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Exchange: |
Nasdaq Small Cap |
Security
Type: |
Mutual Fund |
Shares
Out: |
7,054,000 |
Market
Cap: |
17.74(M) |
Last
Volume: |
121,436 |
Avg
Vol: |
36,148 |
52
Week Range: |
$2.25 - $4.06 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Foreign |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile The Herzfeld Caribbean Basin Fund is a closed-end management investment company. The Fund's investment objective is to obtain long-term capital appreciation by investing primarily in equity and equity-linked securities of public and private companies, including United States-based companies: whose securities are traded on a stock exchange in a Caribbean Basin Country; or that have at least 50% of the value of their assets in a Caribbean Basin Country; or that derive at least 50% of their total revenue from operations in a Caribbean Basin Country. Under normal conditions, the Fund invests at least 80% of its total assets in equity and equity-linked securities of Caribbean Basin Countries.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
1,000 |
Total Buy Value |
$0 |
$0 |
$0 |
$3,850 |
Total People Bought |
0 |
0 |
0 |
1 |
Total Buy Transactions |
0 |
0 |
0 |
1 |
Total Shares Sold |
0 |
0 |
0 |
105,963 |
Total Sell Value |
$0 |
$0 |
$0 |
$527,939 |
Total People Sold |
0 |
0 |
0 |
3 |
Total Sell Transactions |
0 |
0 |
0 |
3 |
End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Herzfeld Thomas J |
Director |
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2017-03-30 |
4 |
B |
$7.00 |
$420 |
D/D |
60 |
342,703 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2017-03-29 |
4 |
B |
$6.96 |
$348 |
D/D |
50 |
342,643 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2017-03-28 |
4 |
B |
$6.88 |
$344 |
D/D |
50 |
342,593 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2017-03-23 |
4 |
B |
$6.92 |
$831 |
D/D |
120 |
342,543 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2017-03-22 |
4 |
B |
$6.89 |
$48 |
D/D |
7 |
342,423 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2017-03-21 |
4 |
B |
$6.93 |
$832 |
D/D |
120 |
342,416 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2017-03-16 |
4 |
B |
$6.95 |
$278 |
D/D |
40 |
342,296 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2017-03-15 |
4 |
B |
$6.88 |
$413 |
D/D |
60 |
342,246 |
2.31 |
- |
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Herzfeld Erik Marvin |
President |
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2017-01-18 |
4 |
B |
$6.48 |
$7,893 |
D/D |
1,218 |
99,435 |
2.74 |
- |
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Herzfeld Thomas J |
Director |
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2017-01-17 |
4 |
B |
$6.47 |
$32,356 |
D/D |
5,000 |
340,109 |
2.39 |
- |
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Herzfeld Erik Marvin |
President |
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2017-01-17 |
4 |
B |
$6.49 |
$45,648 |
D/D |
7,037 |
98,217 |
2.74 |
- |
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Herzfeld Thomas J |
Director |
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2017-01-13 |
4 |
B |
$6.49 |
$15,096 |
D/D |
2,326 |
335,109 |
2.39 |
- |
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Herzfeld Thomas J |
Director |
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2017-01-12 |
4 |
B |
$6.49 |
$2,596 |
D/D |
400 |
332,783 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2016-12-28 |
4 |
A |
$6.40 |
$13,293 |
D/D |
2,077 |
342,186 |
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- |
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Herzfeld Thomas J |
Director |
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2016-12-23 |
4 |
B |
$6.76 |
$1,081 |
D/D |
160 |
332,383 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2016-12-22 |
4 |
B |
$6.81 |
$2,111 |
D/D |
310 |
332,223 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2016-12-20 |
4 |
B |
$6.73 |
$673 |
D/D |
100 |
331,913 |
2.31 |
- |
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Herzfeld Thomas J |
Director |
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2016-01-05 |
4 |
A |
$6.27 |
$18,152 |
D/D |
2,895 |
331,813 |
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- |
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Babun Teofilo Abraham |
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2015-02-12 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
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- |
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Herzfeld Erik Marvin |
President |
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2015-01-08 |
4 |
A |
$8.42 |
$53,834 |
D/D |
6,397 |
91,180 |
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- |
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Herzfeld Thomas J |
Director |
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2015-01-07 |
4 |
A |
$7.85 |
$66,654 |
D/D |
8,491 |
328,918 |
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- |
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Lieff Ann S |
Director |
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2014-12-23 |
4 |
S |
$13.26 |
$45,323 |
D/D |
(3,418) |
11,728 |
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- |
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Tatum Kay W |
Director |
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2014-12-23 |
4 |
S |
$13.02 |
$5,364 |
D/D |
(412) |
1,000 |
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- |
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Herzfeld Erik Marvin |
Portfolio Manager |
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2014-12-23 |
4 |
S |
$13.38 |
$1,049,721 |
D/D |
(78,475) |
84,783 |
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- |
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Herzfeld Thomas J |
PRESIDENT |
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2014-12-23 |
4 |
S |
$13.38 |
$57,452 |
D/D |
(4,295) |
320,427 |
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- |
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259 Records found
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Page 8 of 11 |
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