| |
| |
| Exchange: |
Over The Counter |
| Security
Type: |
Common |
| Shares
Out: |
19,910,000 |
| Market
Cap: |
128.62(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$6.46 - $6.46 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile SuRo Capital is an internally-managed, non-diversified closed-end management investment company. Co.'s investment objective is to maximize its portfolio's total return, principally by seeking capital gains on its equity and equity-related investments.
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|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
114,000 |
256,508 |
| Total Buy Value |
$0 |
$0 |
$457,017 |
$1,014,869 |
| Total People Bought |
0 |
0 |
1 |
2 |
| Total Buy Transactions |
0 |
0 |
8 |
16 |
| Total Shares Sold |
0 |
0 |
12,050 |
12,050 |
| Total Sell Value |
$0 |
$0 |
$48,562 |
$48,562 |
| Total People Sold |
0 |
0 |
1 |
1 |
| Total Sell Transactions |
0 |
0 |
1 |
1 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Crowder David V. |
EXECUTIVE VICE PRESIDENT |
• – – |
2012-11-12 |
4 |
B |
$7.01 |
$9,814 |
D/D |
1,400 |
8,500 |
2.74 |
- |
|
| Crowder David V. |
Executive Vice PresidentOffice |
• – – |
2012-10-02 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
50 |
|
- |
|
| Crowder David V. |
Executive Vice PresidentOffice |
• – – |
2012-10-02 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
7,100 |
|
- |
|
| Moe Michael T. |
President and CEO |
• • – |
2012-09-05 |
4 |
B |
$8.74 |
$100,850 |
D/D |
11,500 |
11,600 |
2.81 |
- |
|
| Klein Mark D |
Director |
– • – |
2012-08-30 |
4 |
B |
$8.75 |
$21,875 |
D/D |
2,500 |
22,667 |
2.39 |
- |
|
| Klein Mark D |
Director |
– • – |
2012-08-22 |
4 |
B |
$8.63 |
$21,575 |
D/D |
2,500 |
20,167 |
2.39 |
- |
|
| Moe Michael T. |
CEO |
• • – |
2012-05-31 |
4 |
B |
$10.45 |
$4,556 |
I/I |
436 |
3,242 |
2.58 |
- |
|
| Moe Michael T. |
CEO |
• • – |
2012-05-30 |
4 |
B |
$10.84 |
$9,322 |
I/I |
860 |
2,806 |
2.58 |
- |
|
| Moe Michael T. |
CEO |
• • – |
2012-05-23 |
4 |
B |
$11.91 |
$23,176 |
I/I |
1,946 |
1,946 |
2.58 |
- |
|
| Bard Stephen D. |
CFO, CCO, Treasurer & Secretar |
• – – |
2011-05-03 |
4 |
B |
$15.00 |
$448,035 |
I/I |
29,869 |
22,334 |
1.99 |
- |
|
| Bard Stephen D. |
CFO, CCO, Treasurer & Secretar |
• – – |
2011-05-03 |
4 |
B |
$15.00 |
$475,005 |
D/D |
31,667 |
31,667 |
2.74 |
- |
|
| Spreng R David |
Director |
– • – |
2011-05-03 |
4 |
B |
$15.00 |
$24,990 |
D/D |
1,666 |
1,666 |
2.39 |
- |
|
| Klein Mark D |
Director |
– • – |
2011-05-03 |
4 |
B |
$15.00 |
$25,005 |
I/I |
1,667 |
1,667 |
2.1 |
- |
|
| Klein Mark D |
Director |
– • – |
2011-05-03 |
4 |
B |
$15.00 |
$240,000 |
D/D |
16,000 |
16,000 |
2.39 |
- |
|
| Potter Leonard |
Director |
– • – |
2011-05-03 |
4 |
B |
$15.00 |
$199,995 |
D/D |
13,333 |
13,333 |
2.39 |
- |
|
| Lapping Paul |
Chief Operating Officer |
• – – |
2011-05-03 |
4 |
B |
$15.00 |
$20,505 |
I/I |
1,367 |
1,367 |
1.99 |
- |
|
| Lapping Paul |
Chief Operating Officer |
• – – |
2011-05-03 |
4 |
B |
$15.00 |
$229,500 |
D/D |
15,300 |
15,300 |
2.74 |
- |
|
| Moe Michael T. |
President and CEOOfficer |
• • – |
2011-04-28 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
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218 Records found
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Page 9 of 9 |
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