| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
33,210,000 |
| Market
Cap: |
467.26(M) |
| Last
Volume: |
66,096 |
Avg
Vol: |
153,363 |
| 52
Week Range: |
$12.25 - $14.96 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Gladstone Investment operates as an externally managed, closed-end, non-diversified management investment company. Co.'s investment objectives are to: achieve and grow income by investing in debt securities of established businesses and provides its stockholders with long-term capital appreciation in the value of its assets by investing in equity securities of established businesses, generally in combination with the aforementioned debt securities.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
5,650 |
16,786 |
| Total Buy Value |
$0 |
$0 |
$76,502 |
$224,268 |
| Total People Bought |
0 |
0 |
2 |
4 |
| Total Buy Transactions |
0 |
0 |
2 |
7 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-14 |
2023-12-12 |
2023-06-13 |
2022-06-13 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Cheetham Kevin |
Affiliate of External Adviser |
– – – |
2008-04-21 |
4 |
OE |
$7.48 |
$628 |
D/D |
84 |
338 |
|
- |
|
| Brill Harry |
Affiliate of External Adviser |
– – – |
2008-04-21 |
4 |
OE |
$7.48 |
$2,124 |
D/D |
284 |
1,136 |
|
- |
|
| Outland John H |
Director |
– • – |
2008-04-21 |
4 |
OE |
$7.48 |
$2,655 |
D/D |
355 |
1,431 |
|
- |
|
| English Michela A |
Director |
– • – |
2008-04-21 |
4 |
OE |
$7.48 |
$2,491 |
D/D |
333 |
1,333 |
|
- |
|
| Mead Gerard |
Director |
– • – |
2008-04-21 |
4 |
OE |
$7.48 |
$2,663 |
D/D |
356 |
1,426 |
|
- |
|
| Dullum David A R |
President |
• • – |
2008-04-21 |
4 |
OE |
$7.48 |
$2,521 |
I/I |
337 |
1,349 |
|
- |
|
| Dullum David A R |
President |
• • – |
2008-04-21 |
4 |
OE |
$7.48 |
$20,226 |
D/D |
2,704 |
10,818 |
|
- |
|
| Gladstone David |
CEO |
• • – |
2008-04-21 |
4 |
OE |
$7.48 |
$322,672 |
D/D |
43,138 |
172,552 |
|
- |
|
| Parker Anthony W |
Director |
– • – |
2008-04-21 |
4 |
OE |
$7.48 |
$10,248 |
D/D |
1,370 |
5,480 |
|
- |
|
| Stelljes George III |
Chief Investment Officer |
• • – |
2007-12-28 |
4 |
B |
$9.93 |
$19,860 |
D/D |
2,000 |
12,609 |
2.81 |
- |
|
| Gladstone David |
CEO |
• • – |
2007-12-27 |
4 |
B |
$10.02 |
$50,079 |
D/D |
5,000 |
121,558 |
2.81 |
- |
|
| Cheetham Kevin |
Officer of Affiliate |
– – – |
2007-12-18 |
4 |
B |
$10.17 |
$2,544 |
D/D |
250 |
250 |
2.36 |
- |
|
| Gladstone David |
CEO |
• • – |
2007-12-14 |
4 |
B |
$10.67 |
$10,674 |
D/D |
1,000 |
116,558 |
2.81 |
- |
|
| Williams Allyson |
|
– – – |
2007-10-09 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
215 |
|
- |
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| Mead Gerard |
Director |
– • – |
2007-08-16 |
4 |
B |
$12.00 |
$4,800 |
D/D |
400 |
1,016 |
2.31 |
- |
|
| Mead Gerard |
Director |
– • – |
2007-08-15 |
4 |
B |
$12.00 |
$1,200 |
D/D |
100 |
616 |
2.31 |
- |
|
| Dullum David A R |
Director |
– • – |
2007-08-13 |
4 |
B |
$12.42 |
$12,420 |
D/D |
1,000 |
9,126 |
2.39 |
- |
|
| Mead Gerard |
Director |
– • – |
2007-03-13 |
4 |
B |
$14.44 |
$4,332 |
D/D |
300 |
503 |
2.31 |
- |
|
| Stelljes George III |
Chief Investment Officer |
• • – |
2006-12-29 |
4 |
B |
$15.31 |
$76,550 |
D/D |
5,000 |
10,318 |
2.81 |
- |
|
| Gladstone David |
CEO |
• • – |
2006-12-27 |
4/A |
B |
$15.11 |
$93,681 |
D/D |
6,200 |
112,477 |
2.81 |
- |
|
| Gladstone David |
CEO |
• • – |
2006-12-27 |
4 |
OE |
$15.11 |
$93,681 |
D/D |
6,200 |
112,477 |
|
- |
|
| Adelgren Paul W |
Director |
– • – |
2006-12-08 |
4 |
B |
$14.92 |
$14,920 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
| Mead Gerard |
Director |
– • – |
2006-11-27 |
4 |
B |
$14.44 |
$2,888 |
D/D |
200 |
200 |
2.31 |
- |
|
| Gerson Gary |
TreasurerOfficer |
• – – |
2006-04-17 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
334 |
|
- |
|
| Gerson Gary |
TreasurerOfficer |
• – – |
2006-04-17 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
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- |
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161 Records found
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Page 6 of 7 |
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