| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
277,300,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$17.92 - $17.92 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Diversified Investments |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ FINANCIAL 100 |
| |
NASDAQ OTHER FINANCE |
|
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-25 |
2023-11-24 |
2023-05-26 |
2022-05-26 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2012-05-10 |
4 |
OE |
$2.15 |
$158,640 |
D/D |
73,786 |
467,898 |
|
- |
|
| Roland Cline |
Senior Vice President |
• – – |
2012-05-08 |
4 |
S |
$9.61 |
$433,286 |
D/D |
(45,087) |
39,160 |
|
- |
|
| Graff Brian |
Senior Vice President |
• – – |
2012-05-04 |
4 |
AS |
$9.66 |
$58 |
D/D |
(6) |
385,073 |
|
- |
|
| Graff Brian |
Senior Vice President |
• – – |
2012-04-30 |
4 |
AS |
$10.00 |
$239,220 |
D/D |
(23,922) |
385,079 |
|
- |
|
| Winn Darin |
Senior Vice President |
• – – |
2012-04-30 |
4 |
AS |
$10.00 |
$225,500 |
D/D |
(22,550) |
492,891 |
|
- |
|
| Graff Brian |
Senior Vice President |
• – – |
2012-04-05 |
4 |
AS |
$8.60 |
$6,029 |
D/D |
(701) |
409,001 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2012-03-28 |
4 |
AS |
$8.76 |
$77,281 |
D/D |
(8,822) |
753,138 |
|
- |
|
| Graff Brian |
Senior Vice President |
• – – |
2012-03-27 |
4 |
AS |
$8.95 |
$32,864 |
D/D |
(3,672) |
409,702 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2012-03-23 |
4 |
AS |
$8.86 |
$59,433 |
D/D |
(6,708) |
761,960 |
|
- |
|
| Wagner Ira |
Pres., European Priv Fin |
• – – |
2012-02-29 |
4 |
S |
$8.87 |
$757,415 |
D/D |
(85,246) |
238,174 |
|
- |
|
| Wagner Ira |
Pres., European Priv Fin |
• – – |
2012-02-29 |
4 |
OE |
$2.51 |
$230,732 |
D/D |
85,246 |
238,174 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2012-02-28 |
4 |
AS |
$8.90 |
$55,725 |
D/D |
(6,261) |
768,668 |
|
- |
|
| Obrien Gordon |
Pres., Specialty Fin. & Ops. |
• – – |
2012-02-28 |
4 |
AS |
$8.90 |
$409,578 |
D/D |
(46,036) |
518,920 |
|
- |
|
| Obrien Gordon |
Pres., Specialty Fin. & Ops. |
• – – |
2012-02-23 |
4 |
AS |
$8.64 |
$132,434 |
D/D |
(15,328) |
564,956 |
|
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2012-02-22 |
4 |
AS |
$8.66 |
$4,884 |
D/D |
(564) |
467,898 |
|
- |
|
| Graff Brian |
Senior Vice President |
• – – |
2012-02-21 |
4 |
AS |
$8.89 |
$9,646 |
D/D |
(1,085) |
413,374 |
|
- |
|
| Graff Brian |
Senior Vice President |
• – – |
2012-02-02 |
4 |
AS |
$8.27 |
$7,462 |
D/D |
(902) |
414,459 |
|
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2012-02-02 |
4 |
AS |
$8.28 |
$6,402 |
D/D |
(773) |
468,462 |
|
- |
|
| Wagner Ira |
Pres., European Priv Fin |
• – – |
2012-02-02 |
4 |
AS |
$8.28 |
$7,851 |
D/D |
(948) |
241,555 |
|
- |
|
| Roland Cline |
Senior Vice President |
• – – |
2012-02-02 |
4 |
AS |
$8.28 |
$4,969 |
D/D |
(600) |
84,247 |
|
- |
|
| Graff Brian |
Senior Vice President |
• – – |
2012-02-01 |
4 |
AS |
$8.29 |
$332 |
D/D |
(40) |
414,459 |
|
- |
|
| Wagner Ira |
Pres., European Priv Fin |
• – – |
2012-01-10 |
4 |
AS |
$7.24 |
$72,154 |
D/D |
(9,966) |
242,503 |
|
- |
|
| Winn Darin |
Senior Vice President |
• – – |
2012-01-10 |
4 |
AS |
$7.24 |
$24,268 |
D/D |
(3,352) |
615,441 |
|
- |
|
| Wagner Ira |
Pres., European Priv Fin |
• – – |
2012-01-10 |
4 |
AS |
$7.24 |
$46,285 |
D/D |
(6,393) |
252,469 |
|
- |
|
| Obrien Gordon |
Pres., Specialty Fin. & Ops. |
• – – |
2012-01-10 |
4 |
AS |
$7.24 |
$31,154 |
D/D |
(4,303) |
580,284 |
|
- |
|
1129 Records found
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Page 19 of 46 |
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