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| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
2,590,000 |
| Market
Cap: |
3.73(M) |
| Last
Volume: |
224,850 |
Avg
Vol: |
87,426 |
| 52
Week Range: |
$1.44 - $1.44 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Rand Capital is an externally managed, closed-end, diversified management investment company. Co.'s investment objective is to maximize total return to its shareholders with current income combined with capital appreciation.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
3,000 |
3,000 |
8,547 |
20,446 |
| Total Buy Value |
$41,857 |
$41,857 |
$114,093 |
$280,552 |
| Total People Bought |
1 |
1 |
3 |
6 |
| Total Buy Transactions |
3 |
3 |
16 |
36 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-22 |
2023-11-21 |
2023-05-23 |
2022-05-23 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Grum Allen F |
President/CEO |
• • – |
2011-02-25 |
4 |
B |
$3.10 |
$310 |
D/D |
100 |
81,242 |
2.73 |
- |
|
| Colmac Holdings Ltd |
10% Owner |
– – • |
2011-01-05 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
810,000 |
|
- |
|
| Colmac Holdings Ltd |
10% Owner |
– – • |
2011-01-05 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
810,000 |
|
- |
|
| Newman Reginald B Ii |
Director |
– • – |
2011-01-04 |
4 |
GD |
$0.00 |
$0 |
D/D |
41,403 |
288,804 |
|
- |
|
| Newman Reginald B Ii |
Director |
– • – |
2010-02-10 |
4 |
GD |
$0.00 |
$0 |
D/D |
26,766 |
330,207 |
|
- |
|
| Newman Reginald B Ii |
Director |
– • – |
2010-01-05 |
5 |
GD |
$0.00 |
$0 |
D/D |
32,662 |
356,973 |
|
- |
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| Grum Allen F |
President/CEO |
• • – |
2009-09-04 |
4 |
B |
$3.42 |
$3,468 |
D/D |
1,014 |
81,142 |
2.73 |
- |
|
| Utility Service Holding Co., Inc. |
10% Owner |
– – • |
2009-09-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
704,000 |
|
- |
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| Rand Jayne K |
Director |
– • – |
2009-09-01 |
4 |
B |
$3.42 |
$3,420 |
D/D |
1,000 |
140,478 |
2.31 |
- |
|
| Kailbourne Erland E |
Director |
– • – |
2009-09-01 |
4 |
B |
$3.42 |
$34,200 |
D/D |
10,000 |
20,000 |
2.39 |
- |
|
| Grum Allen F |
President and CEO |
• • – |
2009-08-12 |
4 |
B |
$3.42 |
$23,940 |
D/D |
7,000 |
80,128 |
2.81 |
- |
|
| Zak Robert M |
Director |
– • – |
2009-08-12 |
4 |
B |
$3.42 |
$34,200 |
D/D |
10,000 |
30,000 |
2.39 |
- |
|
| Penberthy Daniel P |
Exec. VP and Secretary |
• – – |
2009-08-12 |
4 |
B |
$3.42 |
$23,940 |
D/D |
7,000 |
57,000 |
2.74 |
- |
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| Mcleese Willis S |
Director |
– • • |
2009-08-12 |
4 |
B |
$3.42 |
$34,200 |
I/I |
10,000 |
810,000 |
2.25 |
- |
|
| Newman Reginald B Ii |
Director |
– • – |
2009-08-12 |
4 |
B |
$3.42 |
$34,200 |
D/D |
10,000 |
389,635 |
2.39 |
- |
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| Kenzie Ross B |
Director |
– • – |
2009-08-12 |
4 |
B |
$3.42 |
$34,200 |
D/D |
10,000 |
110,000 |
2.39 |
- |
|
| Newman Reginald B Ii |
Director |
– • – |
2009-01-06 |
4 |
GD |
$0.00 |
$0 |
D/D |
37,143 |
379,635 |
|
- |
|
| Rand Jayne K |
Director |
– • – |
2008-11-06 |
4 |
S |
$3.00 |
$14,320 |
D/D |
(4,500) |
139,478 |
|
- |
|
| Rand Jayne K |
Director |
– • – |
2008-06-12 |
4 |
S |
$3.60 |
$18,531 |
D/D |
(5,038) |
143,978 |
|
- |
|
| Newman Reginald B Ii |
Director |
– • – |
2008-01-03 |
4 |
GD |
$0.00 |
$0 |
D/D |
33,801 |
416,778 |
|
- |
|
| Grum Allen F |
Director |
– • – |
2007-03-07 |
4 |
GD |
$0.00 |
$0 |
D/D |
500 |
73,128 |
|
- |
|
| Newman Reginald B Ii |
Director |
– • – |
2007-01-03 |
4 |
GD |
$0.00 |
$0 |
D/D |
35,000 |
450,579 |
|
- |
|
| Kenzie Ross B |
Director |
– • – |
2007-01-03 |
4 |
GD |
$0.00 |
$0 |
D/D |
35,000 |
100,000 |
|
- |
|
| Zak Robert M |
Director |
– • – |
2006-05-11 |
4 |
B |
$1.57 |
$16,599 |
D/D |
10,000 |
20,000 |
2.39 |
- |
|
| Zak Robert M |
Director |
– • – |
2006-02-15 |
4 |
B |
$1.28 |
$13,146 |
D/D |
10,000 |
10,000 |
2.39 |
- |
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159 Records found
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Page 6 of 7 |
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