| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
277,300,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$17.92 - $17.92 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Diversified Investments |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ FINANCIAL 100 |
| |
NASDAQ OTHER FINANCE |
|
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-04 |
2023-11-03 |
2023-05-05 |
2022-05-05 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Obrien Gordon |
Pres., Specialty Fin. & Ops. |
• – – |
2014-09-04 |
4 |
OE |
$3.48 |
$25,752 |
D/D |
7,400 |
295,603 |
|
- |
|
| Graff Brian |
Senior Vice President |
• – – |
2014-09-03 |
4 |
AS |
$15.51 |
$48,593 |
D/D |
(3,133) |
115,585 |
|
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2014-08-27 |
4 |
AS |
$15.56 |
$4,933 |
D/D |
(317) |
392,951 |
|
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2014-08-21 |
4 |
AS |
$15.53 |
$12,626 |
D/D |
(813) |
393,268 |
|
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2014-07-29 |
4 |
AS |
$15.62 |
$43,832 |
D/D |
(2,807) |
394,081 |
|
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2014-07-11 |
4 |
AS |
$15.52 |
$49,664 |
D/D |
(3,200) |
396,888 |
|
- |
|
| Graff Brian |
Senior Vice President |
• – – |
2014-07-10 |
4 |
AS |
$15.47 |
$169,088 |
D/D |
(10,933) |
118,718 |
|
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2014-06-27 |
4 |
AS |
$14.87 |
$4,714 |
D/D |
(317) |
400,088 |
|
- |
|
| Wilkus Malon |
Chairman and CEO |
• • – |
2014-06-12 |
4 |
A |
$0.00 |
$0 |
D/D |
668,896 |
1,977,936 |
|
- |
|
| Obrien Gordon |
Pres., Specialty Fin. & Ops. |
• – – |
2014-06-09 |
4 |
S |
$15.00 |
$235,462 |
D/D |
(15,696) |
295,603 |
|
- |
|
| Obrien Gordon |
Pres., Specialty Fin. & Ops. |
• – – |
2014-06-09 |
4 |
OE |
$3.10 |
$48,658 |
D/D |
15,696 |
295,603 |
|
- |
|
| Obrien Gordon |
Pres., Specialty Fin. & Ops. |
• – – |
2014-06-06 |
4 |
S |
$14.98 |
$299,592 |
D/D |
(20,000) |
295,603 |
|
- |
|
| Obrien Gordon |
Pres., Specialty Fin. & Ops. |
• – – |
2014-06-06 |
4 |
OE |
$3.10 |
$62,000 |
D/D |
20,000 |
295,603 |
|
- |
|
| Obrien Gordon |
Pres., Specialty Fin. & Ops. |
• – – |
2014-06-05 |
4 |
S |
$14.80 |
$399,611 |
D/D |
(27,000) |
295,603 |
|
- |
|
| Obrien Gordon |
Pres., Specialty Fin. & Ops. |
• – – |
2014-06-05 |
4 |
OE |
$3.10 |
$62,000 |
D/D |
20,000 |
295,603 |
|
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2014-05-28 |
4 |
AS |
$14.67 |
$5,002 |
D/D |
(341) |
400,405 |
|
- |
|
| Obrien Gordon |
Pres., Specialty Fin. & Ops. |
• – – |
2014-05-28 |
4 |
AS |
$14.67 |
$19,775 |
D/D |
(1,348) |
302,603 |
|
- |
|
| Graff Brian |
Senior Vice President |
• – – |
2014-05-28 |
4 |
AS |
$14.67 |
$35,311 |
D/D |
(2,407) |
129,651 |
|
- |
|
| Wagner Ira |
Pres., European Priv Fin |
• – – |
2014-05-28 |
4 |
AS |
$14.67 |
$29,311 |
D/D |
(1,998) |
107,358 |
|
- |
|
| Winn Darin |
Senior Vice President |
• – – |
2014-05-28 |
4 |
AS |
$14.67 |
$14,817 |
D/D |
(1,010) |
324,678 |
|
- |
|
| Erickson John R |
CFO and Pres., Structured Fin. |
• – – |
2014-05-28 |
4 |
AS |
$14.67 |
$23,369 |
D/D |
(1,593) |
367,126 |
|
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2014-05-21 |
4 |
AS |
$14.80 |
$12,032 |
D/D |
(813) |
400,746 |
|
- |
|
| Flax Samuel Allan |
EVP, GC and Secretary |
• – – |
2014-05-13 |
4 |
AS |
$15.41 |
$20,603 |
D/D |
(1,337) |
401,559 |
|
- |
|
| Graff Brian |
Senior Vice President |
• – – |
2014-04-29 |
4 |
AS |
$14.58 |
$20,295 |
D/D |
(1,392) |
132,058 |
|
- |
|
| Graff Brian |
Senior Vice President |
• – – |
2014-04-29 |
4 |
AS |
$14.58 |
$19,698 |
D/D |
(1,351) |
133,450 |
|
- |
|
1129 Records found
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Page 8 of 46 |
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