AB : Insider Transactions for AllianceBernstein

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AllianceBernstein (AB)

$32.34

0.31 (0.95%) as of 4:30 Wed 5/8

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Exchange:

New York Stock Exchange

Security Type:

Common

Shares Out:

96,070,000

Market Cap:

3.11(B)

Last Volume:

194,429

Avg Vol:

376,154

52 Week Range:

$26.08 - $35.5

Level I Sector:

Financials

Level II Sector:

Financial Services

Level III Sector:

Asset Management

Member Indexes:

Rankings:

Insider 3 Months : -

Insider 6 Months : -

Insider 3/6 Months : -

Guru Rank Number : -

Guru Rank Value : -

Guru Occurances : -


6 Months 1 Year 2 Year

Company Profile AllianceBernstein Holding provides investment management, research and related services. Co.'s investment services include: equity strategies, with global and regional portfolios across capitalization ranges, concentration ranges and investment strategies, including value, growth and core equities; traditional and unconstrained fixed income strategies, including taxable and tax-exempt strategies; alternative investments, including hedge funds, fund of funds, direct lending, real estate and private equity; multi-asset solutions and services, including asset allocation, customized target-date funds and target-risk funds; and passive management, including index and enhanced index strategies.

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	0	0	0
Total Buy Value	$0	$0	$0	$0
Total People Bought	0	0	0	0
Total Buy Transactions	0	0	0	0
Total Shares Sold	0	0	17,500	113,400
Total Sell Value	$0	$0	$570,174	$4,244,178
Total People Sold	0	0	1	4
Total Sell Transactions	0	0	2	6
End Date	2024-02-08	2023-11-07	2023-05-09	2022-05-09

Adjust Filter Settings

Records found: 921

Page 7 of 37

Filer's Name

Relation Title

Off-Dir-10%

Tran. Date

Form

Action

Price

Mkt Value

D/I

Shares

Holdings

Rank

3m +/-

Form

Gingrich James A

Chief Operating Officer

• – –

2019-02-26

$29.04

$723,357

D/D

(24,909)

Gingrich James A

Chief Operating Officer

• – –

2019-02-25

$29.38

$587,600

D/D

(20,000)

24,909

Gingrich James A

Chief Operating Officer

• – –

2019-02-22

$29.76

$744,000

D/D

(25,000)

44,909

Cranch Laurence E

General Counsel

• – –

2019-02-21

$30.30

$542,764

D/D

(17,913)

Gingrich James A

Chief Operating Officer

• – –

2019-02-21

$30.35

$758,750

D/D

(25,000)

69,909

Gingrich James A

Chief Operating Officer

• – –

2019-02-20

$30.15

$753,750

D/D

(25,000)

94,909

Cranch Laurence E

General Counsel

• – –

2019-02-19

$30.01

$3,679,256

D/D

(122,601)

17,913

Gingrich James A

Chief Operating Officer

• – –

2019-02-19

$30.11

$451,650

D/D

(15,000)

119,909

Cranch Laurence E

General Counsel

• – –

2019-01-31

$30.49

$252,549

I/I

(8,283)

216,415

Gingrich James A

Chief Operating Officer

• – –

2019-01-31

$30.49

$923,146

I/I

(30,277)

1,619,721

Equitable Life Assurance Society Of The United Sta

See Remarks

– – –

2018-12-31

$0.00

I/I

(1,444,356)

Axa Equitable Financial Services Llc

See Remarks

– – –

2018-12-31

$0.00

I/I

(1,444,356)

Acmc, Llc

See Remarks

– – –

2018-12-31

$0.00

D/D

(1,444,356)

Axa America Holdings, Inc.

See Remarks

– – –

2018-12-21

$24.95

$6,354,141

D/D

254,675

2,566,838

2.44

Siemers William R

SVP, Controller & CAO

• – –

2018-12-11

$26.69

$97,499

I/I

3,653

25,043

Cranch Laurence E

General Counsel

• – –

2018-12-11

$26.69

$659,990

I/I

24,728

242,611

Burke Kate C

Head of Human Capital and CTO

• – –

2018-12-11

$26.69

$440,011

I/I

16,486

189,746

Weisenseel John C

Chief Financial Officer

• – –

2018-12-11

$26.69

$842,497

I/I

31,566

270,318

Bernstein Seth P

President and CEO

• • –

2018-12-11

$26.69

$3,999,977

I/I

149,868

314,574

Burke Kate C

Head of Human Capital and CTO

• – –

2018-11-30

$30.21

$131,595

I/I

(4,356)

173,260

Gingrich James A

Chief Operating Officer

• – –

2018-11-30

$30.21

$824,310

I/I

(27,286)

1,695,216

Cranch Laurence E

General Counsel

• – –

2018-11-30

$30.21

$322,884

I/I

(10,688)

217,883

Siemers William R

SVP, Controller & CAO

• – –

2018-11-30

$30.21

$25,920

I/I

(858)

21,390

Weisenseel John C

Chief Financial Officer

• – –

2018-11-30

$30.21

$52,928

I/I

(1,752)

238,752

Siemers William R

SVP, Controller & CAO

• – –

2018-07-16

$29.30

$500,005

I/I

17,065

23,913

921 Records found	1 2 3 4 5 6 7 8 9 Next	Page 7 of 37

Transaction Code Key:				Ownership Code Key
B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
OE	- Options Exercised	A	- Acquired
IO	- Initital Ownership	D	- Disposed

Summary:

Chart:

3m +/-: