| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
6,143,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$2.8 - $2.8 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-07 |
2023-12-05 |
2023-06-06 |
2022-06-06 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Wilhelm Matthew Frederic |
10% Owner |
– – • |
2013-08-30 |
4 |
S |
$19.04 |
$1,857,619 |
D/D |
(97,564) |
5,186,481 |
|
- |
|
| Brown James |
Director |
– • – |
2013-08-30 |
4 |
S |
$19.46 |
$336,816 |
I/I |
(17,309) |
0 |
|
- |
|
| Brown James |
Director |
– • – |
2013-08-30 |
4 |
A |
$0.00 |
$0 |
I/I |
17,309 |
17,309 |
|
- |
|
| Ahdout William |
Chief Dealer and MD |
• • • |
2013-08-29 |
4 |
S |
$19.24 |
$577,200 |
D/D |
(30,000) |
0 |
|
- |
|
| Ahdout William |
Chief Dealer and MD |
• • • |
2013-08-29 |
4 |
A |
$0.00 |
$0 |
D/D |
30,000 |
30,000 |
|
- |
|
| Brown James |
Director |
– • – |
2013-08-28 |
4 |
S |
$19.15 |
$1,915,000 |
I/I |
(100,000) |
0 |
|
- |
|
| Brown James |
Director |
– • – |
2013-08-28 |
4 |
A |
$0.00 |
$0 |
I/I |
100,000 |
100,000 |
|
- |
|
| Brown James |
Director |
– • – |
2013-08-28 |
4 |
S |
$19.14 |
$2,201,100 |
D/D |
(115,000) |
100,000 |
|
- |
|
| Brown James |
Director |
– • – |
2013-08-28 |
4 |
A |
$0.00 |
$0 |
D/D |
115,000 |
215,000 |
|
- |
|
| Ahdout William |
Chief Dealer and MD |
• • • |
2013-08-28 |
4 |
A |
$0.00 |
$0 |
D/D |
70,000 |
70,000 |
|
- |
|
| Legoff Eric |
Director |
– • – |
2013-08-27 |
4 |
S |
$19.26 |
$770,520 |
D/D |
(40,000) |
0 |
|
- |
|
| Legoff Eric |
Director |
– • – |
2013-08-27 |
4 |
A |
$0.00 |
$0 |
D/D |
40,000 |
40,000 |
|
- |
|
| Davis Robin |
Director |
– • – |
2013-08-27 |
4 |
S |
$19.11 |
$267,540 |
D/D |
(14,000) |
0 |
|
- |
|
| Davis Robin |
Director |
– • – |
2013-08-27 |
4 |
OE |
$10.00 |
$140,000 |
D/D |
14,000 |
14,000 |
|
- |
|
| Brown James |
Director |
– • – |
2013-08-27 |
4 |
S |
$19.21 |
$7,203,750 |
I/I |
(375,000) |
0 |
|
- |
|
| Brown James |
Director |
– • – |
2013-08-27 |
4 |
A |
$0.00 |
$0 |
I/I |
375,000 |
375,000 |
|
- |
|
| Brown James |
Director |
– • – |
2013-08-27 |
4 |
S |
$19.21 |
$2,401,250 |
D/D |
(125,000) |
100,000 |
|
- |
|
| Brown James |
Director |
– • – |
2013-08-27 |
4 |
A |
$0.00 |
$0 |
D/D |
125,000 |
225,000 |
|
- |
|
| Silverman Ryan |
Director |
– • – |
2013-08-27 |
4 |
S |
$19.21 |
$350,544 |
D/D |
(18,248) |
0 |
|
- |
|
| Silverman Ryan |
Director |
– • – |
2013-08-27 |
4 |
OE |
$10.00 |
$182,480 |
D/D |
18,248 |
18,248 |
|
- |
|
| Ahdout William |
Chief Dealer and MD |
• • • |
2013-08-27 |
4 |
S |
$19.19 |
$5,191,440 |
D/D |
(270,000) |
0 |
|
- |
|
| Ahdout William |
Chief Dealer and MD |
• • • |
2013-08-27 |
4 |
A |
$0.00 |
$0 |
D/D |
200,000 |
200,000 |
|
- |
|
| Grossman Kenneth A. |
Managing Director |
• • – |
2013-08-27 |
4 |
S |
$19.23 |
$1,922,900 |
D/D |
(100,000) |
0 |
|
- |
|
| Grossman Kenneth A. |
Managing Director |
• • – |
2013-08-27 |
4 |
A |
$0.00 |
$0 |
D/D |
100,000 |
100,000 |
|
- |
|
| Sassoon David S. |
General Counsel |
• – – |
2013-08-26 |
4 |
S |
$19.46 |
$97,300 |
D/D |
(5,000) |
0 |
|
- |
|
344 Records found
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Page 8 of 14 |
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