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Exchange: |
Nasdaq Small Cap |
Security
Type: |
Mutual Fund |
Shares
Out: |
2,590,000 |
Market
Cap: |
3.73(M) |
Last
Volume: |
224,850 |
Avg
Vol: |
87,827 |
52
Week Range: |
$1.44 - $1.44 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Rand Capital is an externally managed, closed-end, diversified management investment company. Co.'s investment objective is to maximize total return to its shareholders with current income combined with capital appreciation.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
3,000 |
3,000 |
8,547 |
20,446 |
Total Buy Value |
$41,857 |
$41,857 |
$114,093 |
$280,552 |
Total People Bought |
1 |
1 |
3 |
6 |
Total Buy Transactions |
3 |
3 |
16 |
36 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-22 |
2023-11-21 |
2023-05-23 |
2022-05-23 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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|
3m +/- |
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|
Form |
Utility Service Holding Co., Inc. |
10% Owner |
|
2014-08-18 |
4 |
B |
$3.00 |
$46,786 |
D/D |
15,600 |
802,192 |
2.37 |
- |
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Utility Service Holding Co., Inc. |
10% Owner |
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2014-07-24 |
4 |
B |
$3.10 |
$13,687 |
D/D |
4,415 |
786,592 |
2.37 |
- |
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Utility Service Holding Co., Inc. |
10% Owner |
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2014-07-23 |
4 |
B |
$3.10 |
$62,000 |
D/D |
20,000 |
782,177 |
2.45 |
- |
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Utility Service Holding Co., Inc. |
10% Owner |
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2014-06-20 |
4 |
B |
$3.25 |
$32,463 |
D/D |
10,000 |
762,177 |
2.37 |
- |
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Utility Service Holding Co., Inc. |
10% Owner |
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2014-06-11 |
4 |
B |
$3.25 |
$975 |
D/D |
300 |
752,177 |
2.37 |
- |
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Utility Service Holding Co., Inc. |
10% Owner |
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2014-06-06 |
4 |
B |
$3.25 |
$3,900 |
D/D |
1,200 |
751,877 |
2.37 |
- |
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Utility Service Holding Co., Inc. |
10% Owner |
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2014-05-22 |
4 |
B |
$3.32 |
$16,600 |
D/D |
5,000 |
750,677 |
2.37 |
- |
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Utility Service Holding Co., Inc. |
10% Owner |
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2014-05-21 |
4 |
B |
$3.39 |
$9,153 |
D/D |
2,700 |
745,677 |
2.37 |
- |
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Grum Allen F |
President/CEO |
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2014-05-19 |
4 |
B |
$3.42 |
$17,100 |
D/D |
5,000 |
111,142 |
2.81 |
- |
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Grum Allen F |
President/CEO |
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2014-03-12 |
4 |
B |
$3.27 |
$16,350 |
D/D |
5,000 |
106,142 |
2.81 |
- |
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Penberthy Daniel P |
EVP |
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2014-02-28 |
4 |
B |
$3.39 |
$4,572 |
D/D |
1,345 |
67,800 |
2.66 |
- |
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Penberthy Daniel P |
EVP |
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2014-02-27 |
4 |
B |
$3.17 |
$11,814 |
D/D |
3,655 |
66,455 |
2.74 |
- |
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Grum Allen F |
President/CEO |
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2013-04-04 |
4 |
B |
$2.85 |
$14,250 |
D/D |
5,000 |
101,142 |
2.81 |
- |
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Grum Allen F |
President/CEO |
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2013-03-07 |
4 |
B |
$2.75 |
$13,750 |
D/D |
5,000 |
96,142 |
2.81 |
- |
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Penberthy Daniel P |
EVP |
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2013-03-04 |
4 |
B |
$2.70 |
$13,500 |
D/D |
5,000 |
62,800 |
2.74 |
- |
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Newman Reginald B Ii |
Director |
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2013-01-14 |
4 |
GD |
$0.00 |
$0 |
D/D |
10,634 |
189,538 |
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- |
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Newman Reginald B Ii |
Director |
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2013-01-10 |
4 |
GD |
$0.00 |
$0 |
D/D |
42,538 |
200,172 |
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- |
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Zak Robert M |
Director |
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2012-12-13 |
4 |
B |
$2.46 |
$24,621 |
D/D |
10,000 |
40,000 |
2.39 |
- |
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Penberthy Daniel P |
EVP |
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2012-11-15 |
4 |
B |
$2.30 |
$1,840 |
D/D |
800 |
57,800 |
2.66 |
- |
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Newman Reginald B Ii |
Director |
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2012-01-10 |
4 |
GD |
$0.00 |
$0 |
D/D |
9,500 |
242,710 |
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- |
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Newman Reginald B Ii |
Director |
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2012-01-09 |
4 |
GD |
$0.00 |
$0 |
D/D |
36,594 |
252,210 |
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- |
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Rand Jayne K |
Director |
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2011-04-11 |
4 |
S |
$3.00 |
$15,135 |
D/D |
(5,045) |
115,433 |
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- |
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Rand Jayne K |
Director |
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2011-04-07 |
4 |
S |
$2.90 |
$29,000 |
D/D |
(10,000) |
120,478 |
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- |
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Rand Jayne K |
Director |
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2011-04-06 |
4 |
S |
$2.90 |
$29,000 |
D/D |
(10,000) |
130,478 |
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- |
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Grum Allen F |
President/CEO |
|
2011-02-28 |
4 |
B |
$3.10 |
$30,690 |
D/D |
9,900 |
91,142 |
2.81 |
- |
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159 Records found
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Page 5 of 7 |
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