| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
47,609,000 |
| Market
Cap: |
220.43(M) |
| Last
Volume: |
320,871 |
Avg
Vol: |
110,295 |
| 52
Week Range: |
$4.48 - $4.85 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile TCW Strategic Income Fund is registered as a diversified, closed-end management investment company. The Fund's investment objective is to seek a total return comprised of current income and capital appreciation, and it seeks to achieve its investment objective by investing in a range of securities including convertible securities, marketable equity securities, investment-grade debt securities, high-yield debt securities, securities issued or guaranteed by the United States Government, its agencies and instrumentalities, repurchase agreements, mortgage related securities, asset-backed securities, money market securities, other securities and derivative instruments.
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
46,300 |
559,075 |
| Total Sell Value |
$0 |
$0 |
$215,295 |
$2,655,582 |
| Total People Sold |
0 |
0 |
1 |
2 |
| Total Sell Transactions |
0 |
0 |
1 |
18 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Tcw Investment Management Co |
Investment Adviser |
– – – |
2011-06-22 |
4 |
S |
$5.36 |
$65,789 |
D/D |
(12,265) |
128,148 |
|
- |
|
| Tcw Investment Management Co |
Investment Adviser |
– – – |
2011-06-21 |
4 |
S |
$5.37 |
$60,215 |
D/D |
(11,207) |
140,413 |
|
- |
|
| Tcw Investment Management Co |
Investment Adviser |
– – – |
2011-06-20 |
4 |
S |
$5.36 |
$52,635 |
D/D |
(9,820) |
151,620 |
|
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2011-06-15 |
4 |
B |
$5.23 |
$18,305 |
I/I |
3,500 |
346,809 |
1.99 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2011-04-21 |
4 |
B |
$5.46 |
$87,360 |
D/D |
16,000 |
343,309 |
2.74 |
- |
|
| Gavin John A |
Director |
– • – |
2011-02-10 |
4 |
B |
$5.18 |
$217,205 |
I/I |
41,900 |
49,000 |
2.1 |
- |
|
| Kane Steve |
Portfolio Manager |
• – – |
2010-12-22 |
4 |
B |
$5.48 |
$120,998 |
I/I |
22,000 |
111,287 |
1.99 |
- |
|
| Flack Mitch |
Portfolio Manager |
• – – |
2010-11-22 |
4 |
B |
$5.31 |
$50,474 |
I/I |
9,500 |
29,525 |
1.99 |
- |
|
| Flack Mitch |
Portfolio Manager |
• – – |
2010-11-19 |
4 |
B |
$5.33 |
$37,843 |
I/I |
7,100 |
20,025 |
1.99 |
- |
|
| Flack Mitch |
Portfolio Manager |
• – – |
2010-11-19 |
4 |
B |
$5.32 |
$49,476 |
D/D |
9,300 |
12,925 |
2.74 |
- |
|
| Flack Mitch |
Portfolio Manager |
• – – |
2010-11-17 |
4 |
B |
$5.31 |
$19,249 |
D/D |
3,625 |
3,625 |
2.74 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2010-08-03 |
4 |
B |
$5.00 |
$125,000 |
D/D |
25,000 |
327,309 |
2.74 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2010-07-27 |
4 |
B |
$4.96 |
$124,400 |
D/D |
25,000 |
302,309 |
2.74 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2010-07-26 |
4 |
B |
$4.98 |
$124,680 |
D/D |
25,000 |
277,309 |
2.74 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2010-07-23 |
4 |
B |
$4.97 |
$124,250 |
D/D |
25,000 |
252,309 |
2.74 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2010-07-22 |
4 |
B |
$4.97 |
$124,233 |
D/D |
25,000 |
227,309 |
2.74 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2010-07-21 |
4 |
B |
$4.93 |
$123,250 |
D/D |
25,000 |
202,309 |
2.74 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2010-07-20 |
4 |
B |
$4.95 |
$56,378 |
D/D |
11,401 |
177,309 |
2.74 |
- |
|
| Whalen Bryan |
Portfolio Manager |
• – – |
2010-05-20 |
4 |
B |
$4.76 |
$33,320 |
I/I |
7,000 |
32,000 |
1.99 |
- |
|
| Whalen Bryan |
Portfolio Manager |
• – – |
2010-05-06 |
4 |
B |
$4.80 |
$24,000 |
I/I |
5,000 |
25,000 |
1.99 |
- |
|
| Whalen Bryan |
Portfolio Manager |
• – – |
2010-05-05 |
4 |
B |
$4.85 |
$24,287 |
I/I |
5,000 |
20,000 |
1.99 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2010-04-27 |
4 |
B |
$4.87 |
$78,340 |
I/I |
16,000 |
165,908 |
1.99 |
- |
|
| Whalen Bryan |
Portfolio Manager |
• – – |
2010-04-26 |
4 |
B |
$4.90 |
$24,498 |
I/I |
5,000 |
15,000 |
1.99 |
- |
|
| Kane Steve |
Portfolio Manager |
• – – |
2010-04-23 |
4 |
B |
$4.81 |
$100,048 |
I/I |
20,800 |
86,438 |
1.99 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2010-04-23 |
4 |
B |
$4.82 |
$289,983 |
I/I |
60,000 |
149,908 |
1.99 |
- |
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334 Records found
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Page 8 of 14 |
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