| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
24,738,000 |
| Market
Cap: |
241.63(M) |
| Last
Volume: |
32,520 |
Avg
Vol: |
68,542 |
| 52
Week Range: |
$8.47 - $9.92 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Pioneer Floating Rate Fund is a closed-end management investment company. The investment objective of the Trust is to provide a high level of current income and the Trust may, as a secondary objective, also seek preservation of capital to the extent consistent with its investment objective of high current income.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-21 |
2023-12-19 |
2023-06-20 |
2022-06-20 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2011-06-14 |
4 |
S |
$14.13 |
$989 |
I/I |
(70) |
0 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2011-06-14 |
4 |
B |
$13.98 |
$979 |
I/I |
70 |
70 |
1.42 |
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2010-11-30 |
4 |
S |
$13.07 |
$3,268 |
I/I |
(250) |
0 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2010-11-30 |
4 |
B |
$14.48 |
$3,622 |
I/I |
250 |
250 |
1.42 |
- |
|
| West Steven |
Trustee |
– – – |
2010-11-12 |
4 |
B |
$12.85 |
$12,849 |
D/D |
1,000 |
2,000 |
2.44 |
- |
|
| West Steven |
Trustee |
– – – |
2010-11-09 |
4 |
B |
$13.15 |
$13,150 |
D/D |
1,000 |
1,000 |
2.44 |
- |
|
| Pioneer Funds Distributor Inc |
10% Owner |
– – • |
2010-09-13 |
4 |
S |
$12.17 |
$63,771 |
D/D |
(5,240) |
0 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2010-08-17 |
4 |
S |
$12.08 |
$55,592 |
I/I |
(4,590) |
0 |
|
- |
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| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2010-08-17 |
4 |
B |
$12.20 |
$55,998 |
I/I |
4,590 |
4,590 |
1.5 |
- |
|
| Ubs Ag |
10% Owner |
– – • |
2009-01-31 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,305 |
|
- |
|
| Merrill Lynch Pierce Fenner & Smith Inc |
10% Owner |
– – • |
2008-12-31 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,670 |
|
- |
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| Feltus Andrew |
Affiliated Person |
– – – |
2007-06-26 |
4 |
S |
$20.08 |
$30,127 |
D/D |
(1,500) |
0 |
|
- |
|
| Feltus Andrew |
officerTitle |
– – – |
2005-12-30 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,500 |
|
- |
|
| Drew Rick |
employee of Investment Manager |
– – – |
2005-09-12 |
4 |
B |
$17.90 |
$1,020 |
D/D |
57 |
112 |
2.36 |
- |
|
| Drew Rick |
officerTitle |
– – – |
2005-09-09 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
55 |
|
- |
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| Blackburn Michael Jason |
Treasurer |
• – – |
2005-09-09 |
4 |
B |
$17.68 |
$9,395 |
D/D |
530 |
530 |
2.74 |
- |
|
| Woods Stephen Earl Jr |
officerTitle |
– – – |
2005-08-16 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
200 |
|
- |
|
| Chavarriaga Mauricio |
officerTitle |
– – – |
2005-08-09 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
700 |
|
- |
|
| Schramek Chad |
Officer of Investment Manager |
– – – |
2005-06-23 |
4 |
S |
$17.30 |
$6,920 |
D/D |
(400) |
0 |
|
- |
|
| Dougherty Raymond Joseph |
officerTitle |
– – – |
2005-06-23 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,500 |
|
- |
|
| Okada Mark |
Officer of Investment Manager |
– – – |
2005-06-14 |
4 |
B |
$17.20 |
$43,000 |
D/D |
2,500 |
5,000 |
2.44 |
- |
|
| Salvino Don |
officerTitle |
– – – |
2005-06-13 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,000 |
|
- |
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| Piret Maguerite A |
Director |
– • – |
2005-05-27 |
4 |
B |
$17.43 |
$20,924 |
I/I |
1,200 |
1,200 |
2.1 |
- |
|
| Okada Mark |
officerTitle |
– – – |
2005-05-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,500 |
|
- |
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| Ciavarra Joseph Kevin |
Officer of investment manager |
– – – |
2005-04-28 |
4 |
S |
$18.33 |
$9,165 |
D/D |
(500) |
0 |
|
- |
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129 Records found
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Page 5 of 6 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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0.05 (0.54%) 
