| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
47,609,000 |
| Market
Cap: |
221.38(M) |
| Last
Volume: |
83,478 |
Avg
Vol: |
110,295 |
| 52
Week Range: |
$4.48 - $4.85 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile TCW Strategic Income Fund is registered as a diversified, closed-end management investment company. The Fund's investment objective is to seek a total return comprised of current income and capital appreciation, and it seeks to achieve its investment objective by investing in a range of securities including convertible securities, marketable equity securities, investment-grade debt securities, high-yield debt securities, securities issued or guaranteed by the United States Government, its agencies and instrumentalities, repurchase agreements, mortgage related securities, asset-backed securities, money market securities, other securities and derivative instruments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
46,300 |
559,075 |
| Total Sell Value |
$0 |
$0 |
$215,295 |
$2,655,582 |
| Total People Sold |
0 |
0 |
1 |
2 |
| Total Sell Transactions |
0 |
0 |
1 |
18 |
| End Date |
2024-03-07 |
2023-12-05 |
2023-06-06 |
2022-06-06 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Kerr Janet |
Director |
– • – |
2012-06-22 |
4 |
B |
$0.00 |
$0 |
D/D |
0 |
1,900 |
2.31 |
- |
|
| Kerr Janet |
Director |
– • – |
2012-06-22 |
4 |
B |
$5.26 |
$9,994 |
D/D |
1,900 |
1,900 |
2.39 |
- |
|
| Haden Patrick C |
Director |
– • – |
2012-04-17 |
4 |
B |
$5.25 |
$11,996 |
D/D |
2,285 |
11,685 |
2.39 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2012-02-14 |
4 |
B |
$4.99 |
$90,089 |
I/I |
18,054 |
423,676 |
1.99 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2011-10-19 |
4 |
B |
$5.02 |
$27,610 |
I/I |
5,500 |
405,622 |
1.99 |
- |
|
| Kane Steve |
Portfolio Manager |
• – – |
2011-10-07 |
4 |
B |
$4.97 |
$70,127 |
I/I |
14,110 |
150,712 |
1.99 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2011-08-16 |
4 |
B |
$0.00 |
$0 |
D/D |
0 |
526,466 |
2.66 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2011-08-16 |
4 |
B |
$5.12 |
$128,000 |
D/D |
25,000 |
400,122 |
2.74 |
- |
|
| Kane Steve |
Portfolio Manager |
• – – |
2011-08-08 |
4 |
B |
$5.05 |
$92,415 |
I/I |
18,300 |
136,602 |
1.99 |
- |
|
| Kane Steve |
Portfolio Manager |
• – – |
2011-08-05 |
4 |
B |
$5.14 |
$6,168 |
I/I |
1,200 |
118,302 |
1.99 |
- |
|
| Whalen Bryan |
Portfolio Manager |
• – – |
2011-07-27 |
4 |
B |
$5.23 |
$102,439 |
I/I |
19,500 |
51,500 |
1.99 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2011-07-27 |
4 |
B |
$5.21 |
$62,516 |
D/D |
12,000 |
375,122 |
2.74 |
- |
|
| Tcw Investment Management Co |
Investment Adviser |
– – – |
2011-07-22 |
4 |
S |
$5.32 |
$61,946 |
D/D |
(11,646) |
0 |
|
- |
|
| Tcw Investment Management Co |
Investment Adviser |
– – – |
2011-07-19 |
4 |
S |
$5.36 |
$9,116 |
D/D |
(1,700) |
11,646 |
|
- |
|
| Tcw Investment Management Co |
Investment Adviser |
– – – |
2011-07-18 |
4 |
S |
$5.39 |
$60,094 |
D/D |
(11,154) |
13,346 |
|
- |
|
| Tcw Investment Management Co |
Investment Adviser |
– – – |
2011-07-12 |
4 |
S |
$5.32 |
$32,458 |
D/D |
(6,100) |
24,500 |
|
- |
|
| Tcw Investment Management Co |
Investment Adviser |
– – – |
2011-07-08 |
4 |
S |
$5.33 |
$57,632 |
D/D |
(10,800) |
30,600 |
|
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2011-07-08 |
4 |
B |
$5.34 |
$85,440 |
D/D |
16,000 |
363,122 |
2.74 |
- |
|
| Tcw Investment Management Co |
Investment Adviser |
– – – |
2011-07-07 |
4 |
S |
$5.35 |
$93,998 |
D/D |
(17,569) |
41,400 |
|
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2011-07-07 |
4 |
B |
$5.33 |
$1,668 |
D/D |
313 |
347,122 |
2.66 |
- |
|
| Tcw Investment Management Co |
Investment Adviser |
– – – |
2011-06-29 |
4 |
S |
$5.25 |
$169,052 |
D/D |
(32,150) |
58,969 |
|
- |
|
| Tcw Investment Management Co |
Investment Adviser |
– – – |
2011-06-28 |
4 |
S |
$5.23 |
$32,436 |
D/D |
(6,195) |
91,119 |
|
- |
|
| Tcw Investment Management Co |
Investment Adviser |
– – – |
2011-06-27 |
4 |
S |
$5.32 |
$29,707 |
D/D |
(5,584) |
97,314 |
|
- |
|
| Tcw Investment Management Co |
Investment Adviser |
– – – |
2011-06-24 |
4 |
S |
$5.36 |
$30,559 |
D/D |
(5,700) |
102,898 |
|
- |
|
| Tcw Investment Management Co |
Investment Adviser |
– – – |
2011-06-23 |
4 |
S |
$5.36 |
$104,788 |
D/D |
(19,550) |
108,598 |
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- |
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334 Records found
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Page 7 of 14 |
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