| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
47,609,000 |
| Market
Cap: |
220.43(M) |
| Last
Volume: |
320,871 |
Avg
Vol: |
110,295 |
| 52
Week Range: |
$4.48 - $4.85 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile TCW Strategic Income Fund is registered as a diversified, closed-end management investment company. The Fund's investment objective is to seek a total return comprised of current income and capital appreciation, and it seeks to achieve its investment objective by investing in a range of securities including convertible securities, marketable equity securities, investment-grade debt securities, high-yield debt securities, securities issued or guaranteed by the United States Government, its agencies and instrumentalities, repurchase agreements, mortgage related securities, asset-backed securities, money market securities, other securities and derivative instruments.
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
46,300 |
559,075 |
| Total Sell Value |
$0 |
$0 |
$215,295 |
$2,655,582 |
| Total People Sold |
0 |
0 |
1 |
2 |
| Total Sell Transactions |
0 |
0 |
1 |
18 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Whalen Bryan |
Portfolio Manager |
• – – |
2010-04-23 |
4 |
B |
$4.81 |
$24,050 |
I/I |
5,000 |
10,000 |
1.99 |
- |
|
| Whalen Bryan |
Portfolio Manager |
• – – |
2010-04-22 |
4 |
B |
$4.82 |
$24,100 |
I/I |
5,000 |
5,000 |
1.99 |
- |
|
| Rivelle Tad |
Portfolio Manager |
• – – |
2010-04-21 |
4 |
B |
$4.77 |
$432,036 |
I/I |
89,908 |
89,908 |
1.99 |
- |
|
| Kane Steve |
Portfolio Manager |
• – – |
2010-03-15 |
4 |
B |
$4.63 |
$302,218 |
I/I |
64,500 |
64,500 |
1.99 |
- |
|
| Fong Matthew K |
Director |
– • – |
2010-01-11 |
4 |
S |
$5.33 |
$62,919 |
I/I |
(11,805) |
0 |
|
- |
|
| Fong Matthew K |
Director |
– • – |
2010-01-05 |
4 |
S |
$4.27 |
$70,001 |
I/I |
(16,393) |
11,069 |
|
- |
|
| Gundlach Jeffrey E |
Director of Investment Advisor |
– – – |
2009-07-29 |
4 |
B |
$3.74 |
$666,908 |
D/D |
178,475 |
893,125 |
2.44 |
- |
|
| Lyon Thomas D |
Senior V.P. |
• – – |
2009-07-13 |
4 |
B |
$3.70 |
$740 |
D/D |
200 |
97,363 |
2.66 |
- |
|
| Lyon Thomas D |
Senior V.P. |
• – – |
2009-07-13 |
4 |
B |
$3.70 |
$1,850 |
I/I |
500 |
97,163 |
1.91 |
- |
|
| Call Richard W |
Director |
– • – |
2009-06-16 |
4 |
S |
$3.54 |
$25,496 |
I/I |
(7,200) |
29,905 |
|
- |
|
| Baldiswieler Charles W |
Director |
– • – |
2009-03-11 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
3,900 |
|
- |
|
| Fong Matthew K |
Director |
– • – |
2008-09-26 |
4 |
B |
$3.07 |
$20,615 |
I/I |
6,715 |
25,000 |
2.1 |
- |
|
| Fong Matthew K |
Director |
– • – |
2008-09-24 |
4 |
B |
$3.15 |
$4,048 |
I/I |
1,285 |
18,285 |
2.1 |
- |
|
| Fong Matthew K |
Director |
– • – |
2008-09-23 |
4 |
B |
$3.15 |
$6,300 |
I/I |
2,000 |
17,000 |
2.1 |
- |
|
| Fong Matthew K |
Director |
– • – |
2008-09-23 |
4 |
B |
$3.20 |
$32,000 |
I/I |
10,000 |
15,000 |
2.1 |
- |
|
| Lyon Thomas D |
Senior V.P. |
• – – |
2008-08-05 |
4 |
B |
$3.42 |
$5,130 |
I/I |
1,500 |
96,663 |
1.99 |
- |
|
| Lyon Thomas D |
Senior V.P. |
• – – |
2008-01-08 |
4 |
B |
$3.71 |
$15,561 |
I/I |
4,200 |
95,163 |
1.99 |
- |
|
| Lyon Thomas D |
Senior V.P. |
• – – |
2007-10-23 |
4 |
B |
$3.95 |
$5,135 |
I/I |
1,300 |
64,355 |
1.99 |
- |
|
| Gavin John A |
Director |
– • – |
2007-10-03 |
4 |
B |
$4.10 |
$20,500 |
I/I |
5,000 |
7,100 |
2.1 |
- |
|
| Lyon Thomas D |
Senior V.P. |
• – – |
2007-10-02 |
4 |
A |
$4.10 |
$109,093 |
D/D |
26,608 |
90,963 |
|
- |
|
| Parker Charles A |
Director |
– • – |
2007-08-27 |
4 |
B |
$0.00 |
$0 |
I/I |
0 |
300 |
2.02 |
- |
|
| Call Richard W |
Director |
– • – |
2007-08-21 |
4 |
B |
$4.05 |
$137,283 |
I/I |
33,900 |
37,105 |
2.1 |
- |
|
| Parker Charles A |
Director |
– • – |
2007-08-16 |
4 |
B |
$4.06 |
$1,218 |
I/I |
300 |
3,373 |
2.02 |
- |
|
| Gundlach Jeffrey E |
Director of Investment Advisor |
– – – |
2007-08-15 |
4 |
B |
$3.98 |
$200,411 |
D/D |
50,400 |
714,650 |
2.44 |
- |
|
| Lyon Thomas D |
Senior V.P. |
• – – |
2007-08-15 |
4 |
B |
$3.94 |
$19,700 |
D/D |
5,000 |
63,055 |
2.74 |
- |
|
334 Records found
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Page 9 of 14 |
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