| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
30,650,000 |
| Market
Cap: |
66.51(M) |
| Last
Volume: |
12,349 |
Avg
Vol: |
133,262 |
| 52
Week Range: |
$1.51 - $2.77 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
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| |
|
Company Profile Siebert Financial is a holding company that conducts its retail brokerage services through its subsidiary, Muriel Siebert & Co., Inc. (MSCO), its investment advisory services through its subsidiary, Siebert AdvisorNXT, Inc., its insurance services through its subsidiary, Park Wilshire Companies, Inc., its robo-advisory technology development through its subsidiary, Siebert Technologies, LLC, and its prime brokerage services through its majority-owned subsidiary, RISE Financial Services, LLC. MSCO also provides a range of products and services, including self-directed trading, wealth management / financial advice, market making and fixed income investments, and stock borrow / stock loan.
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
200,000 |
| Total Sell Value |
$0 |
$0 |
$0 |
$370,000 |
| Total People Sold |
0 |
0 |
0 |
1 |
| Total Sell Transactions |
0 |
0 |
0 |
2 |
| End Date |
2024-02-25 |
2023-11-24 |
2023-05-26 |
2022-05-26 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Peterson Nancy S |
Director |
– • – |
2006-11-27 |
4 |
OE |
$4.30 |
$6,450 |
D/D |
1,500 |
1,500 |
|
- |
|
| Francy Patricia L |
Director |
– • – |
2006-11-27 |
4 |
S |
$5.23 |
$7,847 |
D/D |
(1,500) |
1,000 |
|
- |
|
| Francy Patricia L |
Director |
– • – |
2006-11-27 |
4 |
OE |
$4.30 |
$6,450 |
D/D |
1,500 |
2,500 |
|
- |
|
| Macon Jane H |
Director |
– • – |
2006-11-27 |
4 |
S |
$5.23 |
$7,847 |
D/D |
(1,500) |
1,500 |
|
- |
|
| Macon Jane H |
Director |
– • – |
2006-11-27 |
4 |
OE |
$4.30 |
$6,450 |
D/D |
1,500 |
3,000 |
|
- |
|
| Leiman Leonard M |
Director |
– • – |
2006-11-27 |
4 |
S |
$5.23 |
$7,847 |
D/D |
(1,500) |
2,000 |
|
- |
|
| Leiman Leonard M |
Director |
– • – |
2006-11-27 |
4 |
OE |
$4.60 |
$6,900 |
D/D |
1,500 |
3,500 |
|
- |
|
| Iesu Daniel |
Secretary |
• – – |
2006-11-17 |
4 |
S |
$4.00 |
$144,000 |
D/D |
(36,000) |
0 |
|
- |
|
| Iesu Daniel |
Secretary |
• – – |
2006-11-17 |
4 |
OE |
$2.31 |
$83,250 |
D/D |
36,000 |
36,000 |
|
- |
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184 Records found
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Page 8 of 8 |
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