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Exchange: |
Over The Counter |
Security
Type: |
Common |
Shares
Out: |
19,910,000 |
Market
Cap: |
128.62(M) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$6.46 - $6.46 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile SuRo Capital is an internally-managed, non-diversified closed-end management investment company. Co.'s investment objective is to maximize its portfolio's total return, principally by seeking capital gains on its equity and equity-related investments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
114,000 |
256,508 |
Total Buy Value |
$0 |
$0 |
$457,017 |
$1,014,869 |
Total People Bought |
0 |
0 |
1 |
2 |
Total Buy Transactions |
0 |
0 |
8 |
16 |
Total Shares Sold |
0 |
0 |
12,050 |
12,050 |
Total Sell Value |
$0 |
$0 |
$48,562 |
$48,562 |
Total People Sold |
0 |
0 |
1 |
1 |
Total Sell Transactions |
0 |
0 |
1 |
1 |
End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Birch Robert S. |
10% Owner |
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2020-01-21 |
4 |
B |
$6.77 |
$67,700 |
D/D |
10,000 |
1,700,000 |
2.45 |
- |
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Birch Robert S. |
10% Owner |
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2020-01-16 |
4 |
B |
$6.81 |
$136,200 |
D/D |
20,000 |
1,690,000 |
2.45 |
- |
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Birch Robert S. |
10% Owner |
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2020-01-14 |
4 |
B |
$6.88 |
$172,000 |
D/D |
25,000 |
1,670,000 |
2.45 |
- |
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Birch Robert S. |
10% Owner |
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2020-01-13 |
4 |
B |
$6.90 |
$172,500 |
D/D |
25,000 |
1,645,000 |
2.45 |
- |
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Birch Robert S. |
10% Owner |
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2020-01-09 |
4 |
B |
$6.84 |
$171,000 |
D/D |
25,000 |
1,620,000 |
2.45 |
- |
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Klein Mark D |
CEO and President |
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2020-01-09 |
4 |
B |
$6.79 |
$91,142 |
D/D |
13,423 |
152,515 |
2.81 |
- |
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Birch Robert S. |
10% Owner |
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2020-01-08 |
4 |
B |
$6.79 |
$169,750 |
D/D |
25,000 |
1,595,000 |
2.45 |
- |
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Klein Mark D |
CEO and President |
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2020-01-08 |
4 |
B |
$6.65 |
$33,815 |
D/D |
5,085 |
139,092 |
2.81 |
- |
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Birch Robert S. |
10% Owner |
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2020-01-03 |
4 |
B |
$6.76 |
$169,000 |
D/D |
25,000 |
1,570,000 |
2.45 |
- |
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Birch Robert S. |
10% Owner |
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2020-01-02 |
4 |
B |
$6.60 |
$165,000 |
D/D |
25,000 |
1,545,000 |
2.45 |
- |
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Klein Mark D |
CEO and President |
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2019-06-17 |
4 |
B |
$6.68 |
$33,400 |
D/D |
5,000 |
134,007 |
2.81 |
- |
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Klein Mark D |
CEO and President |
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2019-06-11 |
4 |
B |
$6.40 |
$57,645 |
D/D |
9,007 |
129,007 |
2.81 |
- |
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Klein Mark D |
CEO and President |
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2019-06-10 |
4 |
B |
$6.46 |
$135,615 |
D/D |
20,993 |
120,000 |
2.81 |
- |
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Lott Ronald M. |
Director |
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2018-12-20 |
4 |
B |
$5.67 |
$567 |
D/D |
100 |
100 |
2.31 |
- |
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Moe Michael T. |
Director |
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2018-06-19 |
4 |
AB |
$7.22 |
$4,996 |
D/D |
692 |
71,572 |
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- |
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Moe Michael T. |
Director |
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2018-06-12 |
4 |
AB |
$6.79 |
$4,994 |
D/D |
736 |
70,880 |
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- |
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Pottruck David S |
Director |
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2018-05-11 |
4 |
B |
$6.85 |
$102,710 |
I/I |
15,000 |
25,000 |
2.1 |
- |
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Moe Michael T. |
Executive Chairman |
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2017-11-21 |
4 |
AB |
$6.33 |
$4,994 |
D/D |
789 |
70,144 |
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- |
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Moe Michael T. |
Executive Chairman |
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2017-10-20 |
4 |
AB |
$5.90 |
$4,998 |
D/D |
847 |
69,355 |
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- |
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Klein Mark D |
CEO |
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2017-09-27 |
4 |
AB |
$5.02 |
$50,212 |
D/D |
10,000 |
97,340 |
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- |
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Klein Mark D |
CEO |
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2017-09-20 |
4 |
AB |
$5.36 |
$53,579 |
D/D |
10,000 |
87,340 |
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- |
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Moe Michael T. |
Executive Chairman |
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2017-09-20 |
4 |
AB |
$5.41 |
$5,000 |
D/D |
925 |
68,508 |
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- |
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Pottruck David S |
Director |
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2017-09-15 |
4 |
B |
$5.37 |
$53,678 |
I/I |
10,000 |
10,000 |
2.1 |
- |
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Klein Mark D |
CEO |
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2017-09-13 |
4 |
AB |
$5.11 |
$51,132 |
D/D |
10,000 |
77,340 |
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- |
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Potter Leonard |
Director |
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2017-09-12 |
4 |
B |
$5.17 |
$51,726 |
D/D |
10,000 |
34,333 |
2.39 |
- |
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218 Records found
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Page 6 of 9 |
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