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Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
277,300,000 |
Market
Cap: |
N/A |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$17.92 - $17.92 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Diversified Investments |
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Member Indexes:
|
NASDAQ COMPOSITE |
|
NASDAQ FINANCIAL 100 |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-25 |
2023-11-24 |
2023-05-26 |
2022-05-26 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2013-03-14 |
4 |
S |
$15.14 |
$710,378 |
D/D |
(46,933) |
298,006 |
|
- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2013-03-14 |
4 |
OE |
$2.51 |
$117,802 |
D/D |
46,933 |
298,006 |
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- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2013-03-13 |
4 |
S |
$15.05 |
$404,138 |
D/D |
(26,853) |
298,006 |
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- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2013-03-13 |
4 |
OE |
$2.51 |
$67,401 |
D/D |
26,853 |
298,006 |
|
- |
|
Flax Samuel Allan |
EVP, GC and Secretary |
|
2013-03-12 |
4 |
AS |
$14.95 |
$15,144 |
D/D |
(1,013) |
430,589 |
|
- |
|
Peterson Kenneth D Jr |
Director |
|
2013-03-11 |
4 |
S |
$14.96 |
$219,314 |
D/D |
(14,660) |
334,632 |
|
- |
|
Winn Darin |
Senior Vice President |
|
2013-03-07 |
4 |
S |
$14.54 |
$1,181,462 |
D/D |
(81,221) |
346,590 |
|
- |
|
Winn Darin |
Senior Vice President |
|
2013-03-07 |
4 |
OE |
$2.96 |
$247,503 |
D/D |
81,221 |
346,590 |
|
- |
|
Graff Brian |
Senior Vice President |
|
2013-03-06 |
4 |
S |
$14.26 |
$1,609,270 |
D/D |
(112,852) |
185,515 |
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- |
|
Graff Brian |
Senior Vice President |
|
2013-03-06 |
4 |
OE |
$2.96 |
$376,819 |
D/D |
112,852 |
185,515 |
|
- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2013-03-05 |
4 |
S |
$14.25 |
$56,288 |
I/I |
(3,950) |
0 |
|
- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2013-03-05 |
4 |
S |
$14.25 |
$92,910 |
D/D |
(6,520) |
298,006 |
|
- |
|
Erickson John R |
CFO and Pres., Structured Fin. |
|
2013-02-27 |
4 |
AS |
$13.78 |
$73,723 |
D/D |
(5,350) |
420,679 |
|
- |
|
Flax Samuel Allan |
EVP, GC and Secretary |
|
2013-02-27 |
4 |
AS |
$13.78 |
$4,368 |
D/D |
(317) |
431,602 |
|
- |
|
Flax Samuel Allan |
EVP, GC and Secretary |
|
2013-02-21 |
4 |
AS |
$14.06 |
$11,431 |
D/D |
(813) |
431,919 |
|
- |
|
Graff Brian |
Senior Vice President |
|
2013-02-20 |
4 |
AS |
$14.00 |
$43,862 |
D/D |
(3,133) |
185,515 |
|
- |
|
Wagner Ira |
Pres., European Priv Fin |
|
2013-02-13 |
4 |
S |
$13.68 |
$1,999,961 |
D/D |
(146,196) |
43,435 |
|
- |
|
Wagner Ira |
Pres., European Priv Fin |
|
2013-02-13 |
4 |
OE |
$3.48 |
$782,734 |
D/D |
146,196 |
43,435 |
|
- |
|
Roland Cline |
Senior Vice President |
|
2013-02-12 |
4 |
S |
$13.66 |
$1,867,472 |
D/D |
(136,741) |
7,461 |
|
- |
|
Roland Cline |
Senior Vice President |
|
2013-02-12 |
4 |
OE |
$2.77 |
$655,093 |
D/D |
118,016 |
7,461 |
|
- |
|
Graff Brian |
Senior Vice President |
|
2013-02-04 |
4 |
AS |
$13.22 |
$17,067 |
D/D |
(1,291) |
199,374 |
|
- |
|
Wagner Ira |
Pres., European Priv Fin |
|
2013-02-04 |
4 |
AS |
$13.22 |
$17,477 |
D/D |
(1,322) |
59,328 |
|
- |
|
Flax Samuel Allan |
EVP, GC and Secretary |
|
2013-02-04 |
4 |
AS |
$13.22 |
$14,159 |
D/D |
(1,071) |
432,732 |
|
- |
|
Graff Brian |
Senior Vice President |
|
2013-02-04 |
4 |
AS |
$13.22 |
$12,506 |
D/D |
(946) |
200,665 |
|
- |
|
Roland Cline |
Senior Vice President |
|
2013-02-04 |
4 |
AS |
$13.22 |
$7,522 |
D/D |
(569) |
26,186 |
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- |
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1129 Records found
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Page 13 of 46 |
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