| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
33,210,000 |
| Market
Cap: |
465.94(M) |
| Last
Volume: |
117,368 |
Avg
Vol: |
153,607 |
| 52
Week Range: |
$12.25 - $14.96 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Gladstone Investment operates as an externally managed, closed-end, non-diversified management investment company. Co.'s investment objectives are to: achieve and grow income by investing in debt securities of established businesses and provides its stockholders with long-term capital appreciation in the value of its assets by investing in equity securities of established businesses, generally in combination with the aforementioned debt securities.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
5,650 |
16,786 |
| Total Buy Value |
$0 |
$0 |
$76,502 |
$224,268 |
| Total People Bought |
0 |
0 |
2 |
4 |
| Total Buy Transactions |
0 |
0 |
2 |
7 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Mead Gerard |
Director |
– • – |
2008-11-19 |
4 |
B |
$3.34 |
$3,338 |
D/D |
1,000 |
8,643 |
2.31 |
- |
|
| Dullum David A R |
President |
• • – |
2008-11-14 |
4 |
B |
$3.81 |
$7,620 |
D/D |
2,000 |
20,167 |
2.81 |
- |
|
| Mead Gerard |
Director |
– • – |
2008-11-13 |
4 |
B |
$3.67 |
$3,668 |
D/D |
1,000 |
7,643 |
2.31 |
- |
|
| Stelljes George III |
CIO |
• • – |
2008-11-12 |
4 |
B |
$3.95 |
$7,900 |
D/D |
2,000 |
20,995 |
2.81 |
- |
|
| Perrigo Mark |
CFO |
• – – |
2008-11-12 |
4 |
B |
$3.96 |
$990 |
D/D |
250 |
561 |
2.66 |
- |
|
| Dullum David A R |
President |
• • – |
2008-11-10 |
4 |
B |
$5.18 |
$15,540 |
D/D |
3,000 |
18,167 |
2.81 |
- |
|
| Mead Gerard |
Director |
– • – |
2008-09-16 |
4 |
B |
$6.14 |
$1,228 |
D/D |
200 |
6,240 |
2.31 |
- |
|
| Perrigo Mark |
CFO |
• – – |
2008-09-16 |
4 |
B |
$6.19 |
$681 |
D/D |
110 |
310 |
2.66 |
- |
|
| Mead Gerard |
Director |
– • – |
2008-09-15 |
4 |
B |
$6.44 |
$3,220 |
D/D |
500 |
6,040 |
2.31 |
- |
|
| Mead Gerard |
Director |
– • – |
2008-09-15 |
4 |
B |
$6.88 |
$1,376 |
D/D |
200 |
5,540 |
2.31 |
- |
|
| Dullum David A R |
President |
• • – |
2008-09-02 |
4 |
B |
$7.43 |
$22,290 |
D/D |
3,000 |
15,167 |
2.81 |
- |
|
| Stelljes George III |
CIO |
• • – |
2008-06-27 |
4 |
B |
$6.31 |
$6,310 |
D/D |
1,000 |
18,323 |
2.81 |
- |
|
| Mead Gerard |
Director |
– • – |
2008-06-27 |
4 |
B |
$6.34 |
$6,340 |
D/D |
1,000 |
5,389 |
2.39 |
- |
|
| Perrigo Mark |
CFO |
• – – |
2008-06-06 |
4 |
B |
$8.49 |
$1,698 |
D/D |
200 |
200 |
2.66 |
- |
|
| Mead Gerard |
Director |
– • – |
2008-06-04 |
4 |
B |
$8.44 |
$8,440 |
D/D |
1,000 |
4,389 |
2.39 |
- |
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| Mead Gerard |
Director |
– • – |
2008-06-02 |
4 |
B |
$8.66 |
$4,330 |
D/D |
500 |
3,389 |
2.31 |
- |
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| Stelljes George III |
CIO |
• • – |
2008-04-21 |
4 |
OE |
$7.48 |
$32,052 |
D/D |
4,285 |
17,141 |
|
- |
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| Williams Allyson |
Affiliate of External Adviser |
– – – |
2008-04-21 |
4 |
OE |
$7.48 |
$531 |
D/D |
71 |
286 |
|
- |
|
| Gerson Gary |
Treasurer |
• – – |
2008-04-21 |
4 |
OE |
$7.48 |
$830 |
I/I |
111 |
445 |
|
- |
|
| Gerson Gary |
Treasurer |
• – – |
2008-04-21 |
4 |
OE |
$7.48 |
$247 |
D/D |
33 |
133 |
|
- |
|
| Brubaker Terry Lee |
COO |
• • – |
2008-04-21 |
4 |
OE |
$7.48 |
$4,982 |
I/I |
666 |
2,666 |
|
- |
|
| Brubaker Terry Lee |
COO |
• • – |
2008-04-21 |
4 |
OE |
$7.48 |
$21,999 |
D/D |
2,941 |
11,790 |
|
- |
|
| Adelgren Paul W |
Director |
– • – |
2008-04-21 |
4 |
OE |
$7.48 |
$2,678 |
D/D |
358 |
1,434 |
|
- |
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| Outland John H |
Director |
– • – |
2008-04-21 |
4/A |
OE |
$7.48 |
$3,777 |
D/D |
505 |
1,581 |
|
- |
|
| Mead Gerard |
Director |
– • – |
2008-04-21 |
4/A |
OE |
$7.48 |
$13,344 |
D/D |
1,784 |
2,863 |
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- |
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161 Records found
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