| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
543,260,000 |
| Market
Cap: |
174.64(B) |
| Last
Volume: |
4,193,475 |
Avg
Vol: |
3,302,965 |
| 52
Week Range: |
$226.05 - $379.3 |
|
| Level
I Sector: |
Industrials |
| Level
II Sector: |
Manufacturing |
| Level
III Sector: |
Farm & Construction Machinery |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
DOW JONES COMPOSITE |
| |
DOW JONES INDUSTRIAL AVERAGE |
|
NYSE COMPOSITE |
| |
S&P 100 |
|
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : 8.7 |
| Insider 6 Months : 9.7 |
| Insider 3/6 Months : 18.6 |
|
| Guru Rank Number : 320 |
| Guru Rank Value : 4 |
| Guru Occurances : 2 |
|
|
|
|
|
| |
|
Company Profile Caterpillar is a manufacturer of construction and mining equipment, diesel and natural gas engines, industrial gas turbines and diesel-electric locomotives. Co.'s segments include: Construction Industries, which supports customers using machinery in infrastructure, forestry and building construction; Resource Industries, which supports customers using machinery in mining, heavy construction, and quarry and aggregates; Energy and Transportation, which supports customers in oil and gas, power generation, marine, rail and industrial applications, including Cat® machines; and Financial Products, which provides financing and related services.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
600 |
950 |
950 |
1,350 |
| Total Buy Value |
$204,335 |
$317,515 |
$317,515 |
$417,231 |
| Total People Bought |
2 |
2 |
2 |
2 |
| Total Buy Transactions |
2 |
3 |
3 |
4 |
| Total Shares Sold |
23,355 |
91,087 |
190,493 |
296,062 |
| Total Sell Value |
$8,309,914 |
$29,999,260 |
$46,073,409 |
$72,109,218 |
| Total People Sold |
2 |
4 |
6 |
8 |
| Total Sell Transactions |
2 |
9 |
16 |
25 |
| End Date |
2024-03-17 |
2023-12-15 |
2023-06-16 |
2022-06-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Umpleby Iii Donald J |
Chairman & CEO |
• • – |
2021-05-07 |
4 |
GD |
$0.00 |
$0 |
D/D |
4,495 |
179,692 |
|
- |
|
| Maclennan David |
Director |
– • – |
2021-05-05 |
4 |
B |
$237.86 |
$99,901 |
D/D |
420 |
890 |
2.39 |
-15% |
|
| Marvel Gary Michael |
Chief Accounting Officer |
• – – |
2021-05-03 |
4 |
S |
$230.00 |
$130,410 |
D/D |
(567) |
0 |
|
10% |
|
| Maclennan David |
Director |
– • – |
2021-05-03 |
4 |
A |
$228.17 |
$107,240 |
D/D |
470 |
470 |
|
- |
|
| Johnson Gerald |
Director |
– • – |
2021-03-25 |
4 |
A |
$224.25 |
$124,907 |
D/D |
557 |
557 |
|
- |
|
| Marvel Gary Michael |
Chief Accounting Officer |
• – – |
2021-03-08 |
4 |
S |
$220.97 |
$1,117,224 |
D/D |
(5,056) |
567 |
|
6% |
|
| Marvel Gary Michael |
Chief Accounting Officer |
• – – |
2021-03-08 |
4 |
OE |
$95.66 |
$483,657 |
D/D |
5,056 |
5,623 |
|
- |
|
| Long Suzette M |
CLO/General Counsel |
• – – |
2021-03-08 |
4 |
S |
$218.81 |
$13,028,610 |
D/D |
(59,311) |
10,549 |
|
6% |
|
| Long Suzette M |
CLO/General Counsel |
• – – |
2021-03-08 |
4 |
OE |
$127.60 |
$7,173,960 |
D/D |
52,020 |
38,369 |
|
- |
|
| Johnson Denise C |
Group President |
• – – |
2021-03-08 |
4 |
S |
$218.88 |
$17,738,397 |
D/D |
(80,695) |
0 |
|
6% |
|
| Johnson Denise C |
Group President |
• – – |
2021-03-08 |
4 |
OE |
$127.60 |
$8,356,404 |
D/D |
60,513 |
43,919 |
|
- |
|
| Bonfield Andrew R J |
Chief Financial Officer |
• – – |
2021-03-05 |
4 |
D |
$216.14 |
$14,104,432 |
D/D |
(65,256) |
36,472 |
|
- |
|
| Bonfield Andrew R J |
Chief Financial Officer |
• – – |
2021-03-05 |
4 |
OE |
$127.60 |
$11,192,488 |
D/D |
82,199 |
54,298 |
|
- |
|
| De Lange Bob |
Group President |
• – – |
2021-03-05 |
4 |
S |
$213.58 |
$6,841,760 |
D/D |
(31,888) |
36,903 |
|
4% |
|
| De Lange Bob |
Group President |
• – – |
2021-03-05 |
4 |
OE |
$83.00 |
$2,646,704 |
D/D |
31,888 |
68,791 |
|
- |
|
| Gallardo Juan |
Director |
– • – |
2021-03-02 |
4 |
D |
$0.00 |
$0 |
D/D |
(363) |
276,550 |
|
- |
|
| White Miles D |
Director |
– • – |
2021-03-02 |
4 |
D |
$0.00 |
$0 |
D/D |
(507) |
8,661 |
|
- |
|
| Rust Edward B Jr |
Director |
– • – |
2021-03-01 |
4/A |
A |
$0.00 |
$0 |
D/D |
683 |
46,518 |
|
- |
|
| Calhoun David L |
Director |
– • – |
2021-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
683 |
47,987 |
|
- |
|
| Reed Debra L |
Director |
– • – |
2021-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
683 |
9,578 |
|
- |
|
| Osborn William A |
Director |
– • – |
2021-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
683 |
54,199 |
|
- |
|
| Rust Edward B Jr |
Director |
– • – |
2021-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
683 |
35,151 |
|
- |
|
| Gallardo Juan |
Director |
– • – |
2021-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
683 |
276,913 |
|
- |
|
| White Miles D |
Director |
– • – |
2021-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
683 |
9,168 |
|
- |
|
| Wilkins Rayford Jr |
Director |
– • – |
2021-03-01 |
4 |
A |
$0.00 |
$0 |
D/D |
683 |
5,101 |
|
- |
|
2099 Records found
|
|
Page 9 of 84 |
|
|
4.89 (1.5%) 
