| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
277,300,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$17.92 - $17.92 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Diversified Investments |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ FINANCIAL 100 |
| |
NASDAQ OTHER FINANCE |
|
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Peterson Kenneth D Jr |
Director |
– • – |
2015-03-10 |
4 |
OE |
$3.23 |
$302,813 |
D/D |
93,750 |
407,782 |
|
- |
|
| Wagner Ira |
Pres., European Priv Fin |
• – – |
2015-03-05 |
4 |
S |
$14.84 |
$2,134,583 |
D/D |
(143,835) |
155,102 |
|
- |
|
| Wagner Ira |
Pres., European Priv Fin |
• – – |
2015-03-05 |
4 |
OE |
$5.19 |
$1,220,493 |
D/D |
201,899 |
155,102 |
|
- |
|
| Hahl Neil M |
Director |
– • – |
2015-03-04 |
4 |
S |
$14.82 |
$74,092 |
D/D |
(5,000) |
12,352 |
|
- |
|
| Manos Kristen L |
Director |
– • – |
2015-03-04 |
4 |
B |
$14.85 |
$74,250 |
D/D |
5,000 |
10,000 |
2.39 |
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2015-03-02 |
4 |
AS |
$14.56 |
$4,616 |
D/D |
(317) |
375,975 |
|
- |
|
| Graff Brian |
President, Private Finance |
• – – |
2015-03-02 |
4 |
AS |
$14.57 |
$19,685 |
D/D |
(1,351) |
87,024 |
|
- |
|
| Graff Brian |
President, Private Finance |
• – – |
2015-02-18 |
4 |
AS |
$14.62 |
$15,865 |
D/D |
(1,085) |
88,375 |
|
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2015-02-03 |
4 |
AS |
$14.31 |
$11,135 |
D/D |
(778) |
376,292 |
|
- |
|
| Manos Kristen L |
Director |
– • – |
2015-02-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
5,000 |
|
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2015-01-28 |
4 |
AS |
$14.52 |
$3,470 |
D/D |
(239) |
377,070 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-26 |
4 |
AS |
$14.41 |
$207,761 |
D/D |
(14,415) |
478,868 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-23 |
4 |
OE |
$2.71 |
$78,129 |
D/D |
28,830 |
493,283 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-23 |
4 |
AS |
$14.51 |
$197,983 |
D/D |
(13,648) |
464,453 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-22 |
4 |
AS |
$14.39 |
$551,233 |
D/D |
(38,296) |
478,101 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-22 |
4 |
OE |
$2.71 |
$188,400 |
D/D |
65,592 |
478,101 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-22 |
4 |
AS |
$14.34 |
$119,818 |
D/D |
(8,354) |
450,805 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-21 |
4 |
AS |
$14.37 |
$553,744 |
D/D |
(38,528) |
459,159 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-21 |
4 |
OE |
$2.96 |
$168,892 |
D/D |
55,236 |
459,159 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-20 |
4 |
AS |
$14.25 |
$607,994 |
D/D |
(42,654) |
442,451 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-20 |
4 |
OE |
$2.96 |
$68,249 |
D/D |
23,057 |
442,451 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-16 |
4 |
OE |
$2.15 |
$84,269 |
D/D |
39,195 |
462,048 |
|
- |
|
| Graff Brian |
President, Private Finance |
• – – |
2015-01-16 |
4 |
AS |
$14.10 |
$1,001 |
D/D |
(71) |
89,460 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-15 |
4 |
AS |
$14.14 |
$949,557 |
D/D |
(67,137) |
422,853 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-15 |
4 |
OE |
$2.15 |
$103,217 |
D/D |
48,008 |
422,853 |
|
- |
|
1129 Records found
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Page 5 of 46 |
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