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Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
30,650,000 |
Market
Cap: |
63.45(M) |
Last
Volume: |
20,452 |
Avg
Vol: |
133,262 |
52
Week Range: |
$1.51 - $2.77 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Siebert Financial is a holding company that conducts its retail brokerage services through its subsidiary, Muriel Siebert & Co., Inc. (MSCO), its investment advisory services through its subsidiary, Siebert AdvisorNXT, Inc., its insurance services through its subsidiary, Park Wilshire Companies, Inc., its robo-advisory technology development through its subsidiary, Siebert Technologies, LLC, and its prime brokerage services through its majority-owned subsidiary, RISE Financial Services, LLC. MSCO also provides a range of products and services, including self-directed trading, wealth management / financial advice, market making and fixed income investments, and stock borrow / stock loan.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
200,000 |
Total Sell Value |
$0 |
$0 |
$0 |
$370,000 |
Total People Sold |
0 |
0 |
0 |
1 |
Total Sell Transactions |
0 |
0 |
0 |
2 |
End Date |
2024-02-29 |
2023-11-28 |
2023-05-30 |
2022-05-30 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Francy Patricia L |
Director |
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2006-12-11 |
4 |
OE |
$4.30 |
$430 |
D/D |
100 |
1,100 |
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- |
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Peterson Nancy S |
Director |
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2006-12-06 |
4 |
S |
$4.91 |
$8,723 |
D/D |
(1,775) |
0 |
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- |
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Peterson Nancy S |
Director |
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2006-12-06 |
4 |
OE |
$4.30 |
$7,633 |
D/D |
1,775 |
1,775 |
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- |
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Leiman Leonard M |
Director |
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2006-12-06 |
4 |
S |
$4.91 |
$8,723 |
D/D |
(1,775) |
2,000 |
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- |
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Leiman Leonard M |
Director |
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2006-12-06 |
4 |
OE |
$4.60 |
$8,165 |
D/D |
1,775 |
3,775 |
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- |
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Macon Jane H |
Director |
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2006-12-06 |
4 |
S |
$4.91 |
$8,723 |
D/D |
(1,775) |
1,500 |
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- |
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Macon Jane H |
Director |
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2006-12-06 |
4 |
OE |
$4.30 |
$7,633 |
D/D |
1,775 |
3,275 |
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- |
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Francy Patricia L |
Director |
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2006-12-06 |
4 |
S |
$4.91 |
$8,723 |
D/D |
(1,775) |
1,000 |
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- |
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Francy Patricia L |
Director |
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2006-12-06 |
4 |
OE |
$4.30 |
$7,633 |
D/D |
1,775 |
2,775 |
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- |
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Peterson Nancy S |
Director |
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2006-12-05 |
4 |
S |
$5.00 |
$345 |
D/D |
(69) |
0 |
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- |
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Peterson Nancy S |
Director |
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2006-12-05 |
4 |
OE |
$4.30 |
$297 |
D/D |
69 |
69 |
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- |
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Leiman Leonard M |
Director |
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2006-12-05 |
4 |
S |
$5.00 |
$340 |
D/D |
(68) |
2,000 |
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- |
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Leiman Leonard M |
Director |
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2006-12-05 |
4 |
OE |
$4.60 |
$313 |
D/D |
68 |
2,068 |
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- |
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Macon Jane H |
Director |
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2006-12-05 |
4 |
S |
$5.00 |
$340 |
D/D |
(68) |
1,500 |
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- |
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Macon Jane H |
Director |
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2006-12-05 |
4 |
OE |
$4.30 |
$292 |
D/D |
68 |
1,568 |
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- |
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Francy Patricia L |
Director |
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2006-12-05 |
4 |
S |
$5.00 |
$345 |
D/D |
(69) |
1,000 |
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- |
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Francy Patricia L |
Director |
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2006-12-05 |
4 |
OE |
$4.30 |
$297 |
D/D |
69 |
1,069 |
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- |
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Macon Jane H |
Director |
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2006-12-01 |
4 |
S |
$5.03 |
$1,257 |
D/D |
(250) |
1,500 |
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- |
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Macon Jane H |
Director |
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2006-12-01 |
4 |
OE |
$4.30 |
$1,075 |
D/D |
250 |
1,750 |
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- |
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Peterson Nancy S |
Director |
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2006-12-01 |
4 |
S |
$5.03 |
$1,257 |
D/D |
(250) |
0 |
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- |
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Peterson Nancy S |
Director |
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2006-12-01 |
4 |
OE |
$4.30 |
$1,075 |
D/D |
250 |
250 |
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- |
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Francy Patricia L |
Director |
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2006-12-01 |
4 |
S |
$5.03 |
$1,257 |
D/D |
(250) |
1,000 |
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- |
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Francy Patricia L |
Director |
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2006-12-01 |
4 |
OE |
$4.30 |
$1,075 |
D/D |
250 |
1,250 |
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- |
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Leiman Leonard M |
Director |
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2006-12-01 |
4 |
S |
$5.03 |
$1,257 |
D/D |
(250) |
2,000 |
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- |
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Leiman Leonard M |
Director |
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2006-12-01 |
4 |
OE |
$4.60 |
$1,150 |
D/D |
250 |
2,250 |
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- |
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184 Records found
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Page 6 of 8 |
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