Reed Debra L |
Director |
– • – |
2023-06-14 |
4 |
A |
$243.32 |
$169,837 |
D/D |
698 |
11,520 |
|
- |
|
| Wilkins Rayford Jr |
Director |
– • – |
2023-06-14 |
4 |
A |
$243.32 |
$169,837 |
D/D |
698 |
6,883 |
|
- |
|
| Calhoun David L |
Director |
– • – |
2023-06-14 |
4 |
A |
$243.32 |
$169,837 |
D/D |
698 |
49,815 |
|
- |
|
| Ayotte Kelly |
Director |
– • – |
2023-06-14 |
4 |
A |
$243.32 |
$169,837 |
D/D |
698 |
6,113 |
|
- |
|
| Long Suzette M |
CLO/General Counsel |
• – – |
2023-06-07 |
4 |
D |
$231.32 |
$3,565,798 |
D/D |
(15,415) |
13,890 |
|
- |
|
| Long Suzette M |
CLO/General Counsel |
• – – |
2023-06-07 |
4 |
OE |
$127.60 |
$2,619,500 |
D/D |
20,529 |
29,305 |
|
- |
|
| Bonfield Andrew R J |
Chief Financial Officer |
• – – |
2023-03-02 |
4 |
D |
$249.31 |
$4,052,783 |
D/D |
(16,256) |
70,027 |
|
- |
|
| Bonfield Andrew R J |
Chief Financial Officer |
• – – |
2023-03-02 |
4 |
OE |
$127.60 |
$2,946,922 |
D/D |
23,095 |
86,283 |
|
- |
|
| Fish James C Jr |
Director |
– • – |
2023-03-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
4,200 |
|
2% |
|
| Maclennan David |
Director |
– • – |
2023-02-17 |
4 |
B |
$249.29 |
$99,716 |
D/D |
400 |
3,709 |
2.39 |
-1% |
|
| Long Suzette M |
CLO/General Counsel |
• – – |
2023-02-09 |
4 |
S |
$250.91 |
$2,008,289 |
D/D |
(8,000) |
8,776 |
|
2% |
|
| Fassino Anthony D. |
Group President |
• – – |
2023-02-07 |
4 |
D |
$248.68 |
$385,703 |
D/D |
(1,551) |
14,955 |
|
- |
|
| Fassino Anthony D. |
Group President |
• – – |
2023-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
4,801 |
16,506 |
|
- |
|
| De Lange Bob |
Group President |
• – – |
2023-02-07 |
4 |
D |
$248.68 |
$1,701,717 |
D/D |
(6,843) |
53,162 |
|
- |
|
| De Lange Bob |
Group President |
• – – |
2023-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
15,446 |
60,005 |
|
- |
|
| Bonfield Andrew R J |
Chief Financial Officer |
• – – |
2023-02-07 |
4 |
D |
$248.68 |
$1,324,967 |
D/D |
(5,328) |
63,188 |
|
- |
|
| Bonfield Andrew R J |
Chief Financial Officer |
• – – |
2023-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
15,029 |
68,516 |
|
- |
|
| Umpleby Iii Donald J |
Chief Executive Officer |
• • – |
2023-02-07 |
4 |
D |
$248.68 |
$5,216,809 |
D/D |
(20,978) |
242,334 |
|
- |
|
| Umpleby Iii Donald J |
Chief Executive Officer |
• • – |
2023-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
49,260 |
263,312 |
|
- |
|
| Long Suzette M |
Chief Legal Officer |
• – – |
2023-02-07 |
4 |
D |
$248.68 |
$1,305,073 |
D/D |
(5,248) |
16,776 |
|
- |
|
| Long Suzette M |
Chief Legal Officer |
• – – |
2023-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
13,359 |
22,024 |
|
- |
|
| Johnson Cheryl H |
Chief Human Resources Officer |
• – – |
2023-02-07 |
4 |
D |
$248.68 |
$454,836 |
D/D |
(1,829) |
16,202 |
|
- |
|
| Johnson Cheryl H |
Chief Human Resources Officer |
• – – |
2023-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
4,174 |
18,031 |
|
- |
|
| Johnson Denise C |
Group President |
• – – |
2023-02-07 |
4 |
D |
$248.68 |
$1,512,720 |
D/D |
(6,083) |
17,968 |
|
- |
|
| Johnson Denise C |
Group President |
• – – |
2023-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
15,446 |
24,051 |
|
- |
|
2099 Records found
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Page 5 of 84 |
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4.89 (1.5%) 
