| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
277,300,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$17.92 - $17.92 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Diversified Investments |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ FINANCIAL 100 |
| |
NASDAQ OTHER FINANCE |
|
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-14 |
4 |
OE |
$2.51 |
$96,030 |
D/D |
38,259 |
441,982 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-13 |
4 |
AS |
$14.67 |
$718,155 |
D/D |
(48,944) |
403,723 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-13 |
4 |
OE |
$2.51 |
$122,849 |
D/D |
48,944 |
403,723 |
|
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2015-01-13 |
4 |
AS |
$14.77 |
$33,035 |
D/D |
(2,237) |
377,309 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-12 |
4 |
AS |
$14.71 |
$341,678 |
D/D |
(23,229) |
403,723 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-09 |
4 |
OE |
$2.77 |
$128,689 |
D/D |
46,458 |
426,952 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-08 |
4 |
AS |
$14.84 |
$1,236,130 |
D/D |
(83,280) |
380,494 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-08 |
4 |
OE |
$2.77 |
$170,867 |
D/D |
61,685 |
380,494 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-07 |
4 |
OE |
$3.48 |
$150,305 |
D/D |
43,191 |
402,089 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-06 |
4 |
AS |
$14.40 |
$918,098 |
D/D |
(63,755) |
358,898 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2015-01-06 |
4 |
OE |
$3.48 |
$221,867 |
D/D |
63,755 |
358,898 |
|
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2014-12-29 |
4 |
AS |
$14.62 |
$4,635 |
D/D |
(317) |
379,546 |
|
- |
|
| Graff Brian |
Senior Vice President |
• – – |
2014-12-16 |
4 |
AS |
$14.05 |
$21,680 |
D/D |
(1,543) |
89,531 |
|
- |
|
| Harper Philip R |
Director |
– • – |
2014-12-11 |
4 |
S |
$14.72 |
$641,574 |
D/D |
(43,600) |
1,040,153 |
|
- |
|
| Graff Brian |
Senior Vice President |
• – – |
2014-12-11 |
4 |
AS |
$14.62 |
$52,267 |
D/D |
(3,575) |
91,074 |
|
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2014-12-01 |
4 |
AS |
$14.93 |
$5,091 |
D/D |
(341) |
379,863 |
|
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2014-11-21 |
4 |
AS |
$15.06 |
$12,244 |
D/D |
(813) |
380,204 |
|
- |
|
| Obrien Gordon |
Pres., Specialty Fin. & Ops. |
• – – |
2014-11-12 |
4/A |
S |
$15.40 |
$297,220 |
D/D |
(19,300) |
288,641 |
|
- |
|
| Obrien Gordon |
Pres., Specialty Fin. & Ops. |
• – – |
2014-11-12 |
4/A |
OE |
$4.81 |
$92,833 |
D/D |
19,300 |
288,641 |
|
- |
|
| Wagner Ira |
Pres., European Priv Fin |
• – – |
2014-11-12 |
4 |
S |
$15.40 |
$51,713 |
D/D |
(3,358) |
97,038 |
|
- |
|
| Winn Darin |
Senior Vice President |
• – – |
2014-11-12 |
4 |
S |
$15.40 |
$111,142 |
D/D |
(7,217) |
312,244 |
|
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2014-11-12 |
4 |
AS |
$15.48 |
$107,777 |
D/D |
(6,962) |
381,017 |
|
- |
|
| Graff Brian |
Senior Vice President |
• – – |
2014-11-12 |
4 |
AS |
$15.47 |
$99,215 |
D/D |
(6,413) |
94,649 |
|
- |
|
| Winn Darin |
Senior Vice President |
• – – |
2014-11-12 |
4 |
AS |
$15.43 |
$80,520 |
D/D |
(5,217) |
319,461 |
|
- |
|
| Wagner Ira |
Pres., European Priv Fin |
• – – |
2014-11-12 |
4 |
AS |
$15.42 |
$107,339 |
D/D |
(6,962) |
100,396 |
|
- |
|
201 Records found
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Page 6 of 9 |
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