| |
| |
| Exchange: |
N/A |
| Security
Type: |
N/A |
| Shares
Out: |
20,550,000 |
| Market
Cap: |
270.23(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$11.61 - $13.62 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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| |
|
Company Profile WhiteHorse Finance is a holding company. Through its subsidiaries, Co. is an externally managed, non-diversified, closed-end management investment company. Co.'s investment objective is to generate risk-adjusted returns primarily by originating and investing in senior secured loans, including first lien and second lien facilities, to performing lower middle market companies across a range of industries.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
120,610 |
| Total Buy Value |
$0 |
$0 |
$0 |
$1,494,263 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
18 |
| Total Shares Sold |
2,000,000 |
2,000,000 |
2,000,000 |
2,000,000 |
| Total Sell Value |
$24,300,000 |
$24,300,000 |
$24,300,000 |
$24,300,000 |
| Total People Sold |
2 |
2 |
2 |
2 |
| Total Sell Transactions |
2 |
2 |
2 |
2 |
| End Date |
2024-03-17 |
2023-12-15 |
2023-06-16 |
2022-06-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Davis Tom C |
Director |
– • – |
2014-12-15 |
4 |
B |
$11.68 |
$46,720 |
D/D |
4,000 |
8,000 |
2.39 |
- |
|
| Bolduc John |
Director |
– • – |
2014-11-17 |
4 |
B |
$12.59 |
$235,647 |
D/D |
18,717 |
128,634 |
2.39 |
- |
|
| Bolduc John |
Director |
– • – |
2014-11-14 |
4 |
B |
$12.47 |
$10,600 |
D/D |
850 |
109,917 |
2.39 |
- |
|
| Carvell James Demus Iii |
Chief Executive Officer |
• • – |
2014-11-14 |
4 |
B |
$12.52 |
$26,292 |
D/D |
2,100 |
10,038 |
2.81 |
- |
|
| Lombard Gerhard |
Chief Financial Officer |
• – – |
2014-11-13 |
4 |
B |
$12.49 |
$19,984 |
D/D |
1,600 |
3,598 |
2.74 |
- |
|
| Bolduc John |
Director |
– • – |
2014-11-13 |
4 |
B |
$12.47 |
$259,376 |
D/D |
20,800 |
109,067 |
2.39 |
- |
|
| Lombard Gerhard |
CHIEF FINANCIAL OFFICEROfficer |
• – – |
2014-06-15 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,900 |
|
- |
|
| Bolduc John |
Director |
– • – |
2014-05-20 |
4 |
B |
$13.78 |
$249,418 |
D/D |
18,100 |
88,267 |
2.39 |
- |
|
| Davis Tom C |
Director |
– • – |
2014-05-20 |
4 |
B |
$13.83 |
$55,320 |
D/D |
4,000 |
4,000 |
2.39 |
- |
|
| Mnaymneh Sami |
10% Owner |
– – • |
2012-12-10 |
4 |
B |
$15.00 |
$2,000,010 |
I/I |
133,334 |
133,334 |
1.5 |
- |
|
| Tamer Anthony |
10% Owner |
– – • |
2012-12-10 |
4 |
B |
$15.00 |
$2,000,010 |
I/I |
133,334 |
133,334 |
1.5 |
- |
|
| Bolduc John |
Director |
– • – |
2012-12-10 |
4 |
B |
$15.00 |
$1,000,005 |
D/D |
66,667 |
70,167 |
2.39 |
- |
|
| Underwood Ethan M. |
Chief Operating Officer |
• – – |
2012-12-10 |
4 |
B |
$15.00 |
$100,005 |
D/D |
6,667 |
6,667 |
2.74 |
- |
|
| Puckett Rick D |
Director |
– • – |
2012-12-10 |
4 |
B |
$15.00 |
$225,000 |
D/D |
15,000 |
15,000 |
2.39 |
- |
|
| Carvell James Demus Iii |
CHIEF EXECUTIVE OFFICER |
• • – |
2012-12-10 |
4 |
B |
$15.00 |
$100,005 |
D/D |
6,667 |
6,667 |
2.81 |
- |
|
| Bolduc John |
Director |
– • – |
2012-12-06 |
4 |
B |
$14.04 |
$49,138 |
D/D |
3,500 |
3,500 |
2.39 |
- |
|
| Tamer Anthony |
10% Owner |
– – • |
2012-12-06 |
4 |
B |
$14.03 |
$49,098 |
D/D |
3,500 |
3,500 |
2.37 |
- |
|
| Mnaymneh Sami |
10% Owner |
– – • |
2012-12-04 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
7,826,284 |
|
- |
|
| Tamer Anthony |
10% Owner |
– – • |
2012-12-04 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
7,826,284 |
|
- |
|
194 Records found
|
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Page 8 of 8 |
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
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|
0.21 (1.62%) 
