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Herzfeld Caribbean (CUBA)  
$2.34 0.02 (1.05%) as of 4:30 Thu 6/6


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Exchange: Nasdaq Small Cap
Security Type: Mutual Fund
Shares Out: 7,054,000
Market Cap: 16.50(M)
Last Volume: 24,154 Avg Vol: 36,148
52 Week Range: $2.25 - $4.06
Level I Sector: Financials
Level II Sector: Financial Services
Level III Sector: Closed - End Fund - Foreign

Member Indexes:
   

Rankings:
     
Insider 3 Months    :   -
Insider 6 Months    :   -
Insider 3/6 Months :   -
Guru Rank Number :  -
Guru Rank Value     :  -
Guru Occurances    :  -

 

            6 Months   1 Year   2 Year  
 
Company Profile   The Herzfeld Caribbean Basin Fund is a closed-end management investment company. The Fund's investment objective is to obtain long-term capital appreciation by investing primarily in equity and equity-linked securities of public and private companies, including United States-based companies: whose securities are traded on a stock exchange in a Caribbean Basin Country; or that have at least 50% of the value of their assets in a Caribbean Basin Country; or that derive at least 50% of their total revenue from operations in a Caribbean Basin Country. Under normal conditions, the Fund invests at least 80% of its total assets in equity and equity-linked securities of Caribbean Basin Countries.

 
 
Summary  (Direct Transactions Only) 3 Months 6 Months 12 Months 24 Months
Total Shares Bought 0 0 0 1,000
Total Buy Value $0 $0 $0 $3,850
Total People Bought 0 0 0 1
Total Buy Transactions 0 0 0 1
Total Shares Sold 0 0 0 105,963
Total Sell Value $0 $0 $0 $527,939
Total People Sold 0 0 0 3
Total Sell Transactions 0 0 0 3
End Date 2024-03-07 2023-12-05 2023-06-06 2022-06-06

   
Records found: 259
  Page 9 of 11  
Filer's Name Relation Title Off-Dir-10% Tran. Date Form Action Price Mkt Value D/I Shares Holdings
Rank

  
3m +/-  
Form
   Herzfeld Thomas J PRESIDENT   •       •      –    2014-12-22 4 S $13.09 $1,308,650 D/D (100,000) 324,722     -
   Herzfeld Thomas J PRESIDENT   •       •      –    2014-12-19 4 S $11.52 $1,151,740 D/D (100,000) 424,722     -
   Lieff Ann S Director   –       •      –    2014-12-12 4 OE $6.77 $11,509 D/D 1,700 15,146     -
   Herzfeld Thomas J PRESIDENT   •       •      –    2014-12-12 4 OE $6.77 $1,855,014 D/D 274,005 524,722     -
   Gelety John A Director   –       •      –    2014-12-12 4 OE $6.77 $2,938 D/D 434 2,168     -
   Tatum Kay W Director   –       •      –    2014-12-12 4 OE $6.77 $4,103 D/D 606 1,412     -
   Gondor Cecilia L Director   –       •      –    2014-12-12 4 OE $6.77 $1,273 D/D 188 3,800     -
   Herzfeld Erik Marvin Portfolio Manager   •       –      –    2014-12-12 4 OE $6.77 $693,905 D/D 102,497 163,258     -
   Gondor Cecilia L Director   –       •      –    2014-12-04 4 OE $6.77 $6,113 D/D 903 3,612     -
   Lieff Ann S Director   –       •      –    2014-12-04 4 OE $6.77 $22,761 D/D 3,362 13,446     -
   Herzfeld Thomas J PRESIDENT   •       •      –    2014-12-04 4 OE $6.77 $406,126 D/D 59,989 250,717     -
   Tatum Kay W Director   –       •      –    2014-12-04 4 OE $6.77 $1,368 D/D 202 806     -
   Gelety John A Director   –       •      –    2014-12-04 4 OE $6.77 $2,938 D/D 434 1,734     -
   Herzfeld Erik Marvin Portfolio Manager   •       –      –    2014-12-04 4 OE $6.77 $102,843 D/D 15,191 60,761     -
   Gondor Cecilia L Director   –       •      –    2014-09-11 3 IO $0.00 $0 D/D 0 2,709     -
   Herzfeld Erik Marvin Portfolio Manager   •       –      –    2014-01-08 4 A $8.19 $45,600 D/D 5,570 45,570     -
   Herzfeld Thomas J President   •       •      –    2013-12-19 4 B $7.90 $14,217 D/D 1,800 190,728 2.81     -
   Herzfeld Thomas J President   •       •      –    2013-12-18 4 B $7.80 $31,972 D/D 4,100 188,928 2.81     -
   Herzfeld Thomas J President   •       •      –    2013-12-17 4 B $7.79 $15,579 D/D 2,000 184,828 2.81     -
   Gelety John A Director   –       •      –    2013-12-03 4 B $8.94 $3,351 D/D 375 1,300 2.31     -
   Herzfeld Thomas J President   •       •      –    2012-12-26 4 A $7.59 $11,757 D/D 1,550 182,828     -
   Herzfeld Erik Marvin Portfolio Manager   •       –      –    2012-12-13 4 B $7,592.00 $67,113,280 D/D 8,840 40,000 2.74     -
   Gelety John A Director   –       •      –    2012-12-07 4 B $7.50 $6,938 D/D 925 925 2.39     -
   Herzfeld Thomas J PRESIDENT   •       •      –    2012-07-24 4 B $6.80 $13,600 D/D 2,000 181,278 2.81     -
   Herzfeld Thomas J PRESIDENT   •       •      –    2012-07-23 4 B $6.81 $68,132 D/D 10,000 179,278 2.81     -
  259 Records found
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  Page 9 of 11
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
  OE - Options Exercised A - Acquired
  IO - Initital Ownership D - Disposed
 
 
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