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Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
277,300,000 |
Market
Cap: |
N/A |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$17.92 - $17.92 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Diversified Investments |
|
Member Indexes:
|
NASDAQ COMPOSITE |
|
NASDAQ FINANCIAL 100 |
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NASDAQ OTHER FINANCE |
|
NASDAQ NNM COMPOSITE |
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Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
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|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Erickson John R |
CFO and Pres., Structured Fin. |
|
2014-11-12 |
4 |
AS |
$15.37 |
$126,455 |
D/D |
(8,228) |
358,898 |
|
- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2014-11-12 |
4 |
AS |
$15.40 |
$410,911 |
D/D |
(26,662) |
288,641 |
|
- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2014-11-12 |
4 |
OE |
$4.81 |
$94,757 |
D/D |
19,700 |
288,641 |
|
- |
|
Flax Samuel Allan |
EVP, GC and Secretary |
|
2014-11-11 |
4/A |
S |
$15.55 |
$15,752 |
D/D |
(1,013) |
387,979 |
|
- |
|
Flax Samuel Allan |
EVP, GC and Secretary |
|
2014-11-11 |
4 |
AS |
$14.55 |
$14,739 |
D/D |
(1,013) |
387,979 |
|
- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2014-11-11 |
4 |
AS |
$15.55 |
$777,250 |
D/D |
(50,000) |
295,603 |
|
- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2014-11-11 |
4 |
OE |
$4.81 |
$240,500 |
D/D |
50,000 |
295,603 |
|
- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2014-11-10 |
4 |
AS |
$15.60 |
$693,014 |
D/D |
(44,424) |
295,603 |
|
- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2014-11-10 |
4 |
OE |
$4.81 |
$213,679 |
D/D |
44,424 |
295,603 |
|
- |
|
Graff Brian |
Senior Vice President |
|
2014-11-07 |
4 |
OE |
$4.81 |
$240,500 |
D/D |
50,000 |
101,062 |
|
- |
|
Graff Brian |
Senior Vice President |
|
2014-11-07 |
4 |
AS |
$15.80 |
$789,825 |
D/D |
(50,000) |
101,062 |
|
- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2014-11-07 |
4 |
AS |
$15.82 |
$1,265,736 |
D/D |
(80,000) |
295,603 |
|
- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2014-11-07 |
4 |
OE |
$3.48 |
$305,000 |
D/D |
80,000 |
295,603 |
|
- |
|
Graff Brian |
Senior Vice President |
|
2014-11-06 |
4 |
AS |
$16.10 |
$118,705 |
D/D |
(7,373) |
101,062 |
|
- |
|
Flax Samuel Allan |
EVP, GC and Secretary |
|
2014-10-28 |
4 |
AS |
$14.22 |
$5,944 |
D/D |
(418) |
388,992 |
|
- |
|
Graff Brian |
Senior Vice President |
|
2014-10-21 |
4 |
AS |
$14.35 |
$27,686 |
D/D |
(1,929) |
108,435 |
|
- |
|
Flax Samuel Allan |
EVP, GC and Secretary |
|
2014-10-13 |
4 |
AS |
$13.82 |
$30,230 |
D/D |
(2,187) |
389,410 |
|
- |
|
Flax Samuel Allan |
EVP, GC and Secretary |
|
2014-09-30 |
4 |
AS |
$14.31 |
$4,880 |
D/D |
(341) |
391,597 |
|
- |
|
Graff Brian |
Senior Vice President |
|
2014-09-29 |
4 |
AS |
$14.30 |
$74,660 |
D/D |
(5,221) |
110,364 |
|
- |
|
Flax Samuel Allan |
EVP, GC and Secretary |
|
2014-09-11 |
4 |
AS |
$15.24 |
$15,438 |
D/D |
(1,013) |
391,938 |
|
- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2014-09-08 |
4 |
S |
$15.37 |
$278,082 |
D/D |
(18,091) |
295,603 |
|
- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2014-09-08 |
4 |
OE |
$3.48 |
$62,957 |
D/D |
18,091 |
295,603 |
|
- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2014-09-05 |
4 |
S |
$15.42 |
$77,122 |
D/D |
(5,000) |
295,603 |
|
- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2014-09-05 |
4 |
OE |
$3.48 |
$17,400 |
D/D |
5,000 |
295,603 |
|
- |
|
Obrien Gordon |
Pres., Specialty Fin. & Ops. |
|
2014-09-04 |
4 |
S |
$15.58 |
$115,319 |
D/D |
(7,400) |
295,603 |
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- |
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201 Records found
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Page 7 of 9 |
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