|
|
Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
6,143,000 |
Market
Cap: |
N/A |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$2.8 - $2.8 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
|
|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-07 |
2023-12-05 |
2023-06-06 |
2022-06-06 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Putz Andreas |
See Remarks |
|
2013-12-02 |
4 |
OE |
$14.00 |
$140,000 |
D/D |
10,000 |
10,000 |
|
- |
|
Legoff Eric |
Director |
|
2013-11-15 |
4 |
S |
$15.77 |
$157,740 |
D/D |
(10,000) |
0 |
|
- |
|
Legoff Eric |
Director |
|
2013-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
10,000 |
10,000 |
|
- |
|
Daher Michel |
10% Owner |
|
2013-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
2,000,000 |
2,000,000 |
|
- |
|
Wilhelm Matthew Frederic |
10% Owner |
|
2013-09-27 |
4 |
S |
$19.34 |
$1,544,074 |
D/D |
(79,826) |
4,586,005 |
|
- |
|
Wilhelm Matthew Frederic |
10% Owner |
|
2013-09-26 |
4 |
S |
$19.24 |
$577,200 |
D/D |
(30,000) |
4,665,831 |
|
- |
|
Wilhelm Matthew Frederic |
10% Owner |
|
2013-09-25 |
4 |
S |
$19.34 |
$290,085 |
D/D |
(15,000) |
4,695,831 |
|
- |
|
Wilhelm Matthew Frederic |
10% Owner |
|
2013-09-13 |
4 |
S |
$18.57 |
$1,564,892 |
D/D |
(84,274) |
4,710,831 |
|
- |
|
Lande Robert |
Chief Financial Officer |
|
2013-09-12 |
4 |
S |
$18.88 |
$708,000 |
D/D |
(37,500) |
24,300 |
|
- |
|
Lande Robert |
Chief Financial Officer |
|
2013-09-12 |
4 |
OE |
$9.34 |
$350,250 |
D/D |
37,500 |
61,800 |
|
- |
|
Wilhelm Matthew Frederic |
10% Owner |
|
2013-09-12 |
4 |
S |
$18.99 |
$1,594,759 |
D/D |
(84,001) |
4,795,105 |
|
- |
|
Silverman Ryan |
Director |
|
2013-09-10 |
4 |
S |
$19.77 |
$219,453 |
D/D |
(11,102) |
0 |
|
- |
|
Silverman Ryan |
Director |
|
2013-09-10 |
4 |
OE |
$14.00 |
$155,428 |
D/D |
11,102 |
11,102 |
|
- |
|
Davis Robin |
Director |
|
2013-09-10 |
4 |
S |
$19.71 |
$83,741 |
D/D |
(4,248) |
0 |
|
- |
|
Davis Robin |
Director |
|
2013-09-10 |
4 |
OE |
$10.00 |
$42,480 |
D/D |
4,248 |
4,248 |
|
- |
|
Brown James |
Director |
|
2013-09-06 |
4 |
S |
$19.25 |
$591,356 |
I/I |
(30,715) |
0 |
|
- |
|
Brown James |
Director |
|
2013-09-06 |
4 |
A |
$0.00 |
$0 |
I/I |
30,715 |
30,715 |
|
- |
|
Putz Andreas |
See Remarks |
|
2013-09-05 |
4 |
S |
$19.16 |
$191,620 |
D/D |
(10,000) |
0 |
|
- |
|
Putz Andreas |
See Remarks |
|
2013-09-05 |
4 |
OE |
$14.00 |
$140,000 |
D/D |
10,000 |
10,000 |
|
- |
|
Brown James |
Director |
|
2013-09-05 |
4 |
S |
$19.26 |
$2,134,855 |
I/I |
(110,844) |
0 |
|
- |
|
Brown James |
Director |
|
2013-09-05 |
4 |
A |
$0.00 |
$0 |
I/I |
110,844 |
110,844 |
|
- |
|
Wilhelm Matthew Frederic |
10% Owner |
|
2013-09-04 |
4 |
S |
$19.02 |
$3,102,556 |
D/D |
(163,095) |
4,879,106 |
|
- |
|
Wilhelm Matthew Frederic |
10% Owner |
|
2013-09-03 |
4 |
S |
$19.24 |
$2,775,947 |
D/D |
(144,280) |
5,042,201 |
|
- |
|
Brown James |
Director |
|
2013-09-03 |
4 |
S |
$19.27 |
$1,568,372 |
I/I |
(81,402) |
0 |
|
- |
|
Brown James |
Director |
|
2013-09-03 |
4 |
A |
$0.00 |
$0 |
I/I |
81,402 |
81,402 |
|
- |
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344 Records found
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Page 7 of 14 |
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