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Exchange: |
New York Stock Exchange |
Security
Type: |
N/A |
Shares
Out: |
90,000,000 |
Market
Cap: |
1.34(B) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$11.16 - $16.28 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Guggenheim Strategic Opportunities is a closed-end management investment company. The Fund's investment objective is to maximize total return through a combination of current income and capital appreciation.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
100 |
345 |
Total Buy Value |
$0 |
$0 |
$1,480 |
$4,905 |
Total People Bought |
0 |
0 |
1 |
2 |
Total Buy Transactions |
0 |
0 |
1 |
2 |
Total Shares Sold |
0 |
62,000 |
113,237 |
139,594 |
Total Sell Value |
$0 |
$849,480 |
$1,536,460 |
$1,629,861 |
Total People Sold |
0 |
1 |
2 |
3 |
Total Sell Transactions |
0 |
6 |
14 |
20 |
End Date |
2024-03-07 |
2023-12-05 |
2023-06-06 |
2022-06-06 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Barnes Randall C |
Trustee |
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2012-12-26 |
4 |
B |
$21.45 |
$51,480 |
I/I |
2,400 |
2,400 |
2.1 |
- |
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Barnes Randall C |
Trustee |
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2012-12-26 |
4 |
B |
$21.40 |
$32,100 |
D/D |
1,500 |
5,588 |
2.39 |
- |
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Barnes Randall C |
Trustee |
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2012-12-26 |
4 |
B |
$21.65 |
$40,919 |
I/I |
1,890 |
4,793 |
2.1 |
- |
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Barnes Randall C |
Trustee |
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2012-12-21 |
4 |
B |
$21.65 |
$2,382 |
I/I |
110 |
2,903 |
2.02 |
- |
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Barnes Randall C |
Trustee |
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2012-12-05 |
4 |
B |
$21.00 |
$58,833 |
I/I |
2,793 |
2,793 |
2.1 |
- |
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Toupin Ronald E Jr |
Trustee |
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2012-12-04 |
4 |
B |
$20.93 |
$1,046 |
D/D |
50 |
153 |
2.31 |
- |
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Toupin Ronald E Jr |
Trustee |
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2012-09-12 |
4 |
B |
$21.38 |
$1,069 |
D/D |
50 |
102 |
2.31 |
- |
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Mitchell Patrick L |
Considered an Insider to Fund |
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2012-04-13 |
4 |
S |
$20.51 |
$122,216 |
D/D |
(5,959) |
0 |
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- |
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Toupin Ronald E Jr |
Trustee |
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2012-02-23 |
4 |
B |
$20.36 |
$1,018 |
D/D |
50 |
50 |
2.31 |
- |
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Barnes Randall C |
Trustee |
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2012-02-06 |
4 |
B |
$19.98 |
$18,981 |
I/I |
950 |
3,650 |
2.1 |
- |
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Barnes Randall C |
Trustee |
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2012-02-06 |
4 |
B |
$19.98 |
$39,960 |
D/D |
2,000 |
3,820 |
2.39 |
- |
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Friedrich Roman III |
Trustee |
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2011-04-04 |
4 |
B |
$21.04 |
$5,891 |
D/D |
280 |
280 |
2.39 |
- |
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Silvergold Eric |
Managing Director |
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2010-12-08 |
4 |
B |
$19.30 |
$16,694 |
D/D |
865 |
5,205 |
2.44 |
- |
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Minerd B. Scott |
Portfolio Manager |
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2010-12-01 |
4 |
GD |
$20.21 |
$202,100 |
D/D |
10,000 |
0 |
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- |
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Minerd B. Scott |
Portfolio Manager |
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2010-09-17 |
4 |
GD |
$19.80 |
$99,000 |
D/D |
5,000 |
10,000 |
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- |
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Minerd B. Scott |
Portfolio Manager |
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2010-08-31 |
4 |
GD |
$19.20 |
$228,480 |
D/D |
11,900 |
15,000 |
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- |
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Mitchell Patrick L |
Considered an Insider to Fund |
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2010-06-21 |
4 |
B |
$18.01 |
$9,006 |
D/D |
500 |
5,017 |
2.44 |
- |
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Mitchell Patrick L |
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2010-06-18 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
4,517 |
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- |
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Minerd B. Scott |
Portfolio Manager |
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2010-05-05 |
4 |
GD |
$18.01 |
$270,150 |
D/D |
15,000 |
26,900 |
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- |
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Futrell J. Thomas |
Chief Executive Officer |
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2010-02-11 |
4 |
B |
$17.39 |
$34,777 |
D/D |
2,000 |
13,018 |
2.74 |
- |
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Curcio Michael |
Managing Director |
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2009-08-11 |
4 |
S |
$14.56 |
$59,696 |
D/D |
(4,100) |
0 |
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- |
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Futrell J. Thomas |
Chief Executive Officer |
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2009-05-19 |
4 |
B |
$11.49 |
$44,811 |
D/D |
3,900 |
10,067 |
2.74 |
- |
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Claymore Securities Inc |
Investment Distributor/Advisor |
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2009-03-24 |
4 |
S |
$9.27 |
$49,838 |
D/D |
(5,378) |
0 |
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- |
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Curcio Michael |
Managing Director |
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2008-12-16 |
4 |
B |
$8.82 |
$9,702 |
D/D |
1,100 |
4,100 |
2.44 |
- |
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Minerd B. Scott |
Chief Investment Officer |
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2008-10-10 |
4 |
B |
$8.34 |
$15,846 |
D/D |
1,900 |
41,900 |
2.44 |
- |
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155 Records found
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Page 5 of 7 |
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